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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+2.03%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$714M
AUM Growth
+$17.4M
Cap. Flow
+$8.77M
Cap. Flow %
1.23%
Top 10 Hldgs %
33.55%
Holding
217
New
29
Increased
74
Reduced
83
Closed
17

Top Buys

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$13.3M
2
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$7.6M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$5.7M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.59M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.48M

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$16M
2
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$12.4M
3
VT icon
Vanguard Total World Stock ETF
VT
+$11.7M
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$5.28M
5
IGOV icon
iShares International Treasury Bond ETF
IGOV
+$5.26M

Sector Composition

Rank Sector Weight
1 Technology 10.39%
2 Financials 4.66%
3 Healthcare 3%
4 Communication Services 2.05%
5 Energy 2.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XRAY icon
151
Dentsply Sirona
XRAY
$2.86B
$483K 0.07%
+8,365
New +$494K
JCI icon
152
Johnson Controls International
JCI
$93.1B
$482K 0.07%
+11,704
New +$512K
FDL icon
153
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.83B
$475K 0.07%
17,129
+3
+0% +$81
NOBL icon
154
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$471K 0.07%
17,458
+4
+0% +$107
MSI icon
155
Motorola Solutions
MSI
$73.5B
$465K 0.07%
+5,615
New +$440K
IVW icon
156
iShares S&P 500 Growth ETF
IVW
$77.3B
$461K 0.06%
15,128
+140
+0.9% +$4.23K
EXAS
157
DELISTED
Exact Sciences
EXAS
$460K 0.06%
34,456
+4,325
+14% +$69.8K
SEE
158
DELISTED
Sealed Air
SEE
$452K 0.06%
9,961
-8,839
-47% -$406K
PTC icon
159
PTC
PTC
$15.4B
$416K 0.06%
9,000
-4,215
-32% -$197K
TRUE
160
DELISTED
TrueCar
TRUE
$415K 0.06%
+33,160
New +$374K
LQD icon
161
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$411K 0.06%
3,507
+122
+4% +$14.5K
BX icon
162
Blackstone
BX
$110B
$405K 0.06%
15,000
– –
MRVL icon
163
Marvell Technology
MRVL
$196B
$397K 0.06%
28,600
+12,500
+78% +$170K
MRSH
164
Marsh
MRSH
$91.4B
$396K 0.06%
5,860
– –
FCX icon
165
Freeport-McMoran
FCX
$96.7B
$392K 0.05%
29,703
-10,000
-25% -$128K
AXAS
166
DELISTED
Abraxas Petroleum Corp
AXAS
$370K 0.05%
7,205
– –
IYC icon
167
iShares US Consumer Discretionary ETF
IYC
$1.21B
$359K 0.05%
9,500
-6,684
-41% -$249K
MHK icon
168
Mohawk Industries
MHK
$9.25B
$359K 0.05%
1,800
– –
DISH
169
DELISTED
DISH Network Corp.
DISH
$348K 0.05%
6,000
– –
LL
170
DELISTED
LL Flooring Holdings, Inc.
LL
$315K 0.04%
+20,000
New +$348K
FVD icon
171
First Trust Value Line Dividend Fund
FVD
$8.38B
$301K 0.04%
10,721
+1
+0% +$27
IJJ icon
172
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.03B
$279K 0.04%
3,840
– –
VIG icon
173
Vanguard Dividend Appreciation ETF
VIG
$114B
$279K 0.04%
3,280
-265
-7% -$22.3K
IGIB icon
174
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$275K 0.04%
+5,080
New +$278K
BOND icon
175
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.48B
$274K 0.04%
2,630
-720
-21% -$75.8K
5 6
7
8 9

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Baker Avenue Asset Management's Q4 2016 Portfolio in Review

As of Q4 2016, Baker Avenue Asset Management held 217 positions worth $714M, up 2.5% from $697M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Baker Avenue Asset Management's Q4 2016 filing shows 29 new, 74 increased, 83 reduced and 17 closed positions. Its largest new stake was iShares TIPS Bond ETF: 49,906 shares worth $5.65M. The largest sale was iShares MSCI EAFE ETF, an estimated $16M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Financials and Healthcare.

  • Baker Avenue Asset Management's largest Q4 2016 buy was iShares TIPS Bond ETF: 49,906 shares worth $5.65M.
  • Baker Avenue Asset Management added most to Vanguard FTSE Developed Markets ETF in Q4 2016, an estimated $13.3M increase.
  • Baker Avenue Asset Management's biggest Q4 2016 reduction was iShares MSCI EAFE ETF, cutting an estimated $16M.
  • Baker Avenue Asset Management fully exited Invesco Taxable Municipal Bond ETF in Q4 2016, selling an estimated $5.28M.
  • Baker Avenue Asset Management's ten largest holdings make up 34% of its $714M portfolio in Q4 2016.
  • Baker Avenue Asset Management opened 29 new positions and closed 17 in Q4 2016.
  • Baker Avenue Asset Management's portfolio value rose 2.5% quarter-over-quarter to $714M.

Based on Baker Avenue Asset Management's 13F filing for Q4 2016, filed 13 Feb 2017.