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BCM

Basso Capital Management Portfolio holdings

AUM $469M
1-Year Est. Return 32.23%
This Fund
S&P 500
This Quarter Est. Return
+0.52%
1 Year Est. Return
+32.23%
3 Year Est. Return
+85.51%
5 Year Est. Return
+126.61%
10 Year Est. Return
+179.99%
AUM
$573M
AUM Growth
+$38.1M
Cap. Flow
-$424M
Cap. Flow %
-73.91%
Top 10 Hldgs %
47.14%
Holding
131
New
24
Increased
5
Reduced
6
Closed
36

Top Buys

Rank Stock Value
1
LIND icon
Lindblad Expeditions
LIND
+$2.44M
2
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$2.2M
3
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$1.92M
4
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$1.75M
5
MWRX
MEDWORTH RX CORP COM STK (DE)
MWRX
+$1.61M

Top Sells

Rank Stock Value
1
DCUB
DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA)
DCUB
+$3.04M
2
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
+$2.9M
3
MDVN
MEDIVATION, INC.
MDVN
+$2.17M
4
MNGL
BLUE WOLF MONGOLIA HOLDING CORP (VGB)
MNGL
+$1.93M
5
EPR icon
EPR Properties
EPR
+$1.31M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 0.6%
2 Technology 0.39%
3 Real Estate 0.13%
4 Financials 0.09%
5 Communication Services 0.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PVA
76
CALL
DELISTED
PENN VIRGINIA CORP
PVA
– –
-50,000
Closed -$235K
MNGL
77
DELISTED
BLUE WOLF MONGOLIA HOLDING CORP (VGB)
MNGL
– –
-187,360
Closed -$1.93M
MDVN
78
DELISTED
MEDIVATION, INC.
MDVN
– –
-88,000
Closed -$2.17M
1 2 3
4

Similar funds

MGB
Mass General Brigham Somerville, Massachusetts $469M AUM
RGC
Regents Gate Capital London, United Kingdom $469M AUM 6.23% 1-Year Est. Return
AIC
Archer Investment Corporation Carmel, Indiana $469M AUM 19.1% 1-Year Est. Return
CWA
CM Wealth Advisors Beachwood, Ohio $470M AUM 19.08% 1-Year Est. Return
SP
Stonebrook Private Northville, Michigan $470M AUM 21.42% 1-Year Est. Return
SCA
Stieven Capital Advisors St. Louis, Missouri $468M AUM 15.94% 1-Year Est. Return
LN
Lightrock Netherlands Utrecht, Netherlands $468M AUM 43.06% 1-Year Est. Return
UWP
Uniting Wealth Partners Mission, Kansas $470M AUM 30.3% 1-Year Est. Return

Basso Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Basso Capital Management held 131 positions worth $573M, up 7.1% from $535M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Basso Capital Management withdrew a net $424M in Q3 2013, closing 36 positions and reducing 6 holdings. Its most notable exit was DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA), an estimated $3.04M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 0.6% of assets, followed by Technology and Real Estate.

Against the trend, Basso Capital Management opened a new position in Lindblad Expeditions worth $2.42M.

  • Basso Capital Management's largest Q3 2013 buy was Lindblad Expeditions: 250,000 shares worth $2.42M.
  • Basso Capital Management added most to OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS in Q3 2013, an estimated $1.92M increase.
  • Basso Capital Management's biggest Q3 2013 reduction was EPR Properties, cutting an estimated $1.31M.
  • Basso Capital Management fully exited DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA) in Q3 2013, selling an estimated $3.04M.
  • Basso Capital Management's ten largest holdings make up 47% of its $573M portfolio in Q3 2013.
  • Basso Capital Management opened 24 new positions and closed 36 in Q3 2013.
  • Basso Capital Management's portfolio value rose 7.1% quarter-over-quarter to $573M.

Based on Basso Capital Management's 13F filing for Q3 2013, filed 13 Nov 2013.