Confluence Investment Management’s Capstead Mortgage Corp. CMO Stock Holding History

Confluence Investment Management’s Portfolio CMO Stock Details CMO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-111,144	Closed	-$611K	–	303
2020 Q2	$611K	Hold	111,144	–	–	0.01%	224
2020 Q1	$467K	Buy	111,144 +2,644	+2%	+$18.8K	0.01%	236
2019 Q4	$906K	Hold	108,500	–	–	0.01%	211
2019 Q3	$797K	Hold	108,500	–	–	0.01%	219
2019 Q2	$906K	Sell	108,500 -3,384	-3%	-$28.4K	0.01%	211
2019 Q1	$961K	Hold	111,884	–	–	0.02%	206
2018 Q4	$747K	Hold	111,884	–	–	0.01%	226
2018 Q3	$885K	Buy	111,884 +822	+0.7%	+$6.92K	0.02%	222
2018 Q2	$994K	Hold	111,062	–	–	0.02%	219
2018 Q1	$961K	Hold	111,062	–	–	0.02%	188
2017 Q4	$961K	Buy	111,062 +553	+0.5%	+$5.08K	0.02%	189
2017 Q3	$1.07M	Hold	110,509	–	–	0.02%	188
2017 Q2	$1.15M	Hold	110,509	–	–	0.02%	188
2017 Q1	$1.17M	Hold	110,509	–	–	0.03%	186
2016 Q4	$1.13M	Hold	110,509	–	–	0.03%	191
2016 Q3	$1.04M	Hold	110,509	–	–	0.03%	190
2016 Q2	$1.07M	Buy	110,509 +20	+0%	+$195	0.03%	191
2016 Q1	$1.09M	Buy	110,489 +1,734	+2%	+$16.1K	0.03%	186
2015 Q4	$951K	Hold	108,755	–	–	0.03%	196
2015 Q3	$1.08M	Hold	108,755	–	–	0.04%	194
2015 Q2	$1.21M	Buy	108,755 +54,255	+100%	+$640K	0.04%	193
2015 Q1	$641K	Buy	54,500 +24,500	+82%	+$295K	0.02%	200
2014 Q4	$368K	Buy	30,000 +10,000	+50%	+$127K	0.02%	219
2014 Q3	$245K	Buy	+20,000	New	+$261K	0.01%	247

Other funds holding CMO

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

PIM

Paradice Investment Management Denver, Colorado $627M AUM 43.41% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Confluence Investment Management's CMO Position: Q3 2020 in Review

Confluence Investment Management sold out of Capstead Mortgage Corp. (CMO) in Q3 2020, closing a stake of 111,144 shares — an estimated $611K sold.

Confluence Investment Management first reported a position in CMO in Q3 2014 and held it in 24 quarters. The position peaked at $1.21M in Q2 2015. 153 funds tracked by Wall St. Rank hold CMO as of Q3 2020.

Confluence Investment Management reported no remaining Capstead Mortgage Corp. position as of Q3 2020 after selling out during the quarter.
Confluence Investment Management sold 111,144 Capstead Mortgage Corp. shares in Q3 2020, an estimated $611K.
Confluence Investment Management first reported a position in Capstead Mortgage Corp. in Q3 2014 and held it in 24 quarters.
Confluence Investment Management's Capstead Mortgage Corp. position peaked at $1.21M in Q2 2015.
153 funds tracked by Wall St. Rank held Capstead Mortgage Corp. as of Q3 2020.

Based on Confluence Investment Management's 13F filing for Q3 2020, filed 19 Oct 2020.