We are live on ! Find out more
BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+0.27%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$658M
AUM Growth
-$38.3M
Cap. Flow
-$36.8M
Cap. Flow %
-5.6%
Top 10 Hldgs %
39.61%
Holding
209
New
32
Increased
53
Reduced
79
Closed
33

Top Buys

Rank Stock Value
1
VT icon
Vanguard Total World Stock ETF
VT
+$22.9M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$14M
3
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$12.3M
4
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$11.9M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$9.01M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$21.5M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$20M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$12M
4
SSD icon
Simpson Manufacturing
SSD
+$11.8M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 9.34%
2 Financials 4.69%
3 Industrials 4.06%
4 Healthcare 3.43%
5 Communication Services 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALLY icon
176
Ally Financial
ALLY
$13.6B
– –
-17,400
Closed -$324K
ANF icon
177
Abercrombie & Fitch
ANF
$4.9B
– –
-15,600
Closed -$421K
CIEN icon
178
Ciena
CIEN
$58.8B
– –
-10,000
Closed -$207K
CMF icon
179
iShares California Muni Bond ETF
CMF
$4.61B
– –
-5,080
Closed -$300K
COF icon
180
Capital One
COF
$136B
– –
-7,670
Closed -$554K
DIM icon
181
WisdomTree International MidCap Dividend Fund
DIM
$169M
– –
-10,942
Closed -$607K
DLR icon
182
Digital Realty Trust
DLR
$71.7B
– –
-5,000
Closed -$378K
DLS icon
183
WisdomTree International SmallCap Dividend Fund
DLS
$1.07B
– –
-10,830
Closed -$629K
EFAV icon
184
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.45B
– –
-4,824
Closed -$313K
EUFN icon
185
iShares MSCI Europe Financials ETF
EUFN
$4.29B
– –
-14,055
Closed -$286K
EWG icon
186
iShares MSCI Germany ETF
EWG
$1.61B
– –
-19,152
Closed -$502K
FSLR icon
187
First Solar
FSLR
$26.6B
– –
-8,620
Closed -$569K
FV icon
188
First Trust Dorsey Wright Focus 5 ETF
FV
$3.72B
– –
-16,660
Closed -$391K
GDX icon
189
VanEck Gold Miners ETF
GDX
$25.6B
– –
-21,000
Closed -$288K
HEDJ icon
190
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
– –
-43,494
Closed -$1.17M
HEFA icon
191
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.68B
– –
-11,932
Closed -$303K
IXP icon
192
iShares Global Comm Services ETF
IXP
$572M
– –
-7,200
Closed -$417K
MOS icon
193
The Mosaic Company
MOS
$7.6B
– –
-10,500
Closed -$290K
MTB icon
194
M&T Bank
MTB
$36.4B
– –
-5,590
Closed -$677K
ORCL icon
195
Oracle
ORCL
$418B
– –
-114,367
Closed -$4.18M
PRU icon
196
Prudential Financial
PRU
$41.3B
– –
-51,674
Closed -$4.21M
PZZA icon
197
Papa John's
PZZA
$826M
– –
-5,700
Closed -$318K
QDEF icon
198
FlexShares Quality Dividend Defensive Index Fund
QDEF
$559M
– –
-36,299
Closed -$1.26M
RTX icon
199
RTX Corp
RTX
$302B
– –
-7,228
Closed -$437K
SSD icon
200
Simpson Manufacturing
SSD
$8.05B
– –
-345,910
Closed -$11.8M
5 6 7
8
9

Similar funds

DRZID
DePrince Race & Zollo Inc (DRZ) Winter Park, Florida $5.29B AUM 20.14% 1-Year Est. Return
WL
WIT LLC District Of Columbia, District of Columbia $5.3B AUM 20.46% 1-Year Est. Return
FMWA
Forvis Mazars Wealth Advisors Springfield, Missouri $5.27B AUM 18.06% 1-Year Est. Return
SDIC
South Dakota Investment Council Sioux Falls, South Dakota $5.24B AUM 22.1% 1-Year Est. Return
DPL
Danica Pension Livsforsikrings Copenhagen V $5.33B AUM 18.02% 1-Year Est. Return
KKRC
Kohlberg Kravis Roberts & Co New York $5.35B AUM 63.01% 1-Year Est. Return
DDC
DF Dent & Co Baltimore, Maryland $5.22B AUM 2.07% 1-Year Est. Return
KACA
Kayne Anderson Capital Advisors Los Angeles, California $5.22B AUM 17.11% 1-Year Est. Return

Baker Avenue Asset Management's Q1 2016 Portfolio in Review

As of Q1 2016, Baker Avenue Asset Management held 209 positions worth $658M, down 5.5% from $696M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Baker Avenue Asset Management withdrew a net $36.8M in Q1 2016, closing 33 positions and reducing 79 holdings. Its most notable exit was Simpson Manufacturing, an estimated $11.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, up from 8.3% a quarter earlier, followed by Financials and Industrials.

Against the trend, Baker Avenue Asset Management opened a new position in State Street SPDR Portfolio Aggregate Bond ETF worth $12.1M.

  • Baker Avenue Asset Management's largest Q1 2016 buy was State Street SPDR Portfolio Aggregate Bond ETF: 411,640 shares worth $12.1M.
  • Baker Avenue Asset Management added most to Vanguard Total World Stock ETF in Q1 2016, an estimated $22.9M increase.
  • Baker Avenue Asset Management's biggest Q1 2016 reduction was iShares S&P 500 Growth ETF, cutting an estimated $21.5M.
  • Baker Avenue Asset Management fully exited Simpson Manufacturing in Q1 2016, selling an estimated $11.8M.
  • Baker Avenue Asset Management's ten largest holdings make up 40% of its $658M portfolio in Q1 2016.
  • Baker Avenue Asset Management opened 32 new positions and closed 33 in Q1 2016.
  • Baker Avenue Asset Management's portfolio value fell 5.5% quarter-over-quarter to $658M.

Based on Baker Avenue Asset Management's 13F filing for Q1 2016, filed 13 May 2016.