Charles Schwab
PFLT icon

Charles Schwab’s PennantPark Floating Rate Capital PFLT Stock Holding History

Charles Schwab’s Portfolio PFLT Stock Details PFLT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q2 		– Sell
-21,000
Closed -$291K – 3128
2014
Q1 		$291K Hold
21,000
– – ﹤0.01% 2813
2013
Q4 		$289K Hold
21,000
– – ﹤0.01% 2824
2013
Q3 		$286K Buy
21,000
+6,300
+43% +$86.7K ﹤0.01% 2777
2013
Q2 		$210K Buy
+14,700
New +$210K ﹤0.01% 2879

Other funds holding PFLT

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
YMRC
Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
Manulife (Manufacturers Life Insurance)
Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $116B AUM 26.37% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return
UBS AM
UBS AM Chicago, Illinois $481B AUM 26.39% 1-Year Est. Return

Charles Schwab's PFLT Position: Q2 2014 in Review

Charles Schwab sold out of PennantPark Floating Rate Capital (PFLT) in Q2 2014, closing a stake of 21,000 shares — an estimated $291K sold.

Charles Schwab first reported a position in PFLT in Q2 2013 and held it in 4 quarters. The position peaked at $291K in Q1 2014. 53 funds tracked by Wall St. Rank hold PFLT as of Q2 2014.

  • Charles Schwab reported no remaining PennantPark Floating Rate Capital position as of Q2 2014 after selling out during the quarter.
  • Charles Schwab sold 21,000 PennantPark Floating Rate Capital shares in Q2 2014, an estimated $291K.
  • Charles Schwab first reported a position in PennantPark Floating Rate Capital in Q2 2013 and held it in 4 quarters.
  • Charles Schwab's PennantPark Floating Rate Capital position peaked at $291K in Q1 2014.
  • 53 funds tracked by Wall St. Rank held PennantPark Floating Rate Capital as of Q2 2014.

Based on Charles Schwab's 13F filing for Q2 2014, filed 30 Jul 2014.