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BAM

Banta Asset Management Portfolio holdings

AUM $99.5M
This Fund
S&P 500
This Quarter Est. Return
-4.63%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$43.5M
AUM Growth
-$1.86M
Cap. Flow
+$299K
Cap. Flow %
0.69%
Top 10 Hldgs %
68.78%
Holding
28
New
1
Increased
8
Reduced
10
Closed
4

Top Buys

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$1.47M
2
WFM
Whole Foods Market Inc
WFM
+$1.33M
3
FCX icon
Freeport-McMoran
FCX
+$1.13M
4
AVNS icon
Avanos Medical
AVNS
+$734K
5
AAPL icon
Apple
AAPL
+$123K

Top Sells

Rank Stock Value
1
MET.PRB
METLIFE INC PFD SERIES B
MET.PRB
+$1.52M
2
CAT icon
Caterpillar
CAT
+$1.33M
3
ABBV icon
AbbVie
ABBV
+$1.08M
4
TEX icon
Terex
TEX
+$230K
5
BOCA.CL
BANC CALIF INC 7.5% SR NT DUE 4/15/2020
BOCA.CL
+$64.7K

Sector Composition

Rank Sector Weight
1 Technology 12.57%
2 Materials 6.8%
3 Healthcare 5.57%
4 Consumer Staples 4.18%
5 Energy 3.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFF icon
1
iShares Preferred and Income Securities ETF
PFF
$13.3B
$6.84M 15.72%
174,689
+80
+0% +$3.17K
CTY
2
DELISTED
QWEST CORPORATION 6.125% NOTES DUE 2053
CTY
$3.11M 7.15%
125,033
-525
-0.4% -$13.2K
FCX icon
3
Freeport-McMoran
FCX
$83.9B
$2.96M 6.8%
159,044
+54,554
+52% +$1.13M
AAPL icon
4
Apple
AAPL
$4.9T
$2.79M 6.42%
89,116
+3,844
+5% +$123K
QCOM icon
5
Qualcomm
QCOM
$181B
$2.68M 6.15%
42,775
+21,590
+102% +$1.47M
PBI.PRB icon
6
Pitney Bowes Inc 6.70% Notes Due 2043
PBI.PRB
$349M
$2.67M 6.13%
104,833
-2,400
-2% -$63.6K
MHNC
7
Maiden Holdings North America
MHNC
$71.2M
$2.62M 6.02%
97,450
-2,400
-2% -$64.3K
AVNS icon
8
Avanos Medical
AVNS
$1.17B
$2.42M 5.57%
59,829
+16,354
+38% +$734K
BOCA.CL
9
DELISTED
BANC CALIF INC 7.5% SR NT DUE 4/15/2020
BOCA.CL
$2.07M 4.75%
80,266
-2,500
-3% -$64.7K
FRC.PRB.CL
10
DELISTED
First Republic Bank
FRC.PRB.CL
$1.77M 4.07%
69,625
-2,100
-3% -$54K
RFT
11
DELISTED
RAIT Financial Trust
RFT
$1.72M 3.96%
74,650
+1,400
+2% +$33K
COP icon
12
ConocoPhillips
COP
$140B
$1.62M 3.73%
26,446
-89
-0.3% -$5.8K
NM.PRG
13
DELISTED
NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value
NM.PRG
$1.51M 3.47%
74,250
-200
-0.3% -$4.18K
TEX icon
14
Terex
TEX
$7.47B
$1.37M 3.14%
58,754
-8,721
-13% -$230K
UZB
15
DELISTED
United States Cellular Corporation 7.25% Senior Notes due 2063
UZB
$1.22M 2.81%
48,600
+100
+0.2% +$2.54K
WFM
16
DELISTED
Whole Foods Market Inc
WFM
$1.18M 2.7%
+29,800
New +$1.33M
ABR.PRC
17
DELISTED
Arbor Realty Trust, Inc. 8.50% Series C Cumulative Redeemable Preferred Stock, Liquidation Preferenc
ABR.PRC
$1.13M 2.59%
44,900
-300
-0.7% -$7.67K
CFC.PRB.CL
18
DELISTED
Countrywide Capital V
CFC.PRB.CL
$1.11M 2.56%
43,233
– –
ENH.PRB
19
DELISTED
ENDURANCE SPECIALTY HLDGS LTD PFD SR B (BMU)
ENH.PRB
$958K 2.2%
36,876
-2,000
-5% -$52.6K
PG icon
20
Procter & Gamble
PG
$349B
$644K 1.48%
8,229
+128
+2% +$10.3K
MER.PRP.CL
21
DELISTED
Merrill Lynch Capital Trust Iii
MER.PRP.CL
$363K 0.83%
14,200
– –
MER.PRM
22
DELISTED
MERRILL LYNCH CAP TRII GUARANTEED TRUST PFD SECS 6.450%
MER.PRM
$302K 0.69%
11,985
– –
FRC.PRE.CL
23
DELISTED
First Republic Bank
FRC.PRE.CL
$261K 0.6%
9,533
– –
RTX icon
24
RTX Corp
RTX
$261B
$202K 0.46%
2,892
– –
ABBV icon
25
AbbVie
ABBV
$450B
– –
-18,530
Closed -$1.08M
1
2

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MBC
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AVI
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PFG
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Banta Asset Management's Q2 2015 Portfolio in Review

As of Q2 2015, Banta Asset Management held 28 positions worth $43.5M, down 4.1% from $45.4M the previous quarter. Its ten largest holdings account for 69% of the portfolio.

Banta Asset Management's Q2 2015 filing shows 1 new, 8 increased, 10 reduced and 4 closed positions. Its largest new stake was Whole Foods Market Inc: 29,800 shares worth $1.18M. The largest sale was METLIFE INC PFD SERIES B, an estimated $1.52M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 9.1% a quarter earlier, followed by Materials and Healthcare.

  • Banta Asset Management's largest Q2 2015 buy was Whole Foods Market Inc: 29,800 shares worth $1.18M.
  • Banta Asset Management added most to Qualcomm in Q2 2015, an estimated $1.47M increase.
  • Banta Asset Management's biggest Q2 2015 reduction was Terex, cutting an estimated $230K.
  • Banta Asset Management fully exited METLIFE INC PFD SERIES B in Q2 2015, selling an estimated $1.52M.
  • Banta Asset Management's ten largest holdings make up 69% of its $43.5M portfolio in Q2 2015.
  • Banta Asset Management opened 1 new position and closed 4 in Q2 2015.
  • Banta Asset Management's portfolio value fell 4.1% quarter-over-quarter to $43.5M.

Based on Banta Asset Management's 13F filing for Q2 2015, filed 5 Aug 2015.