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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+5.23%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$6.25B
AUM Growth
-$164M
Cap. Flow
-$62.8M
Cap. Flow %
-1%
Top 10 Hldgs %
22.34%
Holding
302
New
16
Increased
148
Reduced
111
Closed
11

Top Buys

Rank Stock Value
1
SBUX icon
Starbucks
SBUX
+$14.3M
2
MA icon
Mastercard
MA
+$11.9M
3
IBCD
iShares iBonds Mar 2020 Term Corporate ex-Financials ETF
IBCD
+$9.42M
4
DD icon
DuPont de Nemours
DD
+$8.37M
5
SLB icon
SLB Ltd
SLB
+$6.54M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$46.3M
2
DAL icon
Delta Air Lines
DAL
+$13.1M
3
RMAX icon
RE/MAX Holdings
RMAX
+$12.9M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$10.5M
5
HCSG icon
Healthcare Services Group
HCSG
+$5.54M

Sector Composition

Rank Sector Weight
1 Financials 20.35%
2 Technology 13.18%
3 Industrials 11.37%
4 Materials 8.29%
5 Consumer Staples 8.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEP icon
1
PepsiCo
PEP
$190B
$158M 2.53%
1,205,376
-9,032
-0.7% -$1.23M
DEO icon
2
Diageo
DEO
$49B
$157M 2.5%
908,415
+6,531
+0.7% +$1.06M
MSFT icon
3
Microsoft
MSFT
$3.45T
$150M 2.4%
1,119,568
+10,479
+0.9% +$1.54M
NXPI icon
4
NXP Semiconductors
NXPI
$57.8B
$146M 2.34%
1,495,268
+747
+0% +$86.7K
LIN icon
5
Linde
LIN
$221B
$144M 2.3%
716,153
+2,819
+0.4% +$568K
PAYX icon
6
Paychex
PAYX
$41.6B
$136M 2.18%
1,653,703
+2,557
+0.2% +$216K
LMT icon
7
Lockheed Martin
LMT
$134B
$127M 2.03%
349,833
-881
-0.3% -$338K
SO icon
8
Southern Company
SO
$109B
$124M 1.98%
2,236,803
-5,916
-0.3% -$367K
PGR icon
9
Progressive
PGR
$123B
$121M 1.94%
1,513,535
+60,428
+4% +$4.36M
BR icon
10
Broadridge
BR
$17.8B
$117M 1.88%
918,628
+4,382
+0.5% +$536K
KMI icon
11
Kinder Morgan
KMI
$71.7B
$117M 1.88%
5,616,868
+16,886
+0.3% +$342K
FAST icon
12
Fastenal
FAST
$54.7B
$117M 1.87%
7,183,672
+2,440
+0% +$43.6K
CB icon
13
Chubb
CB
$135B
$117M 1.87%
794,124
-6,154
-0.8% -$942K
CVX icon
14
Chevron
CVX
$392B
$113M 1.81%
910,872
-15,483
-2% -$1.82M
CL icon
15
Colgate-Palmolive
CL
$73.1B
$113M 1.81%
1,575,425
-22,165
-1% -$1.51M
NTRS icon
16
Northern Trust
NTRS
$33.3B
$109M 1.75%
1,215,067
-21,069
-2% -$2.16M
PII icon
17
Polaris
PII
$3.82B
$106M 1.7%
1,163,071
-32,154
-3% -$3.12M
GGG icon
18
Graco
GGG
$12.9B
$106M 1.69%
2,107,994
-9,815
-0.5% -$469K
MLM icon
19
Martin Marietta Materials
MLM
$31.5B
$102M 1.64%
444,204
+24,272
+6% +$6.47M
PFE icon
20
Pfizer
PFE
$143B
$98.6M 1.58%
2,399,718
-30,909
-1% -$1.1M
ETR icon
21
Entergy
ETR
$50.2B
$97.4M 1.56%
1,892,842
+2,176
+0.1% +$128K
FNF icon
22
Fidelity National Financial
FNF
$13.9B
$97.2M 1.56%
2,509,434
+18,953
+0.8% +$841K
MMM icon
23
3M
MMM
$90.9B
$95.9M 1.53%
661,847
-23,023
-3% -$3.22M
DLR icon
24
Digital Realty Trust
DLR
$69.7B
$94.4M 1.51%
801,109
-2,684
-0.3% -$330K
DOW icon
25
Dow Inc
DOW
$21.9B
$92.4M 1.48%
1,874,416
-36,741
-2% -$1.9M
1
2 3 4 5

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Confluence Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Confluence Investment Management held 302 positions worth $6.25B, down 2.6% from $6.41B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Confluence Investment Management's Q4 2019 filing shows 16 new, 148 increased, 111 reduced and 11 closed positions. Its largest new stake was iShares iBonds Mar 2020 Term Corporate ex-Financials ETF: 383,223 shares worth $9.43M. The largest sale was Tiffany & Co., an estimated $46.3M.

By sector, the portfolio is most concentrated in Financials at 20% of assets, down from 21% a quarter earlier, followed by Technology and Industrials.

  • Confluence Investment Management's largest Q4 2019 buy was iShares iBonds Mar 2020 Term Corporate ex-Financials ETF: 383,223 shares worth $9.43M.
  • Confluence Investment Management added most to Starbucks in Q4 2019, an estimated $14.3M increase.
  • Confluence Investment Management's biggest Q4 2019 reduction was Tiffany & Co., cutting an estimated $46.3M.
  • Confluence Investment Management fully exited Healthcare Services Group in Q4 2019, selling an estimated $5.54M.
  • Confluence Investment Management's ten largest holdings make up 22% of its $6.25B portfolio in Q4 2019.
  • Confluence Investment Management opened 16 new positions and closed 11 in Q4 2019.
  • Confluence Investment Management's portfolio value fell 2.6% quarter-over-quarter to $6.25B.

Based on Confluence Investment Management's 13F filing for Q4 2019, filed 29 Jan 2020.