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BAM

Banta Asset Management Portfolio holdings

AUM $99.5M
This Fund
S&P 500
This Quarter Est. Return
-1.45%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$53.1M
AUM Growth
+$7.57M
Cap. Flow
+$9.58M
Cap. Flow %
18.04%
Top 10 Hldgs %
53.28%
Holding
38
New
7
Increased
12
Reduced
10
Closed
4

Top Buys

Rank Stock Value
1
TEX icon
Terex
TEX
+$1.99M
2
COP icon
ConocoPhillips
COP
+$1.83M
3
BWA icon
BorgWarner
BWA
+$1.8M
4
AVNS icon
Avanos Medical
AVNS
+$1.76M
5
AAPL icon
Apple
AAPL
+$1.69M

Top Sells

Rank Stock Value
1
CLV
CLIFFS NAT RES INC. DEPO SHS REPSTG 1/40TH PFD CONV SER A
CLV
+$1.6M
2
CVEO icon
Civeo
CVEO
+$1.4M
3
RYAM icon
Rayonier Advanced Materials
RYAM
+$742K
4
XOM icon
ExxonMobil
XOM
+$206K
5
KN icon
Knowles
KN
+$182K

Sector Composition

Rank Sector Weight
1 Industrials 12.5%
2 Technology 7.67%
3 Materials 4.74%
4 Consumer Staples 4.08%
5 Healthcare 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFF icon
1
iShares Preferred and Income Securities ETF
PFF
$13.3B
$6.99M 13.15%
177,154
+4,413
+3% +$174K
CTY
2
DELISTED
QWEST CORPORATION 6.125% NOTES DUE 2053
CTY
$3.15M 5.92%
130,508
+2,725
+2% +$64.9K
PBI.PRB icon
3
Pitney Bowes Inc 6.70% Notes Due 2043
PBI.PRB
$349M
$3.04M 5.72%
114,041
-800
-0.7% -$21.1K
MHNC
4
Maiden Holdings North America
MHNC
$71.2M
$2.74M 5.16%
103,150
-700
-0.7% -$18.2K
FRC.PRB.CL
5
DELISTED
First Republic Bank
FRC.PRB.CL
$2.24M 4.21%
87,975
– –
BOCA.CL
6
DELISTED
BANC CALIF INC 7.5% SR NT DUE 4/15/2020
BOCA.CL
$2.17M 4.08%
83,966
+3,300
+4% +$85K
ETN icon
7
Eaton
ETN
$154B
$2.05M 3.86%
30,130
+10,210
+51% +$673K
AVNS icon
8
Avanos Medical
AVNS
$1.17B
$2.04M 3.83%
+44,800
New +$1.76M
AAPL icon
9
Apple
AAPL
$4.89T
$1.96M 3.69%
71,012
+62,196
+705% +$1.69M
TEX icon
10
Terex
TEX
$7.51B
$1.94M 3.66%
+69,660
New +$1.99M
BANC icon
11
Banc of California
BANC
$3.31B
$1.94M 3.65%
168,941
-1,265
-0.7% -$14.4K
FCX icon
12
Freeport-McMoran
FCX
$84.2B
$1.92M 3.61%
82,105
+35,590
+77% +$982K
COP icon
13
ConocoPhillips
COP
$137B
$1.81M 3.41%
+26,235
New +$1.83M
BWA icon
14
BorgWarner
BWA
$12.9B
$1.79M 3.37%
+37,034
New +$1.8M
DNOW icon
15
DNOW Inc
DNOW
$2.53B
$1.71M 3.22%
66,465
+20,235
+44% +$554K
MET.PRB
16
DELISTED
METLIFE INC PFD SERIES B
MET.PRB
$1.64M 3.08%
63,366
-600
-0.9% -$15.4K
PM icon
17
Philip Morris
PM
$296B
$1.36M 2.56%
16,706
+130
+0.8% +$11.2K
T icon
18
AT&T
T
$153B
$1.35M 2.54%
53,205
+589
+1% +$15.3K
QCOM icon
19
Qualcomm
QCOM
$180B
$1.29M 2.44%
+17,415
New +$1.27M
CFC.PRB.CL
20
DELISTED
Countrywide Capital V
CFC.PRB.CL
$1.2M 2.26%
46,566
-650
-1% -$16.7K
ABR.PRC
21
DELISTED
Arbor Realty Trust, Inc. 8.50% Series C Cumulative Redeemable Preferred Stock, Liquidation Preferenc
ABR.PRC
$1.17M 2.2%
46,300
+2,700
+6% +$68K
ENH.PRB
22
DELISTED
ENDURANCE SPECIALTY HLDGS LTD PFD SR B (BMU)
ENH.PRB
$1.08M 2.03%
41,076
– –
HYL.CL
23
DELISTED
STRUCTURED PRODS CORP 6% CP BKD TR SEC CORTS CL-A CERT
HYL.CL
$976K 1.84%
38,316
-400
-1% -$10.1K
KN icon
24
Knowles
KN
$3.04B
$822K 1.55%
34,905
-8,785
-20% -$182K
PG icon
25
Procter & Gamble
PG
$353B
$809K 1.52%
8,881
– –
1
2

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LWM
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SV
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MBC
Michael Brady & Co Westlake, Ohio $99.5M AUM
AVI
Asset Value Investors London, United Kingdom $99.6M AUM 10.53% 1-Year Est. Return
CCM
Capstone Capital Management Hong Kong $99.3M AUM
PFG
Putney Financial Group San Rafael, California $99.3M AUM 28.12% 1-Year Est. Return
TY
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PWM
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Banta Asset Management's Q4 2014 Portfolio in Review

As of Q4 2014, Banta Asset Management held 38 positions worth $53.1M, up 17% from $45.5M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Banta Asset Management deployed $9.58M of net new capital in Q4 2014, opening 7 new positions and adding to 12 existing holdings. Its largest new stake was Terex: 69,660 shares worth $1.94M.

By sector, the portfolio is most concentrated in Industrials at 13% of assets, up from 6.8% a quarter earlier, followed by Technology and Materials.

On the sell side, the largest reduction was Rayonier Advanced Materials, an estimated $742K trimmed.

  • Banta Asset Management's largest Q4 2014 buy was Terex: 69,660 shares worth $1.94M.
  • Banta Asset Management added most to Apple in Q4 2014, an estimated $1.69M increase.
  • Banta Asset Management's biggest Q4 2014 reduction was Rayonier Advanced Materials, cutting an estimated $742K.
  • Banta Asset Management fully exited CLIFFS NAT RES INC. DEPO SHS REPSTG 1/40TH PFD CONV SER A in Q4 2014, selling an estimated $1.6M.
  • Banta Asset Management's ten largest holdings make up 53% of its $53.1M portfolio in Q4 2014.
  • Banta Asset Management opened 7 new positions and closed 4 in Q4 2014.
  • Banta Asset Management's portfolio value rose 17% quarter-over-quarter to $53.1M.

Based on Banta Asset Management's 13F filing for Q4 2014, filed 16 Jan 2015.