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Cape Investment Advisory’s Principal Exchange-Traded Funds Principal US Small-Cap ETF PSC Stock Holding History

Cape Investment Advisory’s Portfolio PSC Stock Details PSC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		– Sell
-812
Closed -$46.9K – 934
2025
Q4 		$46.9K Buy
+812
New +$46.4K 0.01% 428
2025
Q3 		– Sell
-113
Closed -$6.02K – 1098
2025
Q2 		$6.02K Sell
113
-353
-76% -$17.5K ﹤0.01% 724
2025
Q1 		$22.6K Buy
466
+440
+1,692% +$22.6K 0.01% 457
2024
Q4 		$1.33K Buy
+26
New +$1.38K ﹤0.01% 928

Other funds holding PSC

Principal Financial Group
Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Cape Investment Advisory's PSC Position: Q1 2026 in Review

Cape Investment Advisory sold out of Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) in Q1 2026, closing a stake of 812 shares — an estimated $46.9K sold.

Cape Investment Advisory first reported a position in PSC in Q4 2024 and held it in 4 quarters. The position peaked at $46.9K in Q4 2025. 90 funds tracked by Wall St. Rank hold PSC as of Q1 2026.

  • Cape Investment Advisory reported no remaining Principal Exchange-Traded Funds Principal US Small-Cap ETF position as of Q1 2026 after selling out during the quarter.
  • Cape Investment Advisory sold 812 Principal Exchange-Traded Funds Principal US Small-Cap ETF shares in Q1 2026, an estimated $46.9K.
  • Cape Investment Advisory first reported a position in Principal Exchange-Traded Funds Principal US Small-Cap ETF in Q4 2024 and held it in 4 quarters.
  • Cape Investment Advisory's Principal Exchange-Traded Funds Principal US Small-Cap ETF position peaked at $46.9K in Q4 2025.
  • 90 funds tracked by Wall St. Rank held Principal Exchange-Traded Funds Principal US Small-Cap ETF as of Q1 2026.

Based on Cape Investment Advisory's 13F filing for Q1 2026, filed 15 May 2026.