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BAM

Banta Asset Management Portfolio holdings

AUM $99.5M
This Fund
S&P 500
This Quarter Est. Return
+0.82%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$46M
AUM Growth
+$291K
Cap. Flow
+$24.3K
Cap. Flow %
0.05%
Top 10 Hldgs %
60.77%
Holding
36
New
6
Increased
7
Reduced
6
Closed
7

Top Buys

Rank Stock Value
1
BOCA.CL
BANC CALIF INC 7.5% SR NT DUE 4/15/2020
BOCA.CL
+$2.11M
2
J icon
Jacobs Solutions
J
+$1.64M
3
CVEO icon
Civeo
CVEO
+$1.43M
4
DNOW icon
DNOW Inc
DNOW
+$1.24M
5
BANC icon
Banc of California
BANC
+$871K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.77M
2
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$1.28M
3
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$1.26M
4
ABBV icon
AbbVie
ABBV
+$1.12M
5
FCX icon
Freeport-McMoran
FCX
+$979K

Sector Composition

Rank Sector Weight
1 Industrials 6.64%
2 Technology 4.79%
3 Consumer Staples 4.63%
4 Materials 4.62%
5 Financials 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFF icon
1
iShares Preferred and Income Securities ETF
PFF
$13.3B
$7M 15.22%
175,386
+1,010
+0.6% +$39.8K
PBI.PRB icon
2
Pitney Bowes Inc 6.70% Notes Due 2043
PBI.PRB
$349M
$3.01M 6.55%
116,074
– –
CTY
3
DELISTED
QWEST CORPORATION 6.125% NOTES DUE 2053
CTY
$3M 6.53%
128,908
+3,084
+2% +$70.8K
MHNC
4
Maiden Holdings North America
MHNC
$71.2M
$2.74M 5.96%
105,350
+1,875
+2% +$47.9K
FRC.PRB.CL
5
DELISTED
First Republic Bank
FRC.PRB.CL
$2.25M 4.89%
88,575
– –
KN icon
6
Knowles
KN
$3.01B
$2.2M 4.79%
71,625
+27,495
+62% +$831K
FCX icon
7
Freeport-McMoran
FCX
$83.9B
$2.13M 4.62%
58,240
-28,585
-33% -$979K
BOCA.CL
8
DELISTED
BANC CALIF INC 7.5% SR NT DUE 4/15/2020
BOCA.CL
$2.1M 4.56%
+81,999
New +$2.11M
BANC icon
9
Banc of California
BANC
$3.27B
$1.87M 4.07%
171,952
+76,324
+80% +$871K
MET.PRB
10
DELISTED
METLIFE INC PFD SERIES B
MET.PRB
$1.65M 3.58%
64,399
– –
CLV
11
DELISTED
CLIFFS NAT RES INC. DEPO SHS REPSTG 1/40TH PFD CONV SER A
CLV
$1.61M 3.51%
112,650
+4,325
+4% +$76K
J icon
12
Jacobs Solutions
J
$15.6B
$1.52M 3.31%
+34,534
New +$1.64M
CVEO icon
13
Civeo
CVEO
$382M
$1.43M 3.11%
+4,766
New +$1.43M
T icon
14
AT&T
T
$152B
$1.41M 3.07%
52,854
-13,333
-20% -$357K
PM icon
15
Philip Morris
PM
$301B
$1.41M 3.06%
16,696
-4,170
-20% -$359K
COP icon
16
ConocoPhillips
COP
$140B
$1.32M 2.87%
15,377
-4,391
-22% -$342K
DNOW icon
17
DNOW Inc
DNOW
$2.54B
$1.31M 2.84%
+36,060
New +$1.24M
CFC.PRB.CL
18
DELISTED
Countrywide Capital V
CFC.PRB.CL
$1.25M 2.73%
48,249
-100
-0.2% -$2.57K
ENH.PRB
19
DELISTED
ENDURANCE SPECIALTY HLDGS LTD PFD SR B (BMU)
ENH.PRB
$1.08M 2.35%
41,076
– –
ABR.PRC
20
DELISTED
Arbor Realty Trust, Inc. 8.50% Series C Cumulative Redeemable Preferred Stock, Liquidation Preferenc
ABR.PRC
$1.07M 2.33%
42,800
+19,400
+83% +$485K
HYL.CL
21
DELISTED
STRUCTURED PRODS CORP 6% CP BKD TR SEC CORTS CL-A CERT
HYL.CL
$992K 2.16%
39,149
– –
RFT
22
DELISTED
RAIT Financial Trust
RFT
$729K 1.59%
+29,400
New +$734K
PG icon
23
Procter & Gamble
PG
$349B
$722K 1.57%
9,181
– –
NM.PRG
24
DELISTED
NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value
NM.PRG
$718K 1.56%
+27,900
New +$706K
MER.PRP.CL
25
DELISTED
Merrill Lynch Capital Trust Iii
MER.PRP.CL
$422K 0.92%
16,200
– –
1
2

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MBC
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AVI
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CCM
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Banta Asset Management's Q2 2014 Portfolio in Review

As of Q2 2014, Banta Asset Management held 36 positions worth $46M, up 0.64% from $45.7M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Banta Asset Management's Q2 2014 filing shows 6 new, 7 increased, 6 reduced and 7 closed positions. Its largest new stake was BANC CALIF INC 7.5% SR NT DUE 4/15/2020: 81,999 shares worth $2.1M. The largest sale was Apple, an estimated $1.77M.

By sector, the portfolio is most concentrated in Industrials at 6.6% of assets, up from 0.98% a quarter earlier, followed by Technology and Consumer Staples.

  • Banta Asset Management's largest Q2 2014 buy was BANC CALIF INC 7.5% SR NT DUE 4/15/2020: 81,999 shares worth $2.1M.
  • Banta Asset Management added most to Banc of California in Q2 2014, an estimated $871K increase.
  • Banta Asset Management's biggest Q2 2014 reduction was Freeport-McMoran, cutting an estimated $979K.
  • Banta Asset Management fully exited Apple in Q2 2014, selling an estimated $1.77M.
  • Banta Asset Management's ten largest holdings make up 61% of its $46M portfolio in Q2 2014.
  • Banta Asset Management opened 6 new positions and closed 7 in Q2 2014.
  • Banta Asset Management's portfolio value rose 0.64% quarter-over-quarter to $46M.

Based on Banta Asset Management's 13F filing for Q2 2014, filed 29 Jul 2014.