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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+7.19%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$1.38B
AUM Growth
+$124M
Cap. Flow
+$37.9M
Cap. Flow %
2.75%
Top 10 Hldgs %
38.91%
Holding
275
New
37
Increased
53
Reduced
125
Closed
25

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$10.3M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$7.66M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.23M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$6.54M
5
COP icon
ConocoPhillips
COP
+$6.52M

Top Sells

Rank Stock Value
1
SSD icon
Simpson Manufacturing
SSD
+$18.5M
2
AAPL icon
Apple
AAPL
+$7.75M
3
FTI icon
TechnipFMC
FTI
+$4.98M
4
SDG icon
iShares MSCI Global Sustainable Development Goals ETF
SDG
+$4.42M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.7M

Sector Composition

Rank Sector Weight
1 Technology 6.55%
2 Financials 3.15%
3 Industrials 2.36%
4 Healthcare 2.33%
5 Consumer Discretionary 1.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPS
176
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$694K 0.05%
+69,234
New +$694K
MELI icon
177
Mercado Libre
MELI
$92.8B
$656K 0.05%
1,148
+486
+73% +$269K
XOP icon
178
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.52B
$656K 0.05%
6,925
-325
-4% -$28.2K
TFI icon
179
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.13B
$651K 0.05%
12,885
– –
IUSG icon
180
iShares Core S&P US Growth ETF
IUSG
$33.4B
$642K 0.05%
9,503
-841
-8% -$54.5K
T icon
181
AT&T
T
$162B
$636K 0.05%
21,552
+514
+2% +$14.8K
PGX icon
182
Invesco Preferred ETF
PGX
$3.78B
$611K 0.04%
40,710
– –
FTA icon
183
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
$605K 0.04%
10,720
– –
GNLN icon
184
Greenlane Holdings
GNLN
$1.24M
– –
0
– –
SUSA icon
185
iShares ESG Optimized MSCI USA ETF
SUSA
$4.15B
$591K 0.04%
8,830
+82
+0.9% +$5.24K
UWT
186
DELISTED
VelocityShares3x Long Crude Oil ETNs linked to the S&P GSCI Crude Oil Index ER
UWT
$581K 0.04%
41,000
+1,000
+3% +$11.7K
EEM icon
187
iShares MSCI Emerging Markets ETF
EEM
$29.2B
$577K 0.04%
12,869
-1,228
-9% -$52.7K
LHX icon
188
L3Harris
LHX
$53.9B
$571K 0.04%
2,886
– –
SF
189
Stifel
SF
$12.6B
$569K 0.04%
21,132
+10,408
+97% +$272K
GLUU
190
DELISTED
Glu Mobile Inc.
GLUU
$561K 0.04%
92,875
-9,125
-9% -$52.1K
DJP icon
191
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$790M
$556K 0.04%
24,355
-588
-2% -$13.1K
FRDM icon
192
Freedom 100 Emerging Markets ETF
FRDM
$3.34B
$552K 0.04%
20,000
– –
GUSH icon
193
Direxion Daily S&P Oil & Gas Exp. & Prod. Bull 2X ETF
GUSH
$222M
$547K 0.04%
1,498
-300
-17% -$86.8K
V icon
194
Visa
V
$692B
$542K 0.04%
2,885
+958
+50% +$173K
SNDL icon
195
Sundial Growers
SNDL
$312M
$524K 0.04%
17,440
+11,220
+180% +$366K
NBIS
196
Nebius Group N.V.
NBIS
$48.2B
$507K 0.04%
11,670
-8,955
-43% -$334K
LQD icon
197
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
$505K 0.04%
3,946
+561
+17% +$71.4K
EXI icon
198
iShares Global Industrials ETF
EXI
$1.46B
$500K 0.04%
5,140
+906
+21% +$86.1K
MDLZ icon
199
Mondelez International
MDLZ
$80.1B
$482K 0.03%
8,751
– –
VIG icon
200
Vanguard Dividend Appreciation ETF
VIG
$114B
$479K 0.03%
3,845
+95
+3% +$11.5K
6 7
8
9 10

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Baker Avenue Asset Management's Q4 2019 Portfolio in Review

As of Q4 2019, Baker Avenue Asset Management held 275 positions worth $1.38B, up 9.9% from $1.26B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Baker Avenue Asset Management's Q4 2019 filing shows 37 new, 53 increased, 125 reduced and 25 closed positions. Its largest new stake was JPMorgan Ultra-Short Income ETF: 205,000 shares worth $10.3M. The largest sale was Simpson Manufacturing, an estimated $18.5M.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 6.8% a quarter earlier, followed by Financials and Industrials.

  • Baker Avenue Asset Management's largest Q4 2019 buy was JPMorgan Ultra-Short Income ETF: 205,000 shares worth $10.3M.
  • Baker Avenue Asset Management added most to Vanguard Morningstar Large-Cap ETF in Q4 2019, an estimated $7.66M increase.
  • Baker Avenue Asset Management's biggest Q4 2019 reduction was Simpson Manufacturing, cutting an estimated $18.5M.
  • Baker Avenue Asset Management fully exited iShares MSCI Global Sustainable Development Goals ETF in Q4 2019, selling an estimated $4.42M.
  • Baker Avenue Asset Management's ten largest holdings make up 39% of its $1.38B portfolio in Q4 2019.
  • Baker Avenue Asset Management opened 37 new positions and closed 25 in Q4 2019.
  • Baker Avenue Asset Management's portfolio value rose 9.9% quarter-over-quarter to $1.38B.

Based on Baker Avenue Asset Management's 13F filing for Q4 2019, filed 14 Feb 2020.