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BAM

Banta Asset Management Portfolio holdings

AUM $112M
This Fund
S&P 500
This Quarter Est. Return
+3%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$45.7M
AUM Growth
+$5M
Cap. Flow
+$3.32M
Cap. Flow %
7.27%
Top 10 Hldgs %
61.34%
Holding
34
New
4
Increased
13
Reduced
10
Closed
4

Top Buys

Rank Stock Value
1
FCX icon
Freeport-McMoran
FCX
+$1.76M
2
T icon
AT&T
T
+$1.66M
3
PM icon
Philip Morris
PM
+$1.5M
4
KN icon
Knowles
KN
+$1.37M
5
COP icon
ConocoPhillips
COP
+$1.32M

Top Sells

Rank Stock Value
1
IBM icon
IBM
IBM
+$1.45M
2
ZTS icon
Zoetis
ZTS
+$1.4M
3
ALLE icon
Allegion
ALLE
+$1.27M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$1.01M
5
ABBV icon
AbbVie
ABBV
+$557K

Sector Composition

Rank Sector Weight
1 Miscellaneous 62.53%
2 Healthcare 8.01%
3 Technology 6.93%
4 Materials 6.28%
5 Consumer Staples 5.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFF icon
1
iShares Preferred and Income Securities ETF
PFF
$13.1B
$6.81M 14.89%
174,376
-10,680
-6% -$408K
PBI.PRB icon
2
Pitney Bowes Inc 6.70% Notes Due 2043
PBI.PRB
$371M
$2.95M 6.45%
116,074
+4,399
+4% +$110K
FCX icon
3
Freeport-McMoran
FCX
$113B
$2.87M 6.28%
86,825
+52,935
+156% +$1.76M
CTY
4
DELISTED
QWEST CORPORATION 6.125% NOTES DUE 2053
CTY
$2.77M 6.07%
125,824
+8,174
+7% +$171K
MHNC
5
Maiden Holdings North America
MHNC
$69M
$2.59M 5.66%
103,475
+25,425
+33% +$599K
CLV
6
DELISTED
CLIFFS NAT RES INC. DEPO SHS REPSTG 1/40TH PFD CONV SER A
CLV
$2.25M 4.91%
108,325
+17,875
+20% +$359K
FRC.PRB.CL
7
DELISTED
First Republic Bank
FRC.PRB.CL
$2.18M 4.78%
88,575
+4,500
+5% +$107K
AAPL icon
8
Apple
AAPL
$4.59T
$1.77M 3.88%
92,512
+364
+0.4% +$6.92K
T icon
9
AT&T
T
$174B
$1.75M 3.84%
+66,187
New +$1.66M
PM icon
10
Philip Morris
PM
$297B
$1.71M 3.74%
20,866
+18,520
+789% +$1.5M
MET.PRB
11
DELISTED
METLIFE INC PFD SERIES B
MET.PRB
$1.62M 3.54%
64,399
+2,899
+5% +$72.7K
KN icon
12
Knowles
KN
$2.99B
$1.39M 3.05%
+44,130
New +$1.37M
COP icon
13
ConocoPhillips
COP
$156B
$1.39M 3.04%
+19,768
New +$1.32M
MNK
14
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$1.28M 2.79%
20,136
-16,099
-44% -$1.01M
COV
15
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$1.26M 2.76%
17,140
-189
-1% -$13.2K
CFC.PRB.CL
16
DELISTED
Countrywide Capital V
CFC.PRB.CL
$1.23M 2.7%
48,349
+2,886
+6% +$73.1K
BANC icon
17
Banc of California
BANC
$2.97B
$1.17M 2.57%
95,628
-557
-0.6% -$7.22K
ABBV icon
18
AbbVie
ABBV
$456B
$1.12M 2.45%
21,779
-11,026
-34% -$557K
ENH.PRB
19
DELISTED
ENDURANCE SPECIALTY HLDGS LTD PFD SR B (BMU)
ENH.PRB
$1.08M 2.35%
41,076
+300
+0.7% +$7.76K
HYL.CL
20
DELISTED
STRUCTURED PRODS CORP 6% CP BKD TR SEC CORTS CL-A CERT
HYL.CL
$966K 2.11%
39,149
-1
-0% -$24
PG icon
21
Procter & Gamble
PG
$333B
$740K 1.62%
9,181
– –
ABR.PRC
22
DELISTED
Arbor Realty Trust, Inc. 8.50% Series C Cumulative Redeemable Preferred Stock, Liquidation Preferenc
ABR.PRC
$579K 1.27%
+23,400
New +$574K
C.PRQ
23
DELISTED
CITIGROUP CAP XI CAP SECS TRUPS 6%
C.PRQ
$469K 1.03%
18,693
– –
MER.PRP.CL
24
DELISTED
Merrill Lynch Capital Trust Iii
MER.PRP.CL
$414K 0.91%
16,200
– –
MER.PRM
25
DELISTED
MERRILL LYNCH CAP TRII GUARANTEED TRUST PFD SECS 6.450%
MER.PRM
$307K 0.67%
12,185
-100
-0.8% -$2.5K
1
2

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Banta Asset Management's Q1 2014 Portfolio in Review

As of Q1 2014, Banta Asset Management held 34 positions worth $45.7M, up 12% from $40.7M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Banta Asset Management deployed $3.32M of net new capital in Q1 2014, opening 4 new positions and adding to 13 existing holdings. Its largest new stake was AT&T: 66,187 shares worth $1.75M.

By sector, the portfolio is most concentrated in Miscellaneous at 63% of assets, down from 63% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $1.01M trimmed.

  • Banta Asset Management's largest Q1 2014 buy was AT&T: 66,187 shares worth $1.75M.
  • Banta Asset Management added most to Freeport-McMoran in Q1 2014, an estimated $1.76M increase.
  • Banta Asset Management's biggest Q1 2014 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $1.01M.
  • Banta Asset Management fully exited IBM in Q1 2014, selling an estimated $1.45M.
  • Banta Asset Management's ten largest holdings make up 61% of its $45.7M portfolio in Q1 2014.
  • Banta Asset Management opened 4 new positions and closed 4 in Q1 2014.
  • Banta Asset Management's portfolio value rose 12% quarter-over-quarter to $45.7M.

Based on Banta Asset Management's 13F filing for Q1 2014, filed 17 Apr 2014.