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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
-1.74%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$714M
AUM Growth
+$20.8M
Cap. Flow
+$33.8M
Cap. Flow %
4.73%
Top 10 Hldgs %
37.68%
Holding
330
New
37
Increased
130
Reduced
74
Closed
64

Top Buys

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$22M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$18.4M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$11.9M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$11.3M
5
ILF icon
iShares Latin America 40 ETF
ILF
+$6.78M

Top Sells

Rank Stock Value
1
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$11.2M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$10.5M
3
FEP icon
First Trust Europe AlphaDEX Fund
FEP
+$10.4M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$10.4M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.1M

Sector Composition

Rank Sector Weight
1 Technology 11.21%
2 Financials 6.67%
3 Healthcare 4.76%
4 Industrials 4.64%
5 Energy 3.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXPI icon
201
NXP Semiconductors
NXPI
$58.3B
$301K 0.04%
4,400
– –
VTRS icon
202
Viatris
VTRS
$20.6B
$300K 0.04%
6,600
– –
JMEI
203
DELISTED
Jumei International Holding Limited American depositary shares, each representing ten Class A ordina
JMEI
$294K 0.04%
+1,250
New +$365K
MON
204
DELISTED
Monsanto Co
MON
$293K 0.04%
2,600
– –
PVH icon
205
PVH
PVH
$4.01B
$291K 0.04%
2,400
+500
+26% +$58.6K
SAN icon
206
Banco Santander
SAN
$209B
$285K 0.04%
33,070
-16,824
-34% -$152K
WT icon
207
WisdomTree
WT
$3.37B
$285K 0.04%
+25,000
New +$284K
IDTI
208
DELISTED
Integrated Device Technology I
IDTI
$284K 0.04%
17,800
-8,300
-32% -$129K
VVTV
209
DELISTED
VALUEVISION MEDIA INC
VVTV
$281K 0.04%
54,800
+20,000
+57% +$97.4K
CA
210
DELISTED
CA, Inc.
CA
$279K 0.04%
+10,000
New +$286K
EWW icon
211
iShares MSCI Mexico ETF
EWW
$1.97B
$275K 0.04%
4,000
-4,000
-50% -$281K
AXON
212
Axon Enterprise
AXON
$49.1B
$268K 0.04%
17,330
-5,000
-22% -$70.8K
IYR icon
213
iShares US Real Estate ETF
IYR
$4.67B
$267K 0.04%
3,864
+4
+0.1% +$290
QMCO icon
214
Quantum Corp
QMCO
$456M
$266K 0.04%
1,433
-266
-16% -$52.8K
BHP icon
215
BHP
BHP
$227B
$265K 0.04%
5,322
– –
WFT
216
DELISTED
Weatherford International plc
WFT
$265K 0.04%
12,752
-167,132
-93% -$3.76M
CDW icon
217
CDW
CDW
$17.9B
$264K 0.04%
8,490
-1,540
-15% -$48.7K
ACTG icon
218
Acacia Research
ACTG
$439M
$263K 0.04%
17,000
-24,810
-59% -$418K
NKY
219
DELISTED
PRECIDIAN INVESTMENTS MAXIS NIKKEI 225 INDEX
NKY
$263K 0.04%
15,000
+1,160
+8% +$20.6K
AXP icon
220
American Express
AXP
$236B
$260K 0.04%
2,970
-58
-2% -$5.22K
CGNX icon
221
Cognex
CGNX
$11.8B
$258K 0.04%
12,800
– –
FITB
222
Fifth Third Bancorp
FITB
$52.2B
$257K 0.04%
12,850
-6,000
-32% -$123K
TIVO
223
DELISTED
TIVO INC
TIVO
$256K 0.04%
20,000
– –
IJJ icon
224
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.96B
$254K 0.04%
4,220
+20
+0.5% +$1.25K
MWA icon
225
Mueller Water Products
MWA
$4.13B
$253K 0.04%
+30,530
New +$264K
7 8
9
10 11

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Baker Avenue Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, Baker Avenue Asset Management held 330 positions worth $714M, up 3% from $694M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Baker Avenue Asset Management deployed $33.8M of net new capital in Q3 2014, opening 37 new positions and adding to 130 existing holdings. Its largest new stake was Vanguard FTSE Emerging Markets ETF: 268,588 shares worth $11.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $10.5M trimmed.

  • Baker Avenue Asset Management's largest Q3 2014 buy was Vanguard FTSE Emerging Markets ETF: 268,588 shares worth $11.2M.
  • Baker Avenue Asset Management added most to Vanguard Total Bond Market in Q3 2014, an estimated $22M increase.
  • Baker Avenue Asset Management's biggest Q3 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $10.5M.
  • Baker Avenue Asset Management fully exited iShares MSCI EAFE Small-Cap ETF in Q3 2014, selling an estimated $11.2M.
  • Baker Avenue Asset Management's ten largest holdings make up 38% of its $714M portfolio in Q3 2014.
  • Baker Avenue Asset Management opened 37 new positions and closed 64 in Q3 2014.
  • Baker Avenue Asset Management's portfolio value rose 3% quarter-over-quarter to $714M.

Based on Baker Avenue Asset Management's 13F filing for Q3 2014, filed 12 Nov 2014.