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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+5.68%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$697M
AUM Growth
+$32.3M
Cap. Flow
+$1.67M
Cap. Flow %
0.24%
Top 10 Hldgs %
36.04%
Holding
213
New
28
Increased
68
Reduced
76
Closed
25

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$8.52M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$8.01M
3
SCHW
Charles Schwab
SCHW
+$7.51M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$5.57M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.06M

Top Sells

Rank Stock Value
1
VT icon
Vanguard Total World Stock ETF
VT
+$15.2M
2
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$14.7M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$11.7M
4
WFC icon
Wells Fargo
WFC
+$7.26M
5
GE icon
GE Aerospace
GE
+$4.8M

Sector Composition

Rank Sector Weight
1 Technology 10.89%
2 Financials 4.07%
3 Healthcare 3.09%
4 Communication Services 2.59%
5 Consumer Discretionary 1.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTRS icon
151
Northern Trust
NTRS
$33.8B
$440K 0.06%
6,465
+145
+2% +$9.85K
FCX icon
152
Freeport-McMoran
FCX
$100B
$431K 0.06%
39,703
-692
-2% -$7.96K
LQD icon
153
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$417K 0.06%
3,385
-175
-5% -$21.6K
C icon
154
Citigroup
C
$232B
$415K 0.06%
8,791
+17
+0.2% +$773
WFC icon
155
Wells Fargo
WFC
$270B
$411K 0.06%
9,283
-151,771
-94% -$7.26M
LNKD
156
DELISTED
LinkedIn Corporation
LNKD
$400K 0.06%
2,092
– –
MRSH
157
Marsh
MRSH
$91B
$394K 0.06%
5,860
-36
-0.6% -$2.41K
BX icon
158
Blackstone
BX
$109B
$383K 0.06%
+15,000
New +$396K
VDE icon
159
Vanguard Energy ETF
VDE
$9.73B
$366K 0.05%
3,750
-2,262
-38% -$215K
BOND icon
160
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.48B
$362K 0.05%
3,350
– –
MHK icon
161
Mohawk Industries
MHK
$9.28B
$361K 0.05%
1,800
– –
ITOT icon
162
iShares Core S&P Total US Stock Market ETF
ITOT
$97.5B
$352K 0.05%
7,098
-10,252
-59% -$506K
HUBS icon
163
HubSpot
HUBS
$12.8B
$351K 0.05%
+6,100
New +$331K
WHR icon
164
Whirlpool
WHR
$2.96B
$346K 0.05%
2,131
-18,993
-90% -$3.36M
DISH
165
DELISTED
DISH Network Corp.
DISH
$329K 0.05%
+6,000
New +$311K
GILD icon
166
Gilead Sciences
GILD
$163B
$320K 0.05%
4,041
-22,184
-85% -$1.8M
CHRD icon
167
Chord Energy
CHRD
$7.43B
$310K 0.04%
27,000
-35,000
-56% -$320K
KYN icon
168
Kayne Anderson Energy Infrastructure Fund
KYN
$2.37B
$308K 0.04%
14,940
– –
PANW icon
169
Palo Alto Networks
PANW
$298B
$306K 0.04%
11,526
– –
VIG icon
170
Vanguard Dividend Appreciation ETF
VIG
$114B
$298K 0.04%
3,545
+1
+0% +$85
FVD icon
171
First Trust Value Line Dividend Fund
FVD
$8.36B
$289K 0.04%
10,720
-5,318
-33% -$145K
JD icon
172
JD.com
JD
$44B
$287K 0.04%
+11,000
New +$265K
CL icon
173
Colgate-Palmolive
CL
$74.2B
$266K 0.04%
3,586
-48
-1% -$3.55K
P
174
DELISTED
Pandora Media Inc
P
$266K 0.04%
18,531
– –
IJJ icon
175
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.98B
$255K 0.04%
3,840
– –
5 6
7
8 9

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Baker Avenue Asset Management's Q3 2016 Portfolio in Review

As of Q3 2016, Baker Avenue Asset Management held 213 positions worth $697M, up 4.9% from $665M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Baker Avenue Asset Management's Q3 2016 filing shows 28 new, 68 increased, 76 reduced and 25 closed positions. Its largest new stake was Charles Schwab: 256,242 shares worth $8.09M. The largest sale was Vanguard Total World Stock ETF, an estimated $15.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.9% a quarter earlier, followed by Financials and Healthcare.

  • Baker Avenue Asset Management's largest Q3 2016 buy was Charles Schwab: 256,242 shares worth $8.09M.
  • Baker Avenue Asset Management added most to iShares Russell 2000 ETF in Q3 2016, an estimated $8.52M increase.
  • Baker Avenue Asset Management's biggest Q3 2016 reduction was Vanguard Total World Stock ETF, cutting an estimated $15.2M.
  • Baker Avenue Asset Management fully exited GE Aerospace in Q3 2016, selling an estimated $4.8M.
  • Baker Avenue Asset Management's ten largest holdings make up 36% of its $697M portfolio in Q3 2016.
  • Baker Avenue Asset Management opened 28 new positions and closed 25 in Q3 2016.
  • Baker Avenue Asset Management's portfolio value rose 4.9% quarter-over-quarter to $697M.

Based on Baker Avenue Asset Management's 13F filing for Q3 2016, filed 14 Nov 2016.