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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+3.56%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$722M
AUM Growth
+$7.25M
Cap. Flow
-$9.82M
Cap. Flow %
-1.36%
Top 10 Hldgs %
37.18%
Holding
326
New
60
Increased
86
Reduced
79
Closed
73

Top Buys

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$21.8M
2
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$15.9M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.8M
4
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$9.77M
5
CSM icon
ProShares Large Cap Core Plus
CSM
+$9.64M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$13M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$11.2M
3
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$10.7M
4
IDV icon
iShares International Select Dividend ETF
IDV
+$10.4M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$9.67M

Sector Composition

Rank Sector Weight
1 Technology 11.01%
2 Financials 6.22%
3 Healthcare 4.89%
4 Energy 3.97%
5 Consumer Discretionary 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHS icon
151
WisdomTree US High Dividend Fund
DHS
$1.59B
$520K 0.07%
+8,452
New +$512K
VIG icon
152
Vanguard Dividend Appreciation ETF
VIG
$114B
$520K 0.07%
6,410
+1,700
+36% +$134K
CSX icon
153
CSX Corp
CSX
$94.5B
$518K 0.07%
42,879
+2,466
+6% +$28.9K
SPHD icon
154
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.4B
$506K 0.07%
+15,400
New +$493K
VB icon
155
Vanguard Morningstar Small-Cap ETF
VB
$82.3B
$499K 0.07%
4,280
– –
KDP icon
156
Keurig Dr Pepper
KDP
$42.3B
$495K 0.07%
6,911
+161
+2% +$11.2K
SLV icon
157
iShares Silver Trust
SLV
$28.8B
$488K 0.07%
32,430
– –
CRM icon
158
Salesforce
CRM
$156B
$486K 0.07%
+8,200
New +$483K
AMCC
159
DELISTED
Applied Micro Circuits Corporation New
AMCC
$483K 0.07%
74,100
+3,000
+4% +$19.1K
LNKD
160
DELISTED
LinkedIn Corporation
LNKD
$481K 0.07%
2,092
– –
IGIB icon
161
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$478K 0.07%
8,742
+100
+1% +$5.48K
FXN icon
162
First Trust Energy AlphaDEX Fund
FXN
$374M
$471K 0.07%
+22,492
New +$510K
IXP icon
163
iShares Global Comm Services ETF
IXP
$577M
$463K 0.06%
7,697
+733
+11% +$45.7K
MTB icon
164
M&T Bank
MTB
$36.7B
$459K 0.06%
3,651
+311
+9% +$38.2K
IJH icon
165
iShares Core S&P Mid-Cap ETF
IJH
$126B
$452K 0.06%
+15,595
New +$438K
HK
166
DELISTED
Halcon Resources Corporation
HK
$449K 0.06%
1,462
+820
+128% +$380K
PPLI
167
People Inc
PPLI
$3.45B
$445K 0.06%
41,003
+5,629
+16% +$63.7K
SDOG icon
168
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$445K 0.06%
+11,690
New +$442K
PCP
169
DELISTED
PRECISION CASTPARTS CORP
PCP
$440K 0.06%
1,826
+230
+14% +$53.1K
SCCO icon
170
Southern Copper
SCCO
$163B
$437K 0.06%
16,709
+975
+6% +$26.3K
ACHN
171
DELISTED
Achillion Pharmaceuticals
ACHN
$429K 0.06%
35,000
+10,000
+40% +$122K
TT icon
172
Trane Technologies
TT
$104B
$427K 0.06%
+6,740
New +$412K
MEOH icon
173
Methanex
MEOH
$4.14B
$423K 0.06%
9,210
– –
BB icon
174
BlackBerry
BB
$5.2B
$415K 0.06%
37,770
-20,740
-35% -$212K
BALT
175
DELISTED
BALTIC TRADING LIMITED COMMON STOCK
BALT
$397K 0.06%
158,244
+8,258
+6% +$26.4K
5 6
7
8 9

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Baker Avenue Asset Management's Q4 2014 Portfolio in Review

As of Q4 2014, Baker Avenue Asset Management held 326 positions worth $722M, up 1% from $714M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Baker Avenue Asset Management's Q4 2014 filing shows 60 new, 86 increased, 79 reduced and 73 closed positions. Its largest new stake was iShares S&P 100 ETF: 243,808 shares worth $22.2M. The largest sale was Vanguard Morningstar Total Stock Market ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 11% a quarter earlier, followed by Financials and Healthcare.

  • Baker Avenue Asset Management's largest Q4 2014 buy was iShares S&P 100 ETF: 243,808 shares worth $22.2M.
  • Baker Avenue Asset Management added most to iShares Russell 2000 ETF in Q4 2014, an estimated $9.1M increase.
  • Baker Avenue Asset Management's biggest Q4 2014 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $13M.
  • Baker Avenue Asset Management fully exited Vanguard FTSE Emerging Markets ETF in Q4 2014, selling an estimated $11.2M.
  • Baker Avenue Asset Management's ten largest holdings make up 37% of its $722M portfolio in Q4 2014.
  • Baker Avenue Asset Management opened 60 new positions and closed 73 in Q4 2014.
  • Baker Avenue Asset Management's portfolio value rose 1% quarter-over-quarter to $722M.

Based on Baker Avenue Asset Management's 13F filing for Q4 2014, filed 13 Feb 2015.