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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
-14.18%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$839M
AUM Growth
-$541M
Cap. Flow
-$355M
Cap. Flow %
-42.31%
Top 10 Hldgs %
62.32%
Holding
268
New
18
Increased
41
Reduced
122
Closed
72

Top Buys

Rank Stock Value
1
SSD icon
Simpson Manufacturing
SSD
+$170M
2
JQUA icon
JPMorgan US Quality Factor ETF
JQUA
+$9.73M
3
AAPL icon
Apple
AAPL
+$4.85M
4
LHX icon
L3Harris
LHX
+$3.43M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.41M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$31.5M
2
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$29.4M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$27.5M
4
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$23.8M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18.5M

Sector Composition

Rank Sector Weight
1 Materials 17.49%
2 Technology 7.11%
3 Healthcare 2.17%
4 Financials 2.11%
5 Consumer Discretionary 1.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SF
176
Stifel
SF
$12.6B
$232K 0.03%
12,699
-8,433
-40% -$211K
EBAY icon
177
eBay
EBAY
$49.8B
$231K 0.03%
7,714
+166
+2% +$5.78K
SJNK icon
178
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.8B
$227K 0.03%
9,655
-178,493
-95% -$4.63M
TBT icon
179
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$305M
$225K 0.03%
14,000
– –
JETS icon
180
US Global Jets ETF
JETS
$849M
$224K 0.03%
+15,240
New +$395K
GWPH
181
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$218K 0.03%
2,500
-17
-0.7% -$1.8K
LYFT icon
182
Lyft
LYFT
$6.63B
$214K 0.03%
+8,000
New +$318K
JPMB icon
183
JPMorgan USD Emerging Markets Sovereign Bond ETF
JPMB
$67.5M
$208K 0.02%
+4,800
New +$238K
T icon
184
AT&T
T
$163B
$206K 0.02%
9,394
-12,158
-56% -$332K
XOM icon
185
ExxonMobil
XOM
$634B
$201K 0.02%
5,298
-30,596
-85% -$1.69M
NAN icon
186
Nuveen New York Quality Municipal Income Fund
NAN
$373M
$191K 0.02%
14,604
– –
PNI
187
PIMCO New York Municipal Income Fund II
PNI
$77.7M
$178K 0.02%
18,283
– –
NAD icon
188
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$176K 0.02%
+12,813
New +$185K
GLNG icon
189
Golar LNG
GLNG
$5.13B
$174K 0.02%
22,094
– –
PRNT icon
190
The 3D Printing ETF
PRNT
$65M
$171K 0.02%
10,000
-28,882
-74% -$595K
NOV icon
191
NOV
NOV
$7B
$147K 0.02%
15,000
-40,536
-73% -$764K
TLRY icon
192
Tilray
TLRY
$622M
$136K 0.02%
1,980
-10
-0.5% -$1.4K
SNDL icon
193
Sundial Growers
SNDL
$320M
$90K 0.01%
14,077
-3,363
-19% -$57.3K
MGNX icon
194
MacroGenics
MGNX
$257M
$58K 0.01%
+10,000
New +$90.8K
SRNE
195
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$18K ﹤0.01%
+10,000
New +$28.8K
UWT
196
DELISTED
VelocityShares3x Long Crude Oil ETNs linked to the S&P GSCI Crude Oil Index ER
UWT
$8K ﹤0.01%
51,000
+10,000
+24% +$70.2K
BLD
197
DELISTED
TopBuild
BLD
– –
-3,851
Closed -$396K
C icon
198
Citigroup
C
$226B
– –
-9,434
Closed -$753K
CWB icon
199
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.61B
– –
-173,053
Closed -$9.6M
DE icon
200
Deere & Co
DE
$168B
– –
-9,159
Closed -$1.59M
6 7
8
9 10

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Baker Avenue Asset Management's Q1 2020 Portfolio in Review

As of Q1 2020, Baker Avenue Asset Management held 268 positions worth $839M, down 39% from $1.38B the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Baker Avenue Asset Management withdrew a net $355M in Q1 2020, closing 72 positions and reducing 122 holdings. Its most notable exit was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $9.6M position sold in full.

By sector, the portfolio is most concentrated in Materials at 17% of assets, up from 1.8% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Baker Avenue Asset Management opened a new position in JPMorgan US Quality Factor ETF worth $8.31M.

  • Baker Avenue Asset Management's largest Q1 2020 buy was JPMorgan US Quality Factor ETF: 325,728 shares worth $8.31M.
  • Baker Avenue Asset Management added most to Simpson Manufacturing in Q1 2020, an estimated $170M increase.
  • Baker Avenue Asset Management's biggest Q1 2020 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $31.5M.
  • Baker Avenue Asset Management fully exited State Street SPDR Bloomberg Convertible Securities ETF in Q1 2020, selling an estimated $9.6M.
  • Baker Avenue Asset Management's ten largest holdings make up 62% of its $839M portfolio in Q1 2020.
  • Baker Avenue Asset Management opened 18 new positions and closed 72 in Q1 2020.
  • Baker Avenue Asset Management's portfolio value fell 39% quarter-over-quarter to $839M.

Based on Baker Avenue Asset Management's 13F filing for Q1 2020, filed 14 May 2020.