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BAM

Banta Asset Management Portfolio holdings

AUM $112M
This Fund
S&P 500
This Quarter Est. Return
+1.32%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$45.4M
AUM Growth
-$7.73M
Cap. Flow
-$8.04M
Cap. Flow %
-17.71%
Top 10 Hldgs %
62.58%
Holding
38
New
4
Increased
6
Reduced
16
Closed
11

Top Buys

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$1.39M
2
UZB
United States Cellular Corporation 7.25% Senior Notes due 2063
UZB
+$1.22M
3
ABBV icon
AbbVie
ABBV
+$1.12M
4
RFT
RAIT Financial Trust
RFT
+$933K
5
NM.PRG
NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value
NM.PRG
+$917K

Top Sells

Rank Stock Value
1
ETN icon
Eaton
ETN
+$2.05M
2
BANC icon
Banc of California
BANC
+$1.94M
3
BWA icon
BorgWarner
BWA
+$1.79M
4
DNOW icon
DNOW Inc
DNOW
+$1.71M
5
PM icon
Philip Morris
PM
+$1.36M

Sector Composition

Rank Sector Weight
1 Miscellaneous 66.92%
2 Technology 9.08%
3 Industrials 7.36%
4 Healthcare 7.1%
5 Materials 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFF icon
1
iShares Preferred and Income Securities ETF
PFF
$13.1B
$7M 15.43%
174,609
-2,545
-1% -$101K
CTY
2
DELISTED
QWEST CORPORATION 6.125% NOTES DUE 2053
CTY
$3.14M 6.91%
125,558
-4,950
-4% -$122K
PBI.PRB icon
3
Pitney Bowes Inc 6.70% Notes Due 2043
PBI.PRB
$371M
$2.87M 6.32%
107,233
-6,808
-6% -$183K
MHNC
4
Maiden Holdings North America
MHNC
$69M
$2.69M 5.92%
99,850
-3,300
-3% -$87.9K
AAPL icon
5
Apple
AAPL
$4.59T
$2.65M 5.84%
85,272
+14,260
+20% +$431K
AVNS
6
DELISTED
Avanos Medical
AVNS
$2.14M 4.71%
43,475
-1,325
-3% -$61.4K
BOCA.CL
7
DELISTED
BANC CALIF INC 7.5% SR NT DUE 4/15/2020
BOCA.CL
$2.12M 4.67%
82,766
-1,200
-1% -$31K
FCX icon
8
Freeport-McMoran
FCX
$113B
$1.98M 4.36%
104,490
+22,385
+27% +$443K
NM.PRG
9
DELISTED
NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value
NM.PRG
$1.97M 4.35%
74,450
+42,550
+133% +$917K
FRC.PRB.CL
10
DELISTED
First Republic Bank
FRC.PRB.CL
$1.85M 4.07%
71,725
-16,250
-18% -$416K
TEX icon
11
Terex
TEX
$7.38B
$1.79M 3.95%
67,475
-2,185
-3% -$55.2K
RFT
12
DELISTED
RAIT Financial Trust
RFT
$1.73M 3.81%
73,250
+38,850
+113% +$933K
COP icon
13
ConocoPhillips
COP
$156B
$1.65M 3.64%
26,535
+300
+1% +$19.4K
MET.PRB
14
DELISTED
METLIFE INC PFD SERIES B
MET.PRB
$1.52M 3.36%
58,833
-4,533
-7% -$118K
QCOM icon
15
Qualcomm
QCOM
$176B
$1.47M 3.24%
21,185
+3,770
+22% +$266K
CAT icon
16
Caterpillar
CAT
$376B
$1.33M 2.94%
+16,686
New +$1.39M
UZB
17
DELISTED
United States Cellular Corporation 7.25% Senior Notes due 2063
UZB
$1.23M 2.71%
+48,500
New +$1.22M
ABR.PRC
18
DELISTED
Arbor Realty Trust, Inc. 8.50% Series C Cumulative Redeemable Preferred Stock, Liquidation Preferenc
ABR.PRC
$1.16M 2.55%
45,200
-1,100
-2% -$28.2K
CFC.PRB.CL
19
DELISTED
Countrywide Capital V
CFC.PRB.CL
$1.12M 2.47%
43,233
-3,333
-7% -$85.9K
ABBV icon
20
AbbVie
ABBV
$456B
$1.08M 2.39%
+18,530
New +$1.12M
ENH.PRB
21
DELISTED
ENDURANCE SPECIALTY HLDGS LTD PFD SR B (BMU)
ENH.PRB
$1.04M 2.29%
38,876
-2,200
-5% -$58.4K
PG icon
22
Procter & Gamble
PG
$333B
$664K 1.46%
8,101
-780
-9% -$67.1K
MER.PRP.CL
23
DELISTED
Merrill Lynch Capital Trust Iii
MER.PRP.CL
$371K 0.82%
14,200
-2,000
-12% -$52.3K
MER.PRM
24
DELISTED
MERRILL LYNCH CAP TRII GUARANTEED TRUST PFD SECS 6.450%
MER.PRM
$306K 0.67%
11,985
-200
-2% -$5.1K
FRC.PRE.CL
25
DELISTED
First Republic Bank
FRC.PRE.CL
$265K 0.58%
9,533
-533
-5% -$14.8K
1
2

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Banta Asset Management's Q1 2015 Portfolio in Review

As of Q1 2015, Banta Asset Management held 38 positions worth $45.4M, down 15% from $53.1M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Banta Asset Management withdrew a net $8.04M in Q1 2015, closing 11 positions and reducing 16 holdings. Its most notable exit was Eaton, an estimated $2.05M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 67% of assets, up from 54% a quarter earlier, followed by Technology and Industrials.

Against the trend, Banta Asset Management opened a new position in Caterpillar worth $1.33M.

  • Banta Asset Management's largest Q1 2015 buy was Caterpillar: 16,686 shares worth $1.33M.
  • Banta Asset Management added most to RAIT Financial Trust in Q1 2015, an estimated $933K increase.
  • Banta Asset Management's biggest Q1 2015 reduction was First Republic Bank, cutting an estimated $416K.
  • Banta Asset Management fully exited Eaton in Q1 2015, selling an estimated $2.05M.
  • Banta Asset Management's ten largest holdings make up 63% of its $45.4M portfolio in Q1 2015.
  • Banta Asset Management opened 4 new positions and closed 11 in Q1 2015.
  • Banta Asset Management's portfolio value fell 15% quarter-over-quarter to $45.4M.

Based on Banta Asset Management's 13F filing for Q1 2015, filed 20 Apr 2015.