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BAM

Banta Asset Management Portfolio holdings

AUM $112M
This Fund
S&P 500
This Quarter Est. Return
-5.02%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$45.5M
AUM Growth
-$444K
Cap. Flow
-$426K
Cap. Flow %
-0.93%
Top 10 Hldgs %
59.33%
Holding
33
New
4
Increased
3
Reduced
20
Closed
2

Top Buys

Rank Stock Value
1
RYAM icon
Rayonier Advanced Materials
RYAM
+$1.93M
2
ETN icon
Eaton
ETN
+$1.41M
3
DNOW icon
DNOW Inc
DNOW
+$333K
4
AAPL icon
Apple
AAPL
+$216K
5
RFT
RAIT Financial Trust
RFT
+$46.7K

Top Sells

Rank Stock Value
1
J icon
Jacobs Solutions
J
+$1.52M
2
COP icon
ConocoPhillips
COP
+$1.32M
3
KN icon
Knowles
KN
+$853K
4
FCX icon
Freeport-McMoran
FCX
+$426K
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$105K

Sector Composition

Rank Sector Weight
1 Materials 7.61%
2 Industrials 6.85%
3 Consumer Staples 4.72%
4 Financials 4.51%
5 Technology 3.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFF icon
1
iShares Preferred and Income Securities ETF
PFF
$13.1B
$6.85M 15.05%
172,741
-2,645
-2% -$105K
CTY
2
DELISTED
QWEST CORPORATION 6.125% NOTES DUE 2053
CTY
$3.04M 6.69%
127,783
-1,125
-0.9% -$26.6K
PBI.PRB icon
3
Pitney Bowes Inc 6.70% Notes Due 2043
PBI.PRB
$347M
$2.96M 6.49%
114,841
-1,233
-1% -$32K
MHNC
4
Maiden Holdings North America
MHNC
$69.7M
$2.69M 5.91%
103,850
-1,500
-1% -$39K
FRC.PRB.CL
5
DELISTED
First Republic Bank
FRC.PRB.CL
$2.23M 4.9%
87,975
-600
-0.7% -$15.1K
BOCA.CL
6
DELISTED
BANC CALIF INC 7.5% SR NT DUE 4/15/2020
BOCA.CL
$2.1M 4.6%
80,666
-1,333
-2% -$34.5K
BANC icon
7
Banc of California
BANC
$2.87B
$2.05M 4.51%
170,206
-1,746
-1% -$20.4K
RYAM icon
8
Rayonier Advanced Materials
RYAM
$562M
$1.82M 4.01%
+55,045
New +$1.93M
FCX icon
9
Freeport-McMoran
FCX
$86.2B
$1.64M 3.61%
46,515
-11,725
-20% -$426K
MET.PRB
10
DELISTED
METLIFE INC PFD SERIES B
MET.PRB
$1.63M 3.57%
63,966
-433
-0.7% -$11.1K
CLV
11
DELISTED
CLIFFS NAT RES INC. DEPO SHS REPSTG 1/40TH PFD CONV SER A
CLV
$1.6M 3.51%
110,795
-1,855
-2% -$27.7K
DNOW icon
12
DNOW Inc
DNOW
$2.44B
$1.52M 3.33%
46,230
+10,170
+28% +$333K
PM icon
13
Philip Morris
PM
$309B
$1.42M 3.11%
16,576
-120
-0.7% -$10.1K
CVEO icon
14
Civeo
CVEO
$356M
$1.4M 3.08%
4,650
-116
-2% -$34.9K
KN icon
15
Knowles
KN
$2.96B
$1.4M 3.08%
43,690
-27,935
-39% -$853K
ETN icon
16
Eaton
ETN
$141B
$1.39M 3.05%
+19,920
New +$1.41M
T icon
17
AT&T
T
$164B
$1.39M 3.05%
52,616
-238
-0.5% -$6.33K
CFC.PRB.CL
18
DELISTED
Countrywide Capital V
CFC.PRB.CL
$1.2M 2.64%
47,216
-1,033
-2% -$26.5K
ABR.PRC
19
DELISTED
Arbor Realty Trust, Inc. 8.50% Series C Cumulative Redeemable Preferred Stock, Liquidation Preferenc
ABR.PRC
$1.1M 2.42%
43,600
+800
+2% +$20.2K
ENH.PRB
20
DELISTED
ENDURANCE SPECIALTY HLDGS LTD PFD SR B (BMU)
ENH.PRB
$1.08M 2.37%
41,076
– –
HYL.CL
21
DELISTED
STRUCTURED PRODS CORP 6% CP BKD TR SEC CORTS CL-A CERT
HYL.CL
$970K 2.13%
38,716
-433
-1% -$10.9K
RFT
22
DELISTED
RAIT Financial Trust
RFT
$778K 1.71%
31,300
+1,900
+6% +$46.7K
PG icon
23
Procter & Gamble
PG
$340B
$736K 1.62%
8,881
-300
-3% -$24.6K
NM.PRG
24
DELISTED
NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value
NM.PRG
$686K 1.51%
26,800
-1,100
-4% -$28K
MER.PRP.CL
25
DELISTED
Merrill Lynch Capital Trust Iii
MER.PRP.CL
$422K 0.93%
16,200
– –
1
2

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Banta Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, Banta Asset Management held 33 positions worth $45.5M, down 0.97% from $46M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Banta Asset Management's Q3 2014 filing shows 4 new, 3 increased, 20 reduced and 2 closed positions. Its largest new stake was Rayonier Advanced Materials: 55,045 shares worth $1.82M. The largest sale was Jacobs Solutions, an estimated $1.52M.

By sector, the portfolio is most concentrated in Materials at 7.6% of assets, up from 4.6% a quarter earlier, followed by Industrials and Consumer Staples.

  • Banta Asset Management's largest Q3 2014 buy was Rayonier Advanced Materials: 55,045 shares worth $1.82M.
  • Banta Asset Management added most to DNOW Inc in Q3 2014, an estimated $333K increase.
  • Banta Asset Management's biggest Q3 2014 reduction was Knowles, cutting an estimated $853K.
  • Banta Asset Management fully exited Jacobs Solutions in Q3 2014, selling an estimated $1.52M.
  • Banta Asset Management's ten largest holdings make up 59% of its $45.5M portfolio in Q3 2014.
  • Banta Asset Management opened 4 new positions and closed 2 in Q3 2014.
  • Banta Asset Management's portfolio value fell 0.97% quarter-over-quarter to $45.5M.

Based on Banta Asset Management's 13F filing for Q3 2014, filed 15 Oct 2014.