Basso Capital Management’s Prospect Capital PSEC Stock Holding History

Basso Capital Management’s Portfolio PSEC Stock Details PSEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-100,000	Closed	-$826K	–	140
2014 Q4	$826K	Buy	+100,000	New	+$922K	0.13%	86
2014 Q3	–	Sell	-100,000	Closed	-$1.06M	–	122
2014 Q2	$1.06M	Buy	+100,000	New	+$1.04M	0.18%	65

Other funds holding PSEC

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

PAM

PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return

TNBTD

Trustmark National Bank Trust Department Jackson, Mississippi $1.56B AUM 16.53% 1-Year Est. Return

Basso Capital Management's PSEC Position: Q1 2015 in Review

Basso Capital Management sold out of Prospect Capital (PSEC) in Q1 2015, closing a stake of 17,800 shares — an estimated $147K sold.

Basso Capital Management first reported a position in PSEC in Q2 2014 and held it in 3 quarters. The position peaked at $378K in Q2 2014. 222 funds tracked by Wall St. Rank hold PSEC as of Q1 2015.

Basso Capital Management reported no remaining Prospect Capital position as of Q1 2015 after selling out during the quarter.
Basso Capital Management sold 17,800 Prospect Capital shares in Q1 2015, an estimated $147K.
Basso Capital Management first reported a position in Prospect Capital in Q2 2014 and held it in 3 quarters.
Basso Capital Management's Prospect Capital position peaked at $378K in Q2 2014.
222 funds tracked by Wall St. Rank held Prospect Capital as of Q1 2015.

Based on Basso Capital Management's 13F filing for Q1 2015, filed 15 May 2015.