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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
-0.99%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$1.75B
AUM Growth
-$16.2M
Cap. Flow
+$8.31M
Cap. Flow %
0.48%
Top 10 Hldgs %
31.88%
Holding
282
New
44
Increased
116
Reduced
74
Closed
28

Top Buys

Rank Stock Value
1
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$2.93M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.91M
3
BND icon
Vanguard Total Bond Market
BND
+$2.84M
4
LVS icon
Las Vegas Sands
LVS
+$2.74M
5
BABA icon
Alibaba
BABA
+$2.62M

Top Sells

Rank Stock Value
1
WDAY icon
Workday
WDAY
+$5.41M
2
META icon
Meta Platforms (Facebook)
META
+$2.97M
3
AMAT icon
Applied Materials
AMAT
+$2.07M
4
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$1.88M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$1.77M

Sector Composition

Rank Sector Weight
1 Technology 12.25%
2 Consumer Discretionary 7.19%
3 Financials 5.56%
4 Industrials 5.23%
5 Consumer Staples 3.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOP icon
151
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.51B
$887K 0.05%
9,175
– –
META icon
152
Meta Platforms (Facebook)
META
$1.51T
$826K 0.05%
2,436
-8,234
-77% -$2.97M
IYC icon
153
iShares US Consumer Discretionary ETF
IYC
$1.23B
$819K 0.05%
10,605
+431
+4% +$33.9K
FALN icon
154
iShares Fallen Angels USD Bond ETF
FALN
$1.62B
$811K 0.05%
+26,967
New +$812K
AXP icon
155
American Express
AXP
$230B
$801K 0.05%
4,785
-158
-3% -$26.4K
NOW icon
156
ServiceNow
NOW
$129B
$801K 0.05%
6,445
+110
+2% +$13.3K
ANGL icon
157
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.06B
$797K 0.05%
+24,144
New +$799K
CALB
158
DELISTED
California BanCorp Common Stock
CALB
$784K 0.04%
44,750
– –
HTGC icon
159
Hercules Capital
HTGC
$3.23B
$764K 0.04%
45,999
+35,749
+349% +$608K
MLM icon
160
Martin Marietta Materials
MLM
$33B
$752K 0.04%
2,202
+2
+0.1% +$727
GSY icon
161
Invesco Ultra Short Duration ETF
GSY
$3.9B
$725K 0.04%
+14,380
New +$726K
IYM icon
162
iShares US Basic Materials ETF
IYM
$1.25B
$723K 0.04%
5,807
+379
+7% +$49.4K
PANW icon
163
Palo Alto Networks
PANW
$297B
$722K 0.04%
9,054
+54
+0.6% +$3.79K
ARCC icon
164
Ares Capital
ARCC
$14.4B
$678K 0.04%
+33,390
New +$669K
IGSB icon
165
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$661K 0.04%
12,115
-3,199
-21% -$175K
SUSB icon
166
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
$659K 0.04%
25,378
+12,313
+94% +$321K
ICSH icon
167
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.13B
$638K 0.04%
+12,652
New +$639K
COUR icon
168
Coursera
COUR
$1.54B
$628K 0.04%
+19,857
New +$748K
ICLN icon
169
iShares Global Clean Energy ETF
ICLN
$2.4B
$609K 0.03%
28,165
-365
-1% -$8.32K
SUSC icon
170
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
$599K 0.03%
21,804
+6,831
+46% +$190K
SF
171
Stifel
SF
$12.6B
$576K 0.03%
12,728
-360
-3% -$16.1K
IUSG icon
172
iShares Core S&P US Growth ETF
IUSG
$33.7B
$572K 0.03%
5,587
-1,154
-17% -$122K
TPR icon
173
Tapestry
TPR
$32.8B
$556K 0.03%
15,045
-742
-5% -$30.5K
HYXF icon
174
iShares ESG Advanced High Yield Corporate Bond ETF
HYXF
$195M
$552K 0.03%
+10,554
New +$554K
DJP icon
175
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$794M
$550K 0.03%
18,804
– –
5 6
7
8 9

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Baker Avenue Asset Management's Q3 2021 Portfolio in Review

As of Q3 2021, Baker Avenue Asset Management held 282 positions worth $1.75B, down 0.92% from $1.76B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Baker Avenue Asset Management's Q3 2021 filing shows 44 new, 116 increased, 74 reduced and 28 closed positions. Its largest new stake was iShares ESG Advanced Universal USD Bond ETF: 30,302 shares worth $1.5M. The largest sale was Workday, an estimated $5.41M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Baker Avenue Asset Management's largest Q3 2021 buy was iShares ESG Advanced Universal USD Bond ETF: 30,302 shares worth $1.5M.
  • Baker Avenue Asset Management added most to Invesco S&P 500 Equal Weight Technology ETF in Q3 2021, an estimated $2.93M increase.
  • Baker Avenue Asset Management's biggest Q3 2021 reduction was Meta Platforms (Facebook), cutting an estimated $2.97M.
  • Baker Avenue Asset Management fully exited Workday in Q3 2021, selling an estimated $5.41M.
  • Baker Avenue Asset Management's ten largest holdings make up 32% of its $1.75B portfolio in Q3 2021.
  • Baker Avenue Asset Management opened 44 new positions and closed 28 in Q3 2021.
  • Baker Avenue Asset Management's portfolio value fell 0.92% quarter-over-quarter to $1.75B.

Based on Baker Avenue Asset Management's 13F filing for Q3 2021, filed 15 Nov 2021.