BAM

Banta Asset Management Portfolio holdings

AUM $83.9M
This Quarter Return
+2.81%
1 Year Return
+19.53%
3 Year Return
-20.56%
5 Year Return
–
10 Year Return
–
AUM
$40.7M
AUM Growth
+$40.7M
Cap. Flow
+$5.71M
Cap. Flow %
14.02%
Top 10 Hldgs %
61.11%
Holding
34
New
8
Increased
16
Reduced
4
Closed
4

Top Buys

1
FRC.PRB.CL
First Republic Bank
FRC.PRB.CL
$1.86M
2
MHNC
MAIDEN HOLDINGS NORTH AMERICA, LTD
MHNC
$1.62M
3
MET.PRB
METLIFE INC PFD SERIES B
MET.PRB
$1.53M
4
ALLE icon
Allegion
ALLE
$1.27M
5
ENH.PRB
ENDURANCE SPECIALTY HLDGS LTD PFD SR B (BMU)
ENH.PRB
$1.03M

Top Sells

1
JOY
Joy Global Inc
JOY
$1.26M
2
CLF icon
Cleveland-Cliffs
CLF
$1.25M
3
GEK.CL
General Electric Capital Corp.
GEK.CL
$1.04M
4
FCX icon
Freeport-McMoran
FCX
$483K
5
AVP
Avon Products, Inc.
AVP
$214K

Sector Composition

1 Healthcare 15.25%
2 Technology 8.1%
3 Industrials 4.19%
4 Financials 3.17%
5 Materials 3.14%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PFF icon
1
iShares Preferred and Income Securities ETF
PFF
$14.4B
$6.82M 16.75%
185,056
+2,385
+1% +$87.8K
PBI.PRB icon
2
PITNEY BOWES INC .6.70% Notes Due 2043,
PBI.PRB
$331M
$2.73M 6.71%
111,675
+11,775
+12% +$288K
CTY
3
DELISTED
QWEST CORPORATION 6.125% NOTES DUE 2053
CTY
$2.23M 5.48%
117,650
+16,125
+16% +$306K
CLV
4
DELISTED
CLIFFS NAT RES INC. DEPO SHS REPSTG 1/40TH PFD CONV SER A
CLV
$2.08M 5.1%
90,450
+8,950
+11% +$206K
BOCA.CL
5
DELISTED
BANC CALIF INC 7.5% SR NT DUE 4/15/2020
BOCA.CL
$2.07M 5.09%
82,000
+3,800
+5% +$95.9K
MNK
6
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$1.89M 4.65%
36,235
+1,431
+4% +$74.8K
FRC.PRB.CL
7
DELISTED
First Republic Bank
FRC.PRB.CL
$1.86M 4.57%
+84,075
New +$1.86M
AAPL icon
8
Apple
AAPL
$3.45T
$1.85M 4.54%
3,291
-43
-1% -$24.1K
ABBV icon
9
AbbVie
ABBV
$372B
$1.73M 4.26%
32,805
+540
+2% +$28.5K
MHNC
10
MAIDEN HOLDINGS NORTH AMERICA, LTD
MHNC
$104M
$1.62M 3.97%
+78,050
New +$1.62M
MET.PRB
11
DELISTED
METLIFE INC PFD SERIES B
MET.PRB
$1.53M 3.76%
+61,500
New +$1.53M
IBM icon
12
IBM
IBM
$227B
$1.45M 3.57%
7,739
-48
-0.6% -$9.01K
ZTS icon
13
Zoetis
ZTS
$69.3B
$1.4M 3.45%
42,920
+555
+1% +$18.1K
BANC icon
14
Banc of California
BANC
$2.67B
$1.29M 3.17%
96,185
+120
+0.1% +$1.61K
FCX icon
15
Freeport-McMoran
FCX
$63.7B
$1.28M 3.14%
33,890
-12,795
-27% -$483K
ALLE icon
16
Allegion
ALLE
$14.6B
$1.27M 3.11%
+28,650
New +$1.27M
COV
17
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$1.18M 2.9%
17,329
+100
+0.6% +$6.81K
CFC.PRB.CL
18
DELISTED
Countrywide Capital V
CFC.PRB.CL
$1.15M 2.83%
45,463
+26,238
+136% +$665K
ENH.PRB
19
DELISTED
ENDURANCE SPECIALTY HLDGS LTD PFD SR B (BMU)
ENH.PRB
$1.03M 2.53%
+40,776
New +$1.03M
HYL.CL
20
DELISTED
STRUCTURED PRODS CORP 6% CP BKD TR SEC CORTS CL-A CERT
HYL.CL
$926K 2.28%
39,150
+3,900
+11% +$92.2K
PG icon
21
Procter & Gamble
PG
$368B
$747K 1.84%
9,181
+55
+0.6% +$4.48K
C.PRQ
22
DELISTED
CITIGROUP CAP XI CAP SECS TRUPS 6%
C.PRQ
$465K 1.14%
18,693
+800
+4% +$19.9K
MER.PRP.CL
23
DELISTED
Merrill Lynch Capital Trust Iii
MER.PRP.CL
$409K 1%
16,200
+2,000
+14% +$50.5K
MER.PRM
24
DELISTED
MERRILL LYNCH CAP TRII GUARANTEED TRUST PFD SECS 6.450%
MER.PRM
$302K 0.74%
12,285
+1,100
+10% +$27K
FRC.PRE.CL
25
DELISTED
First Republic Bank
FRC.PRE.CL
$272K 0.67%
+10,600
New +$272K
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