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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
-2.53%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$2B
AUM Growth
+$12M
Cap. Flow
-$16.3M
Cap. Flow %
-0.82%
Top 10 Hldgs %
31.13%
Holding
1,760
New
184
Increased
538
Reduced
337
Closed
169

Top Buys

Rank Stock Value
1
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$13.2M
2
JCI icon
Johnson Controls International
JCI
+$9.71M
3
CRM icon
Salesforce
CRM
+$7.44M
4
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$6.25M
5
AFL icon
Aflac
AFL
+$5.75M

Top Sells

Rank Stock Value
1
UPS icon
United Parcel Service
UPS
+$11.1M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$10.8M
3
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$5.29M
4
PYPL icon
PayPal
PYPL
+$5.25M
5
GLW icon
Corning
GLW
+$5.16M

Sector Composition

Rank Sector Weight
1 Technology 16.09%
2 Industrials 6.05%
3 Consumer Discretionary 5.75%
4 Financials 5.17%
5 Energy 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPYG icon
1726
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.4B
– –
-40
Closed -$2.44K
SQM icon
1727
Sociedad Química y Minera de Chile
SQM
$20.6B
– –
-194
Closed -$14.1K
SRDX
1728
DELISTED
Surmodics
SRDX
– –
-7
Closed -$219
SRRK icon
1729
Scholar Rock
SRRK
$6.44B
– –
-30
Closed -$226
STRO icon
1730
Sutro Biopharma
STRO
$421M
– –
-5
Closed -$209
TEF
1731
DELISTED
Telefonica
TEF
– –
-1,469
Closed -$5.92K
TEVA icon
1732
Teva Pharmaceuticals
TEVA
$41.2B
– –
-400
Closed -$3.01K
TFSL icon
1733
TFS Financial
TFSL
$4.93B
– –
-54
Closed -$679
TNDM icon
1734
Tandem Diabetes Care
TNDM
$1.56B
– –
-26
Closed -$638
TOWN icon
1735
Towne Bank
TOWN
$3.42B
– –
-19
Closed -$442
TR icon
1736
Tootsie Roll Industries
TR
$2.98B
– –
-7
Closed -$212
TRU icon
1737
TransUnion
TRU
$15.3B
– –
-24
Closed -$1.88K
TSE
1738
DELISTED
Trinseo
TSE
– –
-36
Closed -$456
TTD icon
1739
Trade Desk
TTD
$6.49B
– –
-12
Closed -$927
TW icon
1740
Tradeweb Markets
TW
$21.6B
– –
-7
Closed -$479
UHT
1741
Universal Health Realty Income Trust
UHT
$594M
– –
-10
Closed -$476
UI icon
1742
Ubiquiti
UI
$34.3B
– –
-3
Closed -$527
UNF icon
1743
Unifirst Corp
UNF
$5.25B
– –
-3
Closed -$465
UPS icon
1744
CALL
United Parcel Service
UPS
$88.9B
– –
-8,000
Closed -$1.43K
UPST icon
1745
Upstart Holdings
UPST
$3.03B
– –
-531
Closed -$19K
USRT icon
1746
iShares Core US REIT ETF
USRT
$4.64B
– –
-420
Closed -$21.6K
VAC icon
1747
Marriott Vacations Worldwide
VAC
$4.25B
– –
-4
Closed -$491
VIV icon
1748
Telefônica Brasil
VIV
$19.2B
– –
-550
Closed -$5.02K
VTOL icon
1749
Bristow Group
VTOL
$1.36B
– –
-1,039
Closed -$29.9K
WMG icon
1750
Warner Music
WMG
$13.8B
– –
-25
Closed -$652
67 68 69
70
71

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Baker Avenue Asset Management's Q3 2023 Portfolio in Review

As of Q3 2023, Baker Avenue Asset Management held 1,760 positions worth $2B, up 0.61% from $1.99B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Baker Avenue Asset Management's Q3 2023 filing shows 184 new, 538 increased, 337 reduced and 169 closed positions. Its largest new stake was Global X US Infrastructure Development ETF: 67,333 shares worth $2.05M. The largest sale was United Parcel Service, an estimated $11.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Baker Avenue Asset Management's largest Q3 2023 buy was Global X US Infrastructure Development ETF: 67,333 shares worth $2.05M.
  • Baker Avenue Asset Management added most to iShares 0-3 Month Treasury Bond ETF in Q3 2023, an estimated $13.2M increase.
  • Baker Avenue Asset Management's biggest Q3 2023 reduction was United Parcel Service, cutting an estimated $11.1M.
  • Baker Avenue Asset Management fully exited NIO in Q3 2023, selling an estimated $187K.
  • Baker Avenue Asset Management's ten largest holdings make up 31% of its $2B portfolio in Q3 2023.
  • Baker Avenue Asset Management opened 184 new positions and closed 169 in Q3 2023.
  • Baker Avenue Asset Management's portfolio value rose 0.61% quarter-over-quarter to $2B.

Based on Baker Avenue Asset Management's 13F filing for Q3 2023, filed 15 Nov 2023.