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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
-0.99%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$1.75B
AUM Growth
-$16.2M
Cap. Flow
+$8.31M
Cap. Flow %
0.48%
Top 10 Hldgs %
31.88%
Holding
282
New
44
Increased
116
Reduced
74
Closed
28

Top Buys

Rank Stock Value
1
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$2.93M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.91M
3
BND icon
Vanguard Total Bond Market
BND
+$2.84M
4
LVS icon
Las Vegas Sands
LVS
+$2.74M
5
BABA icon
Alibaba
BABA
+$2.62M

Top Sells

Rank Stock Value
1
WDAY icon
Workday
WDAY
+$5.41M
2
META icon
Meta Platforms (Facebook)
META
+$2.97M
3
AMAT icon
Applied Materials
AMAT
+$2.07M
4
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$1.88M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$1.77M

Sector Composition

Rank Sector Weight
1 Technology 12.25%
2 Consumer Discretionary 7.19%
3 Financials 5.56%
4 Industrials 5.23%
5 Consumer Staples 3.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JMST icon
176
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.1B
$544K 0.03%
+10,669
New +$545K
PDBC icon
177
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.3B
$544K 0.03%
25,848
-20
-0.1% -$401
PFE icon
178
Pfizer
PFE
$153B
$540K 0.03%
12,562
+4,881
+64% +$216K
GAP
179
The Gap Inc
GAP
$7.37B
$533K 0.03%
23,500
-10
-0% -$276
FPE icon
180
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$526K 0.03%
25,640
– –
PXD
181
DELISTED
Pioneer Natural Resource Co.
PXD
$512K 0.03%
3,079
-144
-4% -$21.8K
VUSB icon
182
Vanguard Ultra-Short Bond ETF
VUSB
$8.92B
$500K 0.03%
+9,980
New +$500K
DD icon
183
DuPont de Nemours
DD
$19.2B
$497K 0.03%
5,831
+94
+2% +$8.71K
LHX icon
184
L3Harris
LHX
$53.4B
$492K 0.03%
2,237
+7
+0.3% +$1.59K
PGF icon
185
Invesco Financial Preferred ETF
PGF
$674M
$491K 0.03%
25,920
– –
SRLN icon
186
State Street Blackstone Senior Loan ETF
SRLN
$5.34B
$491K 0.03%
+10,678
New +$490K
PDP icon
187
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$488K 0.03%
5,457
– –
PWR icon
188
Quanta Services
PWR
$101B
$488K 0.03%
+4,292
New +$430K
SJNK icon
189
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$484K 0.03%
+17,698
New +$485K
GENZ
190
VanEck Digital Native Economy ETF
GENZ
$17.6M
$466K 0.03%
9,620
– –
V icon
191
Visa
V
$677B
$444K 0.03%
1,995
-195
-9% -$45.7K
MCD icon
192
McDonald's
MCD
$195B
$440K 0.03%
1,828
+40
+2% +$9.55K
MAIN icon
193
Main Street Capital
MAIN
$5.48B
$436K 0.03%
+10,628
New +$442K
SSO icon
194
ProShares Ultra S&P500
SSO
$8.36B
$436K 0.03%
14,568
-1,200
-8% -$37.9K
XLRE icon
195
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.59B
$413K 0.02%
+9,299
New +$432K
IUSB icon
196
iShares Core Universal USD Bond ETF
IUSB
$43.1B
$404K 0.02%
7,605
+95
+1% +$5.1K
SPR
197
DELISTED
Spirit AeroSystems
SPR
$397K 0.02%
9,000
– –
VIG icon
198
Vanguard Dividend Appreciation ETF
VIG
$114B
$395K 0.02%
2,575
– –
XLP icon
199
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$394K 0.02%
+5,729
New +$408K
NFLX icon
200
Netflix
NFLX
$309B
$393K 0.02%
6,440
+230
+4% +$12.7K
6 7
8
9 10

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Baker Avenue Asset Management's Q3 2021 Portfolio in Review

As of Q3 2021, Baker Avenue Asset Management held 282 positions worth $1.75B, down 0.92% from $1.76B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Baker Avenue Asset Management's Q3 2021 filing shows 44 new, 116 increased, 74 reduced and 28 closed positions. Its largest new stake was iShares ESG Advanced Universal USD Bond ETF: 30,302 shares worth $1.5M. The largest sale was Workday, an estimated $5.41M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Baker Avenue Asset Management's largest Q3 2021 buy was iShares ESG Advanced Universal USD Bond ETF: 30,302 shares worth $1.5M.
  • Baker Avenue Asset Management added most to Invesco S&P 500 Equal Weight Technology ETF in Q3 2021, an estimated $2.93M increase.
  • Baker Avenue Asset Management's biggest Q3 2021 reduction was Meta Platforms (Facebook), cutting an estimated $2.97M.
  • Baker Avenue Asset Management fully exited Workday in Q3 2021, selling an estimated $5.41M.
  • Baker Avenue Asset Management's ten largest holdings make up 32% of its $1.75B portfolio in Q3 2021.
  • Baker Avenue Asset Management opened 44 new positions and closed 28 in Q3 2021.
  • Baker Avenue Asset Management's portfolio value fell 0.92% quarter-over-quarter to $1.75B.

Based on Baker Avenue Asset Management's 13F filing for Q3 2021, filed 15 Nov 2021.