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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
-1.74%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$714M
AUM Growth
+$20.8M
Cap. Flow
+$33.8M
Cap. Flow %
4.73%
Top 10 Hldgs %
37.68%
Holding
330
New
37
Increased
130
Reduced
74
Closed
64

Top Buys

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$22M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$18.4M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$11.9M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$11.3M
5
ILF icon
iShares Latin America 40 ETF
ILF
+$6.78M

Top Sells

Rank Stock Value
1
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$11.2M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$10.5M
3
FEP icon
First Trust Europe AlphaDEX Fund
FEP
+$10.4M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$10.4M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.1M

Sector Composition

Rank Sector Weight
1 Technology 11.21%
2 Financials 6.67%
3 Healthcare 4.76%
4 Industrials 4.64%
5 Energy 3.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSX icon
176
CSX Corp
CSX
$94.7B
$432K 0.06%
40,413
+8,619
+27% +$88.9K
SCCO icon
177
Southern Copper
SCCO
$164B
$432K 0.06%
15,734
+2,423
+18% +$72.2K
BNY
178
Bank of New York Mellon
BNY
$108B
$419K 0.06%
10,811
+1,916
+22% +$74.5K
GPK icon
179
Graphic Packaging
GPK
$3.52B
$417K 0.06%
+33,560
New +$411K
PPLI
180
People Inc
PPLI
$3.28B
$417K 0.06%
35,374
+17,245
+95% +$208K
KALU icon
181
Kaiser Aluminum
KALU
$2.91B
$412K 0.06%
5,400
+1,090
+25% +$84.2K
MTB icon
182
M&T Bank
MTB
$36.5B
$412K 0.06%
3,340
+670
+25% +$82.5K
LGF
183
DELISTED
Lions Gate Entertainment
LGF
$412K 0.06%
12,500
+2,500
+25% +$79.4K
GDP
184
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
$398K 0.06%
26,846
+12,226
+84% +$244K
ISIL
185
DELISTED
Intersil Corp
ISIL
$388K 0.05%
+27,300
New +$396K
WMB icon
186
Williams Companies
WMB
$87.8B
$385K 0.05%
6,952
-1,598
-19% -$91.8K
STL
187
DELISTED
Sterling Bancorp
STL
$384K 0.05%
+30,000
New +$372K
CTXS
188
DELISTED
Citrix Systems Inc
CTXS
$382K 0.05%
6,731
-6,279
-48% -$341K
PCP
189
DELISTED
PRECISION CASTPARTS CORP
PCP
$378K 0.05%
1,596
+395
+33% +$95.9K
TWTR
190
DELISTED
Twitter, Inc.
TWTR
$373K 0.05%
7,225
-1,775
-20% -$80.2K
BSV icon
191
Vanguard Short-Term Bond ETF
BSV
$44.6B
$372K 0.05%
4,650
-2,127
-31% -$170K
VIG icon
192
Vanguard Dividend Appreciation ETF
VIG
$114B
$362K 0.05%
4,710
+180
+4% +$14K
CDNS icon
193
Cadence Design Systems
CDNS
$92.8B
$354K 0.05%
20,570
– –
MCK icon
194
McKesson
MCK
$103B
$350K 0.05%
1,800
+420
+30% +$80.8K
PNC icon
195
PNC Financial Services
PNC
$102B
$339K 0.05%
3,960
+691
+21% +$58.8K
HUN icon
196
Huntsman Corp
HUN
$1.78B
$338K 0.05%
13,000
-9,247
-42% -$252K
CNC icon
197
Centene
CNC
$33.1B
$331K 0.05%
16,000
– –
AVGO icon
198
Broadcom
AVGO
$1.99T
$318K 0.04%
36,500
– –
LULU icon
199
lululemon athletica
LULU
$14B
$316K 0.04%
7,520
+2,520
+50% +$101K
MRSH
200
Marsh
MRSH
$91.4B
$307K 0.04%
5,860
– –
6 7
8
9 10

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Baker Avenue Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, Baker Avenue Asset Management held 330 positions worth $714M, up 3% from $694M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Baker Avenue Asset Management deployed $33.8M of net new capital in Q3 2014, opening 37 new positions and adding to 130 existing holdings. Its largest new stake was Vanguard FTSE Emerging Markets ETF: 268,588 shares worth $11.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $10.5M trimmed.

  • Baker Avenue Asset Management's largest Q3 2014 buy was Vanguard FTSE Emerging Markets ETF: 268,588 shares worth $11.2M.
  • Baker Avenue Asset Management added most to Vanguard Total Bond Market in Q3 2014, an estimated $22M increase.
  • Baker Avenue Asset Management's biggest Q3 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $10.5M.
  • Baker Avenue Asset Management fully exited iShares MSCI EAFE Small-Cap ETF in Q3 2014, selling an estimated $11.2M.
  • Baker Avenue Asset Management's ten largest holdings make up 38% of its $714M portfolio in Q3 2014.
  • Baker Avenue Asset Management opened 37 new positions and closed 64 in Q3 2014.
  • Baker Avenue Asset Management's portfolio value rose 3% quarter-over-quarter to $714M.

Based on Baker Avenue Asset Management's 13F filing for Q3 2014, filed 12 Nov 2014.