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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+8.64%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$1.3B
AUM Growth
+$87.1M
Cap. Flow
-$5.54M
Cap. Flow %
-0.43%
Top 10 Hldgs %
38.13%
Holding
246
New
13
Increased
75
Reduced
97
Closed
27

Top Buys

Rank Stock Value
1
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$21.3M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$13.3M
3
AKAM icon
Akamai
AKAM
+$11.9M
4
IVE icon
iShares S&P 500 Value ETF
IVE
+$11M
5
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$9.73M

Top Sells

Rank Stock Value
1
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$18.6M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$13.4M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.6M
4
XPO icon
XPO
XPO
+$10.9M
5
CSCO icon
Cisco
CSCO
+$9.38M

Sector Composition

Rank Sector Weight
1 Technology 11.85%
2 Industrials 5.1%
3 Consumer Discretionary 4.59%
4 Financials 4.31%
5 Healthcare 2.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XBI icon
151
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$625K 0.05%
5,615
-3,912
-41% -$439K
SHYG icon
152
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$624K 0.05%
14,200
+318
+2% +$14K
PGX icon
153
Invesco Preferred ETF
PGX
$3.78B
$599K 0.05%
40,710
– –
ITUB icon
154
Itaú Unibanco
ITUB
$87.5B
$576K 0.04%
199,041
+20,615
+12% +$70K
GLUU
155
DELISTED
Glu Mobile Inc.
GLUU
$559K 0.04%
72,875
+25,000
+52% +$210K
NBIS
156
Nebius Group N.V.
NBIS
$47.7B
$538K 0.04%
8,270
– –
GLOB icon
157
Globant
GLOB
$1.61B
$521K 0.04%
2,911
– –
ICLN icon
158
iShares Global Clean Energy ETF
ICLN
$2.1B
$514K 0.04%
27,800
– –
FIVN icon
159
FIVE9
FIVN
$2.54B
$512K 0.04%
3,950
– –
CALB
160
DELISTED
California BanCorp Common Stock
CALB
$507K 0.04%
44,750
– –
MDLZ icon
161
Mondelez International
MDLZ
$79.9B
$499K 0.04%
8,694
-176
-2% -$9.8K
PDP icon
162
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$495K 0.04%
6,487
-112
-2% -$8.25K
FPE icon
163
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$491K 0.04%
25,640
– –
NOW icon
164
ServiceNow
NOW
$129B
$485K 0.04%
5,000
-25
-0.5% -$2.23K
XOP icon
165
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.43B
$470K 0.04%
11,175
– –
LQD icon
166
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$467K 0.04%
3,470
+85
+3% +$11.6K
PRVB
167
DELISTED
Provention Bio, Inc. Common Stock
PRVB
$465K 0.04%
36,250
-11,000
-23% -$139K
V icon
168
Visa
V
$677B
$460K 0.04%
2,305
-574
-20% -$115K
VWO icon
169
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$460K 0.04%
10,640
-1,040
-9% -$45.2K
UAA icon
170
Under Armour
UAA
$2.6B
$454K 0.03%
+40,500
New +$426K
CBAY
171
DELISTED
Cymabay Therapeutics
CBAY
$452K 0.03%
62,500
+15,000
+32% +$80.2K
NFLX icon
172
Netflix
NFLX
$309B
$435K 0.03%
8,710
+130
+2% +$6.47K
ALXN
173
DELISTED
Alexion Pharmaceuticals
ALXN
$429K 0.03%
+3,750
New +$405K
DJP icon
174
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$794M
$427K 0.03%
21,924
– –
AVGO icon
175
Broadcom
AVGO
$2.04T
$406K 0.03%
11,160
-7,750
-41% -$260K
5 6
7
8 9

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Baker Avenue Asset Management's Q3 2020 Portfolio in Review

As of Q3 2020, Baker Avenue Asset Management held 246 positions worth $1.3B, up 7.2% from $1.21B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Baker Avenue Asset Management's Q3 2020 filing shows 13 new, 75 increased, 97 reduced and 27 closed positions. Its largest new stake was Tenet Healthcare: 122,952 shares worth $3.01M. The largest sale was Vanguard Morningstar Large-Cap ETF, an estimated $18.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Baker Avenue Asset Management's largest Q3 2020 buy was Tenet Healthcare: 122,952 shares worth $3.01M.
  • Baker Avenue Asset Management added most to Vanguard Morningstar Small-Cap ETF in Q3 2020, an estimated $21.3M increase.
  • Baker Avenue Asset Management's biggest Q3 2020 reduction was Vanguard Morningstar Large-Cap ETF, cutting an estimated $18.6M.
  • Baker Avenue Asset Management fully exited Tractor Supply in Q3 2020, selling an estimated $3.47M.
  • Baker Avenue Asset Management's ten largest holdings make up 38% of its $1.3B portfolio in Q3 2020.
  • Baker Avenue Asset Management opened 13 new positions and closed 27 in Q3 2020.
  • Baker Avenue Asset Management's portfolio value rose 7.2% quarter-over-quarter to $1.3B.

Based on Baker Avenue Asset Management's 13F filing for Q3 2020, filed 16 Nov 2020.