BAM

Banta Asset Management Portfolio holdings

AUM $83.9M
This Quarter Return
-4.63%
1 Year Return
+19.53%
3 Year Return
-20.56%
5 Year Return
–
10 Year Return
–
AUM
$43.5M
AUM Growth
+$43.5M
Cap. Flow
-$134K
Cap. Flow %
-0.31%
Top 10 Hldgs %
68.78%
Holding
28
New
1
Increased
8
Reduced
10
Closed
4

Top Buys

1
QCOM icon
Qualcomm
QCOM
$1.35M
2
WFM
Whole Foods Market Inc
WFM
$1.18M
3
FCX icon
Freeport-McMoran
FCX
$1.02M
4
AVNS icon
Avanos Medical
AVNS
$662K
5
AAPL icon
Apple
AAPL
$121K

Top Sells

1
MET.PRB
METLIFE INC PFD SERIES B
MET.PRB
$1.52M
2
CAT icon
Caterpillar
CAT
$1.34M
3
ABBV icon
AbbVie
ABBV
$1.09M
4
TEX icon
Terex
TEX
$203K
5
MHNC
MAIDEN HOLDINGS NORTH AMERICA, LTD
MHNC
$64.5K

Sector Composition

1 Technology 12.57%
2 Materials 6.8%
3 Healthcare 5.57%
4 Consumer Staples 4.18%
5 Energy 3.73%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PFF icon
1
iShares Preferred and Income Securities ETF
PFF
$14.4B
$6.84M 15.72%
174,689
+80
+0% +$3.13K
CTY
2
DELISTED
QWEST CORPORATION 6.125% NOTES DUE 2053
CTY
$3.11M 7.15%
125,033
-525
-0.4% -$13.1K
FCX icon
3
Freeport-McMoran
FCX
$63.7B
$2.96M 6.8%
159,044
+54,554
+52% +$1.02M
AAPL icon
4
Apple
AAPL
$3.45T
$2.79M 6.42%
22,279
+961
+5% +$121K
QCOM icon
5
Qualcomm
QCOM
$173B
$2.68M 6.15%
42,775
+21,590
+102% +$1.35M
PBI.PRB icon
6
PITNEY BOWES INC .6.70% Notes Due 2043,
PBI.PRB
$331M
$2.67M 6.13%
104,833
-2,400
-2% -$61.1K
MHNC
7
MAIDEN HOLDINGS NORTH AMERICA, LTD
MHNC
$104M
$2.62M 6.02%
97,450
-2,400
-2% -$64.5K
AVNS icon
8
Avanos Medical
AVNS
$554M
$2.42M 5.57%
59,829
+16,354
+38% +$662K
BOCA.CL
9
DELISTED
BANC CALIF INC 7.5% SR NT DUE 4/15/2020
BOCA.CL
$2.07M 4.75%
80,266
-2,500
-3% -$64.4K
FRC.PRB.CL
10
DELISTED
First Republic Bank
FRC.PRB.CL
$1.77M 4.07%
69,625
-2,100
-3% -$53.5K
RFT
11
DELISTED
RAIT Financial Trust
RFT
$1.72M 3.96%
74,650
+1,400
+2% +$32.3K
COP icon
12
ConocoPhillips
COP
$124B
$1.62M 3.73%
26,446
-89
-0.3% -$5.47K
NM.PRG
13
DELISTED
NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value
NM.PRG
$1.51M 3.47%
74,250
-200
-0.3% -$4.07K
TEX icon
14
Terex
TEX
$3.28B
$1.37M 3.14%
58,754
-8,721
-13% -$203K
UZB
15
DELISTED
United States Cellular Corporation 7.25% Senior Notes due 2063
UZB
$1.22M 2.81%
48,600
+100
+0.2% +$2.51K
WFM
16
DELISTED
Whole Foods Market Inc
WFM
$1.18M 2.7%
+29,800
New +$1.18M
ABR.PRC
17
DELISTED
Arbor Realty Trust, Inc. 8.50% Series C Cumulative Redeemable Preferred Stock, Liquidation Preferenc
ABR.PRC
$1.13M 2.59%
44,900
-300
-0.7% -$7.53K
CFC.PRB.CL
18
DELISTED
Countrywide Capital V
CFC.PRB.CL
$1.11M 2.56%
43,233
– –
ENH.PRB
19
DELISTED
ENDURANCE SPECIALTY HLDGS LTD PFD SR B (BMU)
ENH.PRB
$958K 2.2%
36,876
-2,000
-5% -$52K
PG icon
20
Procter & Gamble
PG
$368B
$644K 1.48%
8,229
+128
+2% +$10K
MER.PRP.CL
21
DELISTED
Merrill Lynch Capital Trust Iii
MER.PRP.CL
$363K 0.83%
14,200
– –
MER.PRM
22
DELISTED
MERRILL LYNCH CAP TRII GUARANTEED TRUST PFD SECS 6.450%
MER.PRM
$302K 0.69%
11,985
– –
FRC.PRE.CL
23
DELISTED
First Republic Bank
FRC.PRE.CL
$261K 0.6%
9,533
– –
RTX icon
24
RTX Corp
RTX
$212B
$202K 0.46%
1,820
– –
ABBV icon
25
AbbVie
ABBV
$372B
– –
-18,530
Closed -$1.09M
1
2