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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+4.35%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$888M
AUM Growth
+$135M
Cap. Flow
+$102M
Cap. Flow %
11.53%
Top 10 Hldgs %
31.23%
Holding
230
New
32
Increased
108
Reduced
64
Closed
9

Top Buys

Rank Stock Value
1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$14.5M
2
SSD icon
Simpson Manufacturing
SSD
+$9.57M
3
IWV icon
iShares Russell 3000 ETF
IWV
+$8.16M
4
IVE icon
iShares S&P 500 Value ETF
IVE
+$6.6M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$6.3M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.9M
2
AMAT icon
Applied Materials
AMAT
+$1.63M
3
SIG icon
Signet Jewelers
SIG
+$861K
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$852K
5
PI icon
Impinj
PI
+$811K

Sector Composition

Rank Sector Weight
1 Technology 10.22%
2 Financials 4.22%
3 Healthcare 3.54%
4 Materials 3.04%
5 Communication Services 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CGNX icon
151
Cognex
CGNX
$10.9B
$734K 0.08%
13,306
-1,134
-8% -$57.6K
HUN icon
152
Huntsman Corp
HUN
$1.71B
$724K 0.08%
+26,398
New +$703K
MRVL icon
153
Marvell Technology
MRVL
$168B
$713K 0.08%
39,823
-10,679
-21% -$178K
HOLX
154
DELISTED
Hologic
HOLX
$712K 0.08%
19,398
+430
+2% +$17.4K
FTA icon
155
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.39B
$698K 0.08%
+13,650
New +$688K
ESGD icon
156
iShares ESG Aware MSCI EAFE ETF
ESGD
$12B
$673K 0.08%
10,155
– –
TRUE
157
DELISTED
TrueCar
TRUE
$672K 0.08%
42,542
+5,536
+15% +$99K
MLM icon
158
Martin Marietta Materials
MLM
$31.5B
$663K 0.07%
3,217
– –
FTK icon
159
Flotek Industries
FTK
$852M
$650K 0.07%
23,289
+8,075
+53% +$320K
IXUS icon
160
iShares Core MSCI Total International Stock ETF
IXUS
$58.3B
$648K 0.07%
+10,627
New +$632K
TFI icon
161
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
$641K 0.07%
13,105
+1,220
+10% +$59.9K
SUSA icon
162
iShares ESG Optimized MSCI USA ETF
SUSA
$4.01B
$621K 0.07%
11,894
– –
WFC icon
163
Wells Fargo
WFC
$261B
$603K 0.07%
10,932
+5,591
+105% +$297K
ESGE icon
164
iShares ESG Aware MSCI EM ETF
ESGE
$6.58B
$583K 0.07%
16,780
– –
DGRO icon
165
iShares Core Dividend Growth ETF
DGRO
$42.7B
$579K 0.07%
17,834
-1,369
-7% -$43.5K
GTT
166
DELISTED
GTT Communications, Inc.
GTT
$546K 0.06%
17,240
+525
+3% +$16K
IEFA icon
167
iShares Core MSCI EAFE ETF
IEFA
$190B
$533K 0.06%
+8,310
New +$520K
BIV icon
168
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$501K 0.06%
+5,920
New +$503K
VOOV icon
169
Vanguard S&P 500 Value ETF
VOOV
$6.59B
$493K 0.06%
+4,740
New +$484K
IJJ icon
170
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.83B
$489K 0.06%
6,398
– –
XLI icon
171
State Street Industrial Select Sector SPDR ETF
XLI
$32.8B
$486K 0.05%
6,852
-1,314
-16% -$90.4K
IAU icon
172
iShares Gold Trust
IAU
$62.9B
$479K 0.05%
19,436
-1,803
-8% -$44.3K
SNAP icon
173
Snap
SNAP
$7.89B
$478K 0.05%
32,900
+3,735
+13% +$54.1K
TVRD
174
Tvardi Therapeutics
TVRD
$19.7M
$468K 0.05%
951
+78
+9% +$39.1K
TDIV icon
175
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.18B
$459K 0.05%
14,177
-670
-5% -$21.3K
5 6
7
8 9

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Baker Avenue Asset Management's Q3 2017 Portfolio in Review

As of Q3 2017, Baker Avenue Asset Management held 230 positions worth $888M, up 18% from $753M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Baker Avenue Asset Management deployed $102M of net new capital in Q3 2017, opening 32 new positions and adding to 108 existing holdings. Its largest new stake was Vanguard FTSE Emerging Markets ETF: 335,334 shares worth $14.6M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Russell 1000 Growth ETF, an estimated $5.9M trimmed.

  • Baker Avenue Asset Management's largest Q3 2017 buy was Vanguard FTSE Emerging Markets ETF: 335,334 shares worth $14.6M.
  • Baker Avenue Asset Management added most to iShares Russell 3000 ETF in Q3 2017, an estimated $8.16M increase.
  • Baker Avenue Asset Management's biggest Q3 2017 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $5.9M.
  • Baker Avenue Asset Management fully exited Signet Jewelers in Q3 2017, selling an estimated $861K.
  • Baker Avenue Asset Management's ten largest holdings make up 31% of its $888M portfolio in Q3 2017.
  • Baker Avenue Asset Management opened 32 new positions and closed 9 in Q3 2017.
  • Baker Avenue Asset Management's portfolio value rose 18% quarter-over-quarter to $888M.

Based on Baker Avenue Asset Management's 13F filing for Q3 2017, filed 14 Nov 2017.