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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+5.68%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$697M
AUM Growth
+$32.3M
Cap. Flow
+$1.67M
Cap. Flow %
0.24%
Top 10 Hldgs %
36.04%
Holding
213
New
28
Increased
68
Reduced
76
Closed
25

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$8.52M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$8.01M
3
SCHW
Charles Schwab
SCHW
+$7.51M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$5.57M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.06M

Top Sells

Rank Stock Value
1
VT icon
Vanguard Total World Stock ETF
VT
+$15.2M
2
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$14.7M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$11.7M
4
WFC icon
Wells Fargo
WFC
+$7.26M
5
GE icon
GE Aerospace
GE
+$4.8M

Sector Composition

Rank Sector Weight
1 Technology 10.89%
2 Financials 4.07%
3 Healthcare 3.09%
4 Communication Services 2.59%
5 Consumer Discretionary 1.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LMT icon
176
Lockheed Martin
LMT
$133B
$251K 0.04%
1,048
-442
-30% -$111K
BSV icon
177
Vanguard Short-Term Bond ETF
BSV
$44.6B
$247K 0.04%
3,060
– –
AXAS
178
DELISTED
Abraxas Petroleum Corp
AXAS
$244K 0.04%
7,205
+3,455
+92% +$94.1K
ABBV icon
179
AbbVie
ABBV
$435B
$234K 0.03%
+3,704
New +$240K
BRK.B icon
180
Berkshire Hathaway Class B
BRK.B
$1.12T
$232K 0.03%
1,608
+8
+0.5% +$1.17K
BNDX icon
181
Vanguard Total International Bond ETF
BNDX
$82.3B
$219K 0.03%
3,900
-710
-15% -$39.7K
GRMN
182
Garmin
GRMN
$58.3B
$217K 0.03%
+4,510
New +$223K
MRVL icon
183
Marvell Technology
MRVL
$189B
$214K 0.03%
+16,100
New +$189K
POT
184
DELISTED
Potash Corp Of Saskatchewan
POT
$211K 0.03%
+12,921
New +$213K
DBEF icon
185
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.31B
$207K 0.03%
7,830
-1,320
-14% -$34.2K
TUP
186
DELISTED
Tupperware Brands Corporation
TUP
$203K 0.03%
+3,110
New +$196K
SRCLP
187
DELISTED
Stericycle, Inc
SRCLP
$201K 0.03%
+3,040
New +$225K
ANF icon
188
Abercrombie & Fitch
ANF
$4.86B
– –
-20,000
Closed -$356K
BALL icon
189
Ball Corp
BALL
$16.9B
– –
-8,400
Closed -$304K
CB icon
190
Chubb
CB
$136B
– –
-5,566
Closed -$728K
CRM icon
191
Salesforce
CRM
$158B
– –
-9,530
Closed -$757K
DSI icon
192
iShares MSCI KLD 400 Social ETF
DSI
$5.52B
– –
-17,240
Closed -$667K
EMR icon
193
Emerson Electric
EMR
$91B
– –
-11,977
Closed -$625K
FBND icon
194
Fidelity Total Bond ETF
FBND
$27.3B
– –
-3,994
Closed -$201K
GE icon
195
GE Aerospace
GE
$396B
– –
-31,813
Closed -$4.8M
IAU icon
196
iShares Gold Trust
IAU
$65.9B
– –
-66,597
Closed -$1.7M
IJH icon
197
iShares Core S&P Mid-Cap ETF
IJH
$125B
– –
-14,685
Closed -$439K
IXUS icon
198
iShares Core MSCI Total International Stock ETF
IXUS
$59.7B
– –
-6,602
Closed -$323K
IYJ icon
199
iShares US Industrials ETF
IYJ
$2.04B
– –
-3,860
Closed -$212K
KRE icon
200
State Street SPDR S&P Regional Banking ETF
KRE
$4.71B
– –
-8,313
Closed -$319K
5 6 7
8
9

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Baker Avenue Asset Management's Q3 2016 Portfolio in Review

As of Q3 2016, Baker Avenue Asset Management held 213 positions worth $697M, up 4.9% from $665M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Baker Avenue Asset Management's Q3 2016 filing shows 28 new, 68 increased, 76 reduced and 25 closed positions. Its largest new stake was Charles Schwab: 256,242 shares worth $8.09M. The largest sale was Vanguard Total World Stock ETF, an estimated $15.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.9% a quarter earlier, followed by Financials and Healthcare.

  • Baker Avenue Asset Management's largest Q3 2016 buy was Charles Schwab: 256,242 shares worth $8.09M.
  • Baker Avenue Asset Management added most to iShares Russell 2000 ETF in Q3 2016, an estimated $8.52M increase.
  • Baker Avenue Asset Management's biggest Q3 2016 reduction was Vanguard Total World Stock ETF, cutting an estimated $15.2M.
  • Baker Avenue Asset Management fully exited GE Aerospace in Q3 2016, selling an estimated $4.8M.
  • Baker Avenue Asset Management's ten largest holdings make up 36% of its $697M portfolio in Q3 2016.
  • Baker Avenue Asset Management opened 28 new positions and closed 25 in Q3 2016.
  • Baker Avenue Asset Management's portfolio value rose 4.9% quarter-over-quarter to $697M.

Based on Baker Avenue Asset Management's 13F filing for Q3 2016, filed 14 Nov 2016.