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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+6.69%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$1.81B
AUM Growth
+$194M
Cap. Flow
+$94.1M
Cap. Flow %
5.2%
Top 10 Hldgs %
20.73%
Holding
272
New
18
Increased
142
Reduced
83
Closed
17

Top Buys

Rank Stock Value
1
NTRS icon
Northern Trust
NTRS
+$16.8M
2
CVX icon
Chevron
CVX
+$12.6M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$11.3M
4
NXPI icon
NXP Semiconductors
NXPI
+$9.92M
5
RYN icon
Rayonier
RYN
+$8.28M

Top Sells

Rank Stock Value
1
RLI icon
RLI Corp
RLI
+$21.2M
2
DJP icon
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
+$10.6M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$7.59M
4
LDR
Landauer Inc
LDR
+$7.53M
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$7.53M

Sector Composition

Rank Sector Weight
1 Financials 21.26%
2 Industrials 12.98%
3 Healthcare 8.69%
4 Technology 8.3%
5 Energy 5.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVX icon
1
Chevron
CVX
$392B
$41.1M 2.27%
328,969
+104,643
+47% +$12.6M
JNJ icon
2
Johnson & Johnson
JNJ
$618B
$40.5M 2.24%
442,687
+35,871
+9% +$3.31M
ARCC icon
3
Ares Capital
ARCC
$13.5B
$40.4M 2.24%
2,273,701
+129,571
+6% +$2.28M
PEP icon
4
PepsiCo
PEP
$190B
$38.7M 2.14%
466,903
+42,420
+10% +$3.52M
EMR icon
5
Emerson Electric
EMR
$83.9B
$38.1M 2.11%
542,319
+36,771
+7% +$2.46M
LMT icon
6
Lockheed Martin
LMT
$134B
$37.8M 2.09%
254,167
+19,089
+8% +$2.59M
DEO icon
7
Diageo
DEO
$49B
$37M 2.04%
279,051
+20,146
+8% +$2.57M
MMM icon
8
3M
MMM
$90.9B
$34.8M 1.92%
296,561
+24,250
+9% +$2.58M
BR icon
9
Broadridge
BR
$17.8B
$34.3M 1.9%
869,015
+45,763
+6% +$1.65M
MSFT icon
10
Microsoft
MSFT
$3.45T
$32.1M 1.78%
858,934
-154,669
-15% -$5.62M
FNF icon
11
Fidelity National Financial
FNF
$13.9B
$31.1M 1.72%
1,676,778
+114,833
+7% +$1.86M
PX
12
DELISTED
Praxair Inc
PX
$30.6M 1.7%
235,656
+24,032
+11% +$3M
VNQ icon
13
Vanguard Real Estate ETF
VNQ
$39.2B
$30.5M 1.69%
472,796
-39,906
-8% -$2.67M
GBDC icon
14
Golub Capital BDC
GBDC
$3.34B
$30.2M 1.67%
1,615,718
+101,964
+7% +$1.77M
GSK icon
15
GSK
GSK
$104B
$29.7M 1.64%
445,494
+48,488
+12% +$3.14M
IRM icon
16
Iron Mountain
IRM
$36.4B
$29.3M 1.62%
1,043,851
+126,964
+14% +$3.25M
DD
17
DELISTED
Du Pont De Nemours E I
DD
$28.7M 1.59%
465,310
+36,381
+8% +$2.1M
LLTC
18
DELISTED
Linear Technology Corp
LLTC
$27.9M 1.54%
612,665
+161,905
+36% +$6.76M
KSS icon
19
Kohl's
KSS
$2.17B
$27.5M 1.52%
484,635
+39,845
+9% +$2.18M
SO icon
20
Southern Company
SO
$109B
$26.3M 1.46%
639,898
+81,657
+15% +$3.37M
PFE icon
21
Pfizer
PFE
$143B
$26.2M 1.45%
900,873
+77,542
+9% +$2.26M
RYN icon
22
Rayonier
RYN
$6.55B
$25.4M 1.4%
889,295
+256,435
+41% +$8.28M
KRFT
23
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$25.3M 1.4%
469,478
+42,926
+10% +$2.29M
PCL
24
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$25.2M 1.39%
541,845
+51,614
+11% +$2.36M
CHRW icon
25
C.H. Robinson
CHRW
$17.4B
$24.7M 1.37%
423,124
+39,415
+10% +$2.32M
1
2 3 4 5

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GT
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BFS
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EWM
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Confluence Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, Confluence Investment Management held 272 positions worth $1.81B, up 12% from $1.61B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Confluence Investment Management deployed $94.1M of net new capital in Q4 2013, opening 18 new positions and adding to 142 existing holdings. Its largest new stake was Northern Trust: 293,257 shares worth $18.1M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $7.59M trimmed.

  • Confluence Investment Management's largest Q4 2013 buy was Northern Trust: 293,257 shares worth $18.1M.
  • Confluence Investment Management added most to Chevron in Q4 2013, an estimated $12.6M increase.
  • Confluence Investment Management's biggest Q4 2013 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $7.59M.
  • Confluence Investment Management fully exited RLI Corp in Q4 2013, selling an estimated $21.2M.
  • Confluence Investment Management's ten largest holdings make up 21% of its $1.81B portfolio in Q4 2013.
  • Confluence Investment Management opened 18 new positions and closed 17 in Q4 2013.
  • Confluence Investment Management's portfolio value rose 12% quarter-over-quarter to $1.81B.

Based on Confluence Investment Management's 13F filing for Q4 2013, filed 4 Feb 2014.