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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+4.35%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$888M
AUM Growth
+$135M
Cap. Flow
+$102M
Cap. Flow %
11.53%
Top 10 Hldgs %
31.23%
Holding
230
New
32
Increased
108
Reduced
64
Closed
9

Top Buys

Rank Stock Value
1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$14.5M
2
SSD icon
Simpson Manufacturing
SSD
+$9.57M
3
IWV icon
iShares Russell 3000 ETF
IWV
+$8.16M
4
IVE icon
iShares S&P 500 Value ETF
IVE
+$6.6M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$6.3M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.9M
2
AMAT icon
Applied Materials
AMAT
+$1.63M
3
SIG icon
Signet Jewelers
SIG
+$861K
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$852K
5
PI icon
Impinj
PI
+$811K

Sector Composition

Rank Sector Weight
1 Technology 10.22%
2 Financials 4.22%
3 Healthcare 3.54%
4 Materials 3.04%
5 Communication Services 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FVD icon
201
First Trust Value Line Dividend Fund
FVD
$8.32B
$269K 0.03%
9,037
-780
-8% -$23K
IUSG icon
202
iShares Core S&P US Growth ETF
IUSG
$31.7B
$268K 0.03%
5,310
+125
+2% +$6.2K
CL icon
203
Colgate-Palmolive
CL
$73.1B
$261K 0.03%
3,586
– –
EMLP icon
204
First Trust North American Energy Infrastructure Fund
EMLP
$4.11B
$252K 0.03%
10,175
-7,871
-44% -$196K
MO icon
205
Altria Group
MO
$114B
$251K 0.03%
3,961
+665
+20% +$44.3K
AADR icon
206
AdvisorShares Dorsey Wright ADR ETF
AADR
$39.4M
$247K 0.03%
+4,435
New +$227K
MU icon
207
Micron Technology
MU
$930B
$231K 0.03%
+5,884
New +$186K
VSS icon
208
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
$228K 0.03%
+1,980
New +$222K
FNX icon
209
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$226K 0.03%
3,660
– –
NXPI icon
210
NXP Semiconductors
NXPI
$57.8B
$226K 0.03%
2,000
– –
SPY icon
211
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$225K 0.03%
+898
New +$221K
TSM icon
212
TSMC
TSM
$2.1T
$211K 0.02%
+5,606
New +$205K
EFAV icon
213
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.34B
$210K 0.02%
+2,960
New +$208K
GILD icon
214
Gilead Sciences
GILD
$162B
$210K 0.02%
2,590
-250
-9% -$19.1K
EXI icon
215
iShares Global Industrials ETF
EXI
$1.42B
$208K 0.02%
+2,342
New +$201K
GRMN
216
Garmin
GRMN
$56.7B
$201K 0.02%
3,719
-280
-7% -$14.5K
POT
217
DELISTED
Potash Corp Of Saskatchewan
POT
$197K 0.02%
10,230
-1,120
-10% -$20K
F icon
218
Ford
F
$58.5B
$161K 0.02%
+13,491
New +$152K
P
219
DELISTED
Pandora Media Inc
P
$143K 0.02%
18,531
– –
ONDK
220
DELISTED
On Deck Capital, Inc.
ONDK
$74K 0.01%
15,802
– –
BOND icon
221
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.37B
– –
-2,709
Closed -$287K
DBB icon
222
Invesco DB Base Metals Fund
DBB
$312M
– –
-10,129
Closed -$166K
PI icon
223
Impinj
PI
$4.62B
– –
-16,661
Closed -$811K
SIG icon
224
Signet Jewelers
SIG
$3.61B
– –
-13,616
Closed -$861K
TEVA icon
225
Teva Pharmaceuticals
TEVA
$40.8B
– –
-25,655
Closed -$852K
6 7 8
9
10

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Baker Avenue Asset Management's Q3 2017 Portfolio in Review

As of Q3 2017, Baker Avenue Asset Management held 230 positions worth $888M, up 18% from $753M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Baker Avenue Asset Management deployed $102M of net new capital in Q3 2017, opening 32 new positions and adding to 108 existing holdings. Its largest new stake was Vanguard FTSE Emerging Markets ETF: 335,334 shares worth $14.6M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Russell 1000 Growth ETF, an estimated $5.9M trimmed.

  • Baker Avenue Asset Management's largest Q3 2017 buy was Vanguard FTSE Emerging Markets ETF: 335,334 shares worth $14.6M.
  • Baker Avenue Asset Management added most to iShares Russell 3000 ETF in Q3 2017, an estimated $8.16M increase.
  • Baker Avenue Asset Management's biggest Q3 2017 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $5.9M.
  • Baker Avenue Asset Management fully exited Signet Jewelers in Q3 2017, selling an estimated $861K.
  • Baker Avenue Asset Management's ten largest holdings make up 31% of its $888M portfolio in Q3 2017.
  • Baker Avenue Asset Management opened 32 new positions and closed 9 in Q3 2017.
  • Baker Avenue Asset Management's portfolio value rose 18% quarter-over-quarter to $888M.

Based on Baker Avenue Asset Management's 13F filing for Q3 2017, filed 14 Nov 2017.