BAM

Banta Asset Management Portfolio holdings

AUM $83.9M
This Quarter Return
+1.32%
1 Year Return
+19.53%
3 Year Return
-20.56%
5 Year Return
–
10 Year Return
–
AUM
$45.4M
AUM Growth
+$45.4M
Cap. Flow
-$7.95M
Cap. Flow %
-17.51%
Top 10 Hldgs %
62.58%
Holding
38
New
4
Increased
6
Reduced
16
Closed
11

Top Buys

1
CAT icon
Caterpillar
CAT
$1.34M
2
UZB
United States Cellular Corporation 7.25% Senior Notes due 2063
UZB
$1.23M
3
NM.PRG
NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value
NM.PRG
$1.13M
4
ABBV icon
AbbVie
ABBV
$1.09M
5
RFT
RAIT Financial Trust
RFT
$917K

Top Sells

1
ETN icon
Eaton
ETN
$2.05M
2
BANC icon
Banc of California
BANC
$1.94M
3
BWA icon
BorgWarner
BWA
$1.79M
4
DNOW icon
DNOW Inc
DNOW
$1.71M
5
PM icon
Philip Morris
PM
$1.36M

Sector Composition

1 Technology 9.08%
2 Industrials 7.36%
3 Healthcare 7.1%
4 Materials 4.36%
5 Energy 3.64%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PFF icon
1
iShares Preferred and Income Securities ETF
PFF
$14.4B
$7M 15.43%
174,609
-2,545
-1% -$102K
CTY
2
DELISTED
QWEST CORPORATION 6.125% NOTES DUE 2053
CTY
$3.14M 6.91%
125,558
-4,950
-4% -$124K
PBI.PRB icon
3
PITNEY BOWES INC .6.70% Notes Due 2043,
PBI.PRB
$331M
$2.87M 6.32%
107,233
-6,808
-6% -$182K
MHNC
4
MAIDEN HOLDINGS NORTH AMERICA, LTD
MHNC
$104M
$2.69M 5.92%
99,850
-3,300
-3% -$88.9K
AAPL icon
5
Apple
AAPL
$3.45T
$2.65M 5.84%
21,318
+3,565
+20% +$444K
AVNS icon
6
Avanos Medical
AVNS
$554M
$2.14M 4.71%
43,475
-1,325
-3% -$65.2K
BOCA.CL
7
DELISTED
BANC CALIF INC 7.5% SR NT DUE 4/15/2020
BOCA.CL
$2.12M 4.67%
82,766
-1,200
-1% -$30.7K
FCX icon
8
Freeport-McMoran
FCX
$63.7B
$1.98M 4.36%
104,490
+22,385
+27% +$424K
NM.PRG
9
DELISTED
NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value
NM.PRG
$1.97M 4.35%
74,450
+42,550
+133% +$1.13M
FRC.PRB.CL
10
DELISTED
First Republic Bank
FRC.PRB.CL
$1.85M 4.07%
71,725
-16,250
-18% -$418K
TEX icon
11
Terex
TEX
$3.28B
$1.79M 3.95%
67,475
-2,185
-3% -$58.1K
RFT
12
DELISTED
RAIT Financial Trust
RFT
$1.73M 3.81%
73,250
+38,850
+113% +$917K
COP icon
13
ConocoPhillips
COP
$124B
$1.65M 3.64%
26,535
+300
+1% +$18.7K
MET.PRB
14
DELISTED
METLIFE INC PFD SERIES B
MET.PRB
$1.52M 3.36%
58,833
-4,533
-7% -$117K
QCOM icon
15
Qualcomm
QCOM
$173B
$1.47M 3.24%
21,185
+3,770
+22% +$261K
CAT icon
16
Caterpillar
CAT
$196B
$1.34M 2.94%
+16,686
New +$1.34M
UZB
17
DELISTED
United States Cellular Corporation 7.25% Senior Notes due 2063
UZB
$1.23M 2.71%
+48,500
New +$1.23M
ABR.PRC
18
DELISTED
Arbor Realty Trust, Inc. 8.50% Series C Cumulative Redeemable Preferred Stock, Liquidation Preferenc
ABR.PRC
$1.16M 2.55%
45,200
-1,100
-2% -$28.2K
CFC.PRB.CL
19
DELISTED
Countrywide Capital V
CFC.PRB.CL
$1.12M 2.47%
43,233
-3,333
-7% -$86.3K
ABBV icon
20
AbbVie
ABBV
$372B
$1.09M 2.39%
+18,530
New +$1.09M
ENH.PRB
21
DELISTED
ENDURANCE SPECIALTY HLDGS LTD PFD SR B (BMU)
ENH.PRB
$1.04M 2.29%
38,876
-2,200
-5% -$58.9K
PG icon
22
Procter & Gamble
PG
$368B
$664K 1.46%
8,101
-780
-9% -$63.9K
MER.PRP.CL
23
DELISTED
Merrill Lynch Capital Trust Iii
MER.PRP.CL
$371K 0.82%
14,200
-2,000
-12% -$52.3K
MER.PRM
24
DELISTED
MERRILL LYNCH CAP TRII GUARANTEED TRUST PFD SECS 6.450%
MER.PRM
$306K 0.67%
11,985
-200
-2% -$5.11K
FRC.PRE.CL
25
DELISTED
First Republic Bank
FRC.PRE.CL
$265K 0.58%
9,533
-533
-5% -$14.8K
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