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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+0.27%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$658M
AUM Growth
-$38.3M
Cap. Flow
-$36.8M
Cap. Flow %
-5.6%
Top 10 Hldgs %
39.61%
Holding
209
New
32
Increased
53
Reduced
79
Closed
33

Top Buys

Rank Stock Value
1
VT icon
Vanguard Total World Stock ETF
VT
+$22.9M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$14M
3
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$12.3M
4
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$11.9M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$9.01M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$21.5M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$20M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$12M
4
SSD icon
Simpson Manufacturing
SSD
+$11.8M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 9.34%
2 Financials 4.69%
3 Industrials 4.06%
4 Healthcare 3.43%
5 Communication Services 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TUBE
151
DELISTED
TubeMogul, Inc.
TUBE
$311K 0.05%
24,000
– –
TWX
152
DELISTED
Time Warner Inc
TWX
$310K 0.05%
+4,272
New +$294K
IYJ icon
153
iShares US Industrials ETF
IYJ
$2.04B
$309K 0.05%
5,780
-200
-3% -$9.94K
FVD icon
154
First Trust Value Line Dividend Fund
FVD
$8.37B
$300K 0.05%
+11,674
New +$281K
BALL icon
155
Ball Corp
BALL
$16.8B
$299K 0.05%
8,400
-1,600
-16% -$54.5K
EMLP icon
156
First Trust North American Energy Infrastructure Fund
EMLP
$4.08B
$298K 0.05%
+13,629
New +$277K
PEY icon
157
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.17B
$297K 0.05%
+20,824
New +$277K
FDL icon
158
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.79B
$290K 0.04%
+11,295
New +$274K
PANW icon
159
Palo Alto Networks
PANW
$296B
$281K 0.04%
10,326
-1,200
-10% -$29.5K
IEV icon
160
iShares Europe ETF
IEV
$1.69B
$270K 0.04%
6,891
– –
VEA icon
161
Vanguard FTSE Developed Markets ETF
VEA
$234B
$268K 0.04%
+7,478
New +$258K
CL icon
162
Colgate-Palmolive
CL
$74.4B
$253K 0.04%
3,586
– –
KYN icon
163
Kayne Anderson Energy Infrastructure Fund
KYN
$2.38B
$248K 0.04%
+14,940
New +$215K
BSV icon
164
Vanguard Short-Term Bond ETF
BSV
$44.6B
$247K 0.04%
3,060
-2,650
-46% -$212K
FXL icon
165
First Trust Technology AlphaDEX Fund
FXL
$2.71B
$241K 0.04%
7,310
-25,340
-78% -$777K
LNKD
166
DELISTED
LinkedIn Corporation
LNKD
$239K 0.04%
2,092
– –
IJJ icon
167
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.96B
$238K 0.04%
3,840
– –
XLIS
168
DELISTED
POWERSHARES S&P SMALLCAP INDUSTRIALS PORTFOLIO
XLIS
$235K 0.04%
5,220
-710
-12% -$32K
MNDT
169
DELISTED
Mandiant, Inc. Common Stock
MNDT
$224K 0.03%
+12,431
New +$203K
CVX icon
170
Chevron
CVX
$366B
$223K 0.03%
2,335
-730
-24% -$63.9K
BRK.B icon
171
Berkshire Hathaway Class B
BRK.B
$1.12T
$215K 0.03%
1,514
-2,500
-62% -$331K
QQQ icon
172
Invesco QQQ Trust
QQQ
$480B
$215K 0.03%
1,970
-857
-30% -$89K
FLOT icon
173
iShares Floating Rate Bond ETF
FLOT
$10.3B
$202K 0.03%
4,004
-107,399
-96% -$5.4M
P
174
DELISTED
Pandora Media Inc
P
$166K 0.03%
18,531
– –
PICK icon
175
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.34B
$102K 0.02%
5,306
+195
+4% +$3.21K
5 6
7
8 9

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Baker Avenue Asset Management's Q1 2016 Portfolio in Review

As of Q1 2016, Baker Avenue Asset Management held 209 positions worth $658M, down 5.5% from $696M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Baker Avenue Asset Management withdrew a net $36.8M in Q1 2016, closing 33 positions and reducing 79 holdings. Its most notable exit was Simpson Manufacturing, an estimated $11.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, up from 8.3% a quarter earlier, followed by Financials and Industrials.

Against the trend, Baker Avenue Asset Management opened a new position in State Street SPDR Portfolio Aggregate Bond ETF worth $12.1M.

  • Baker Avenue Asset Management's largest Q1 2016 buy was State Street SPDR Portfolio Aggregate Bond ETF: 411,640 shares worth $12.1M.
  • Baker Avenue Asset Management added most to Vanguard Total World Stock ETF in Q1 2016, an estimated $22.9M increase.
  • Baker Avenue Asset Management's biggest Q1 2016 reduction was iShares S&P 500 Growth ETF, cutting an estimated $21.5M.
  • Baker Avenue Asset Management fully exited Simpson Manufacturing in Q1 2016, selling an estimated $11.8M.
  • Baker Avenue Asset Management's ten largest holdings make up 40% of its $658M portfolio in Q1 2016.
  • Baker Avenue Asset Management opened 32 new positions and closed 33 in Q1 2016.
  • Baker Avenue Asset Management's portfolio value fell 5.5% quarter-over-quarter to $658M.

Based on Baker Avenue Asset Management's 13F filing for Q1 2016, filed 13 May 2016.