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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+5.78%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$744M
AUM Growth
+$30M
Cap. Flow
-$7.15M
Cap. Flow %
-0.96%
Top 10 Hldgs %
31.89%
Holding
226
New
26
Increased
75
Reduced
86
Closed
24

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$9.55M
2
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$5.25M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$4.09M
4
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$4.05M
5
VTRS icon
Viatris
VTRS
+$2.59M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$7.37M
2
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$6.61M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$4.68M
4
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$3.59M
5
VT icon
Vanguard Total World Stock ETF
VT
+$3.04M

Sector Composition

Rank Sector Weight
1 Technology 11.07%
2 Financials 4.53%
3 Healthcare 3.58%
4 Communication Services 2.35%
5 Energy 2.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ONDK
151
DELISTED
On Deck Capital, Inc.
ONDK
$508K 0.07%
100,802
-35,000
-26% -$175K
INDA icon
152
iShares MSCI India ETF
INDA
$6.61B
$504K 0.07%
+16,000
New +$469K
JWN
153
DELISTED
Nordstrom
JWN
$499K 0.07%
+10,725
New +$479K
TDIV icon
154
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.22B
$491K 0.07%
15,477
-1,346
-8% -$41.8K
PEY icon
155
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.15B
$485K 0.07%
28,428
-2,563
-8% -$43.7K
CIEN icon
156
Ciena
CIEN
$54.1B
$480K 0.06%
20,345
-2,420
-11% -$59.4K
EMLP icon
157
First Trust North American Energy Infrastructure Fund
EMLP
$4.13B
$474K 0.06%
18,743
-881
-4% -$22.3K
PTC icon
158
PTC
PTC
$16.4B
$473K 0.06%
9,000
– –
MGM icon
159
MGM Resorts International
MGM
$11.4B
$467K 0.06%
+17,045
New +$473K
NOBL icon
160
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
$462K 0.06%
16,452
-1,006
-6% -$27.9K
FDL icon
161
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.79B
$459K 0.06%
15,916
-1,213
-7% -$34.6K
IVW icon
162
iShares S&P 500 Growth ETF
IVW
$75.3B
$459K 0.06%
13,948
-1,180
-8% -$37.9K
JCI icon
163
Johnson Controls International
JCI
$88.8B
$454K 0.06%
10,785
-919
-8% -$38.9K
CPE
164
DELISTED
Callon Petroleum Company
CPE
$454K 0.06%
3,450
-500
-13% -$69K
ZAYO
165
DELISTED
Zayo Group Holdings, Inc.
ZAYO
$448K 0.06%
13,606
-3,244
-19% -$103K
MRVL icon
166
Marvell Technology
MRVL
$170B
$436K 0.06%
28,600
– –
FNSR
167
DELISTED
Finisar Corp
FNSR
$410K 0.06%
+15,000
New +$459K
LQD icon
168
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
$399K 0.05%
3,385
-122
-3% -$14.3K
COST icon
169
Costco
COST
$423B
$388K 0.05%
2,314
-1,190
-34% -$199K
XLI icon
170
State Street Industrial Select Sector SPDR ETF
XLI
$33B
$373K 0.05%
5,734
-10,205
-64% -$659K
VIG icon
171
Vanguard Dividend Appreciation ETF
VIG
$111B
$335K 0.05%
3,730
+450
+14% +$39.9K
CL icon
172
Colgate-Palmolive
CL
$73B
$315K 0.04%
4,306
+720
+20% +$50.4K
MRSH
173
Marsh
MRSH
$91.3B
$305K 0.04%
4,131
-1,729
-30% -$124K
WFC icon
174
Wells Fargo
WFC
$262B
$301K 0.04%
5,401
+597
+12% +$33.9K
AXAS
175
DELISTED
Abraxas Petroleum Corp
AXAS
$291K 0.04%
7,205
– –
5 6
7
8 9

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Baker Avenue Asset Management's Q1 2017 Portfolio in Review

As of Q1 2017, Baker Avenue Asset Management held 226 positions worth $744M, up 4.2% from $714M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Baker Avenue Asset Management's Q1 2017 filing shows 26 new, 75 increased, 86 reduced and 24 closed positions. Its largest new stake was iShares Floating Rate Bond ETF: 79,737 shares worth $4.06M. The largest sale was iShares Russell 2000 ETF, an estimated $7.37M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Baker Avenue Asset Management's largest Q1 2017 buy was iShares Floating Rate Bond ETF: 79,737 shares worth $4.06M.
  • Baker Avenue Asset Management added most to iShares MSCI EAFE ETF in Q1 2017, an estimated $9.55M increase.
  • Baker Avenue Asset Management's biggest Q1 2017 reduction was iShares Russell 2000 ETF, cutting an estimated $7.37M.
  • Baker Avenue Asset Management fully exited Mattel in Q1 2017, selling an estimated $1.6M.
  • Baker Avenue Asset Management's ten largest holdings make up 32% of its $744M portfolio in Q1 2017.
  • Baker Avenue Asset Management opened 26 new positions and closed 24 in Q1 2017.
  • Baker Avenue Asset Management's portfolio value rose 4.2% quarter-over-quarter to $744M.

Based on Baker Avenue Asset Management's 13F filing for Q1 2017, filed 15 May 2017.