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BCM

Basso Capital Management Portfolio holdings

AUM $469M
1-Year Est. Return 32.23%
This Fund
S&P 500
This Quarter Est. Return
+0.11%
1 Year Est. Return
+32.23%
3 Year Est. Return
+85.51%
5 Year Est. Return
+126.61%
10 Year Est. Return
+179.99%
AUM
$685M
AUM Growth
+$58.9M
Cap. Flow
-$477M
Cap. Flow %
-69.58%
Top 10 Hldgs %
43.28%
Holding
159
New
18
Increased
8
Reduced
19
Closed
33

Top Buys

Rank Stock Value
1
ACT.PRA
ACTAVIS PLC Pfd Conv Ser A (Irl)
ACT.PRA
+$21.7M
2
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$1.5M
3
HOLX
Hologic
HOLX
+$1.38M
4
TIVO
Tivo Inc
TIVO
+$899K
5
QPACU
Quinpario Acquisition Corp. 2 Unit
QPACU
+$753K

Top Sells

Rank Stock Value
1
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
+$5.54M
2
ZAIS
ZAIS Group Holdings, Inc.
ZAIS
+$3.12M
3
CACG
CHART ACQUISITION CORP COM
CACG
+$2.44M
4
BLBD icon
Blue Bird Corp
BLBD
+$1.97M
5
EPR icon
EPR Properties
EPR
+$1.92M

Sector Composition

Rank Sector Weight
1 Healthcare 0.57%
2 Consumer Discretionary 0.55%
3 Communication Services 0.25%
4 Technology 0.2%
5 Consumer Staples 0.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWN
51
DELISTED
Southwestern Energy Company
SWN
$9K ﹤0.01%
+400
New +$9.93K
C.WS.B
52
DELISTED
CITIGROUP INC WTS EXP (10/28/2018) (DE)
C.WS.B
$3K ﹤0.01%
115,500
– –
AMRN
53
CALL
Amarin Corp
AMRN
$299M
– –
-7,570
Closed -$148K
BLBD icon
54
Blue Bird Corp
BLBD
$2.35B
– –
-200,000
Closed -$1.97M
CWB icon
55
CALL
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.6B
– –
-50,000
Closed -$2.35M
D icon
56
Dominion Energy
D
$60.8B
– –
-576
Closed -$44K
EPR icon
57
EPR Properties
EPR
$4.75B
– –
-33,269
Closed -$1.92M
EPR.PRC icon
58
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$148M
– –
-3,855
Closed -$89K
HTGC icon
59
Hercules Capital
HTGC
$3.07B
– –
-25,016
Closed -$372K
HTGC icon
60
PUT
Hercules Capital
HTGC
$3.07B
– –
-50,000
Closed -$744K
JBLU icon
61
PUT
JetBlue
JBLU
$2.28B
– –
-50,900
Closed -$804K
LRCX icon
62
PUT
Lam Research
LRCX
$367B
– –
-100,000
Closed -$793K
NVDA icon
63
PUT
NVIDIA
NVDA
$4.86T
– –
-4,000,000
Closed -$2M
ON icon
64
ON Semiconductor
ON
$31.8B
– –
-82,900
Closed -$840K
PANW icon
65
Palo Alto Networks
PANW
$270B
– –
-3,000
Closed -$61K
PSEC icon
66
Prospect Capital
PSEC
$1.07B
– –
-17,800
Closed -$147K
PSEC icon
67
PUT
Prospect Capital
PSEC
$1.07B
– –
-100,000
Closed -$826K
SPY icon
68
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$790B
– –
-50,000
Closed -$10.3M
UMC icon
69
United Microelectronic
UMC
$47.7B
– –
-171,600
Closed -$390K
RAD
70
CALL
DELISTED
Rite Aid Corporation
RAD
– –
-7,500
Closed -$1.13M
VER
71
CALL
DELISTED
VEREIT, Inc.
VER
– –
-15,000
Closed -$679K
MDR
72
DELISTED
McDermott International
MDR
– –
-11,667
Closed -$102K
MDR
73
PUT
DELISTED
McDermott International
MDR
– –
-16,667
Closed -$146K
ZAIS
74
DELISTED
ZAIS Group Holdings, Inc.
ZAIS
– –
-300,007
Closed -$3.12M
CPHD
75
DELISTED
Cepheid Inc
CPHD
– –
-20,000
Closed -$1.08M
1 2
3
4

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AIC
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CWA
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SP
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SCA
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LN
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UWP
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Basso Capital Management's Q1 2015 Portfolio in Review

As of Q1 2015, Basso Capital Management held 159 positions worth $685M, up 9.4% from $626M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Basso Capital Management withdrew a net $477M in Q1 2015, closing 33 positions and reducing 19 holdings. Its most notable exit was ZAIS Group Holdings, Inc., an estimated $3.12M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 0.57% of assets, down from 0.7% a quarter earlier, followed by Consumer Discretionary and Communication Services.

Against the trend, Basso Capital Management opened a new position in ACTAVIS PLC Pfd Conv Ser A (Irl) worth $21.4M.

  • Basso Capital Management's largest Q1 2015 buy was ACTAVIS PLC Pfd Conv Ser A (Irl): 20,750 shares worth $21.4M.
  • Basso Capital Management added most to RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest in Q1 2015, an estimated $1.5M increase.
  • Basso Capital Management's biggest Q1 2015 reduction was T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A, cutting an estimated $5.54M.
  • Basso Capital Management fully exited ZAIS Group Holdings, Inc. in Q1 2015, selling an estimated $3.12M.
  • Basso Capital Management's ten largest holdings make up 43% of its $685M portfolio in Q1 2015.
  • Basso Capital Management opened 18 new positions and closed 33 in Q1 2015.
  • Basso Capital Management's portfolio value rose 9.4% quarter-over-quarter to $685M.

Based on Basso Capital Management's 13F filing for Q1 2015, filed 15 May 2015.