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CIA

Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+5.43%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$102M
AUM Growth
-$172M
Cap. Flow
-$181M
Cap. Flow %
-178.35%
Top 10 Hldgs %
27.15%
Holding
1,230
New
60
Increased
205
Reduced
375
Closed
384

Top Buys

Rank Stock Value
1
MAS icon
Masco
MAS
+$831K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$334K
3
OEF icon
iShares S&P 100 ETF
OEF
+$262K
4
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$249K
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$172K

Top Sells

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$38.9M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$16.8M
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$7.62M
4
BINC icon
BlackRock Flexible Income ETF
BINC
+$6.67M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$6.02M

Sector Composition

Rank Sector Weight
1 Technology 16.85%
2 Consumer Discretionary 9.92%
3 Communication Services 9.9%
4 Financials 9.41%
5 Healthcare 7.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OPCH icon
1076
Option Care Health
OPCH
$3.62B
– –
-47
Closed -$1.53K
OVB icon
1077
Overlay Shares Core Bond ETF
OVB
$47.8M
– –
-350
Closed -$7.18K
PAPR icon
1078
Innovator US Equity Power Buffer ETF April
PAPR
$959M
– –
-6,890
Closed -$257K
PAUG icon
1079
Innovator US Equity Power Buffer ETF August
PAUG
$936M
– –
-16,970
Closed -$687K
PAYC icon
1080
Paycom
PAYC
$9.52B
– –
-76
Closed -$17.5K
PBR icon
1081
Petrobras
PBR
$117B
– –
-100
Closed -$1.25K
PDBC icon
1082
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.58B
– –
-2,898
Closed -$37.8K
PDEC icon
1083
Innovator US Equity Power Buffer ETF December
PDEC
$997M
– –
-5,200
Closed -$208K
PECO icon
1084
Phillips Edison & Co
PECO
$5.16B
– –
-2,210
Closed -$77.4K
PFEB icon
1085
Innovator US Equity Power Buffer ETF February
PFEB
$924M
– –
-25,400
Closed -$965K
PFD
1086
Flaherty & Crumrine Preferred and Income Fund
PFD
$147M
– –
-200
Closed -$2.26K
PFFA icon
1087
Virtus InfraCap US Preferred Stock ETF
PFFA
$2.49B
– –
-800
Closed -$16.7K
PGHY icon
1088
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$227M
– –
-33
Closed -$648
PHM icon
1089
Pultegroup
PHM
$24.4B
– –
-36
Closed -$3.8K
PJAN icon
1090
Innovator US Equity Power Buffer ETF January
PJAN
$1.43B
– –
-7,550
Closed -$333K
PJUL icon
1091
Innovator US Equity Power Buffer ETF July
PJUL
$1.29B
– –
-5,400
Closed -$237K
PJUN icon
1092
Innovator US Equity Power Buffer ETF June
PJUN
$975M
– –
-41,825
Closed -$1.66M
PMAR icon
1093
Innovator US Equity Power Buffer ETF March
PMAR
$769M
– –
-7,560
Closed -$319K
PMAY icon
1094
Innovator US Equity Power Buffer ETF May
PMAY
$818M
– –
-25,139
Closed -$950K
PNOV icon
1095
Innovator US Equity Power Buffer ETF November
PNOV
$895M
– –
-33,900
Closed -$1.34M
POCT icon
1096
Innovator US Equity Power Buffer ETF October
POCT
$973M
– –
-35,600
Closed -$1.47M
PREF icon
1097
Principal Spectrum Preferred Securities Active ETF
PREF
$1.78B
– –
-453
Closed -$8.59K
PSC icon
1098
Principal Exchange-Traded Funds Principal US Small-Cap ETF
PSC
$2.31B
– –
-113
Closed -$6.02K
PSEP icon
1099
Innovator US Equity Power Buffer ETF September
PSEP
$841M
– –
-41,151
Closed -$1.68M
PSP icon
1100
Invesco Global Listed Private Equity ETF
PSP
$243M
– –
-329
Closed -$22.7K
42 43
44
45 46

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CAG
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LWMNY
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CIM
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BHC
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HPC
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Cape Investment Advisory's Q3 2025 Portfolio in Review

As of Q3 2025, Cape Investment Advisory held 1,230 positions worth $102M, down 63% from $274M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Cape Investment Advisory withdrew a net $181M in Q3 2025, closing 384 positions and reducing 375 holdings. Its most notable exit was Invesco S&P 500 Equal Weight ETF, an estimated $5.44M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 9.9% a quarter earlier, followed by Consumer Discretionary and Communication Services.

Against the trend, Cape Investment Advisory opened a new position in Healthpeak Properties worth $173K.

  • Cape Investment Advisory's largest Q3 2025 buy was Healthpeak Properties: 9,019 shares worth $173K.
  • Cape Investment Advisory added most to Masco in Q3 2025, an estimated $831K increase.
  • Cape Investment Advisory's biggest Q3 2025 reduction was Schwab US Broad Market ETF, cutting an estimated $38.9M.
  • Cape Investment Advisory fully exited Invesco S&P 500 Equal Weight ETF in Q3 2025, selling an estimated $5.44M.
  • Cape Investment Advisory's ten largest holdings make up 27% of its $102M portfolio in Q3 2025.
  • Cape Investment Advisory opened 60 new positions and closed 384 in Q3 2025.
  • Cape Investment Advisory's portfolio value fell 63% quarter-over-quarter to $102M.

Based on Cape Investment Advisory's 13F filing for Q3 2025, filed 29 Dec 2025.