Cape Investment Advisory’s Principal Exchange-Traded Funds Principal US Small-Cap ETF PSC Stock Holding History

Cape Investment Advisory’s Portfolio PSC Stock Details PSC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$40.8K	Hold	612	–	–	0.01%	560
2026 Q2	$42.9K	Buy	+612	New	+$39.3K	0.01%	536
2026 Q1	–	Sell	-812	Closed	-$46.9K	–	934
2025 Q4	$46.9K	Buy	+812	New	+$46.4K	0.01%	428
2025 Q3	–	Sell	-113	Closed	-$6.02K	–	1098
2025 Q2	$6.02K	Sell	113 -353	-76%	-$17.5K	﹤0.01%	724
2025 Q1	$22.6K	Buy	466 +440	+1,692%	+$22.6K	0.01%	457
2024 Q4	$1.33K	Buy	+26	New	+$1.38K	﹤0.01%	928

Other funds holding PSC

Wealth Enhancement Advisory Services Plymouth, Minnesota $67.3B AUM 21.9% 1-Year Est. Return

Veracity Capital Atlanta, Georgia $372M AUM 32.95% 1-Year Est. Return

FHC

First Heartland Consultants Lake St. Louis, Missouri $1.5B AUM 13.03% 1-Year Est. Return

RBWA

RFG - Bristol Wealth Advisors Taunton, Massachusetts $420M AUM 17.18% 1-Year Est. Return

Walleye Partners Madison, Wisconsin $89M AUM 5.66% 1-Year Est. Return

VVP

Venture Visionary Partners Sylvania, Ohio $3.82B AUM 21.33% 1-Year Est. Return

FFA

Farther Finance Advisors San Francisco, California $14.2B AUM 18.33% 1-Year Est. Return

AWM

Avaii Wealth Management Appleton, Wisconsin $348M AUM 25.11% 1-Year Est. Return

CoreCap Advisors Southfield, Michigan $3.48B AUM 21.43% 1-Year Est. Return

Cape Investment Advisory's PSC Position: Q3 2026 in Review

Cape Investment Advisory held its Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) position steady in Q3 2026 at 612 shares worth $40.8K. The position accounts for 0.01% of the portfolio, ranked #560.

Cape Investment Advisory first reported a position in PSC in Q4 2024 and has held it in 6 quarters since. The position peaked at $46.9K in Q4 2025. 10 funds tracked by Wall St. Rank hold PSC as of Q3 2026.

Cape Investment Advisory held 612 shares of Principal Exchange-Traded Funds Principal US Small-Cap ETF worth $40.8K as of Q3 2026.
Cape Investment Advisory left its Principal Exchange-Traded Funds Principal US Small-Cap ETF share count unchanged in Q3 2026.
Principal Exchange-Traded Funds Principal US Small-Cap ETF made up 0.01% of Cape Investment Advisory's portfolio in Q3 2026, its #560 holding.
Cape Investment Advisory first reported a position in Principal Exchange-Traded Funds Principal US Small-Cap ETF in Q4 2024 and has held it in 6 quarters since.
Cape Investment Advisory's Principal Exchange-Traded Funds Principal US Small-Cap ETF position peaked at $46.9K in Q4 2025.
10 funds tracked by Wall St. Rank held Principal Exchange-Traded Funds Principal US Small-Cap ETF as of Q3 2026.

Based on Cape Investment Advisory's 13F filing for Q3 2026, filed 13 Oct 2026.