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Basso Capital Management’s Hercules Capital HTGC Stock Holding History

Basso Capital Management’s Portfolio HTGC Stock Details HTGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q2 		– Sell
-30,000
Closed -$454K – 178
2017
Q1 		$454K Buy
+30,000
New +$440K 0.07% 105
2015
Q1 		– Sell
-50,000
Closed -$744K – 133
2014
Q4 		$744K Buy
+50,000
New +$755K 0.12% 90

Other funds holding HTGC

MC
Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return
T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return
Principal Financial Group
Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
LSV Asset Management
LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return
AllianceBernstein
AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return
ACM
Advisors Capital Management Ridgewood, New Jersey $8.58B AUM 23.43% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Basso Capital Management's HTGC Position: Q1 2015 in Review

Basso Capital Management sold out of Hercules Capital (HTGC) in Q1 2015, closing a stake of 25,016 shares — an estimated $372K sold.

Basso Capital Management first reported a position in HTGC in Q4 2014 and held it in 1 quarter. The position peaked at $372K in Q4 2014. 140 funds tracked by Wall St. Rank hold HTGC as of Q1 2015.

  • Basso Capital Management reported no remaining Hercules Capital position as of Q1 2015 after selling out during the quarter.
  • Basso Capital Management sold 25,016 Hercules Capital shares in Q1 2015, an estimated $372K.
  • Basso Capital Management first reported a position in Hercules Capital in Q4 2014 and held it in 1 quarter.
  • Basso Capital Management's Hercules Capital position peaked at $372K in Q4 2014.
  • 140 funds tracked by Wall St. Rank held Hercules Capital as of Q1 2015.

Based on Basso Capital Management's 13F filing for Q1 2015, filed 15 May 2015.