We are live on ! Find out more
BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
-1.74%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$714M
AUM Growth
+$20.8M
Cap. Flow
+$33.8M
Cap. Flow %
4.73%
Top 10 Hldgs %
37.68%
Holding
330
New
37
Increased
130
Reduced
74
Closed
64

Top Buys

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$22M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$18.4M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$11.9M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$11.3M
5
ILF icon
iShares Latin America 40 ETF
ILF
+$6.78M

Top Sells

Rank Stock Value
1
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$11.2M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$10.5M
3
FEP icon
First Trust Europe AlphaDEX Fund
FEP
+$10.4M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$10.4M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.1M

Sector Composition

Rank Sector Weight
1 Technology 11.21%
2 Financials 6.67%
3 Healthcare 4.76%
4 Industrials 4.64%
5 Energy 3.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NPSP
151
DELISTED
NPS PHARMACEUTICALS INC
NPSP
$511K 0.07%
19,660
+9,770
+99% +$281K
IGTE
152
DELISTED
IGATE CORPORATION
IGTE
$504K 0.07%
13,734
+7,334
+115% +$273K
AMCC
153
DELISTED
Applied Micro Circuits Corporation New
AMCC
$498K 0.07%
71,100
+3,000
+4% +$26K
EMR icon
154
Emerson Electric
EMR
$91.3B
$495K 0.07%
7,911
+1,389
+21% +$90.2K
DE icon
155
Deere & Co
DE
$166B
$492K 0.07%
6,001
+1,681
+39% +$144K
IWM icon
156
iShares Russell 2000 ETF
IWM
$82.7B
$490K 0.07%
4,478
-91,439
-95% -$10.5M
M icon
157
Macy's
M
$6.75B
$490K 0.07%
8,430
+1,848
+28% +$110K
CCI icon
158
Crown Castle
CCI
$31.8B
$487K 0.07%
6,050
+1,250
+26% +$96.6K
VB icon
159
Vanguard Morningstar Small-Cap ETF
VB
$81.8B
$473K 0.07%
4,280
– –
IGIB icon
160
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$472K 0.07%
8,642
+262
+3% +$14.4K
NTES icon
161
NetEase
NTES
$81.8B
$471K 0.07%
27,500
+8,000
+41% +$136K
TDC icon
162
Teradata
TDC
$2.5B
$471K 0.07%
+11,240
New +$484K
AFL icon
163
Aflac
AFL
$63.6B
$468K 0.07%
16,062
+3,862
+32% +$118K
CODE
164
DELISTED
SPANSION INC, CLASS A COMMON STOCK
CODE
$465K 0.07%
20,420
+2,980
+17% +$63.3K
PANW icon
165
Palo Alto Networks
PANW
$296B
$462K 0.06%
28,260
-9,000
-24% -$129K
CAM
166
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$452K 0.06%
6,810
+1,260
+23% +$89.3K
P
167
DELISTED
Pandora Media Inc
P
$448K 0.06%
18,531
– –
RTK
168
DELISTED
Rentech, Inc.
RTK
$444K 0.06%
25,943
-3,476
-12% -$75.5K
FINL
169
DELISTED
Finish Line
FINL
$443K 0.06%
17,700
+9,700
+121% +$278K
ASC icon
170
Ardmore Shipping
ASC
$681M
$439K 0.06%
40,302
+11,062
+38% +$141K
IXP icon
171
iShares Global Comm Services ETF
IXP
$570M
$438K 0.06%
6,964
+1,754
+34% +$112K
NOK icon
172
Nokia
NOK
$54.2B
$438K 0.06%
51,720
-10,920
-17% -$87.9K
HK
173
DELISTED
Halcon Resources Corporation
HK
$438K 0.06%
642
+42
+7% +$41K
LNKD
174
DELISTED
LinkedIn Corporation
LNKD
$435K 0.06%
2,092
– –
KDP icon
175
Keurig Dr Pepper
KDP
$41.7B
$434K 0.06%
6,750
+1,116
+20% +$68.2K
5 6
7
8 9

Similar funds

DRZID
DePrince Race & Zollo Inc (DRZ) Winter Park, Florida $5.29B AUM 20.14% 1-Year Est. Return
WL
WIT LLC District Of Columbia, District of Columbia $5.3B AUM 20.46% 1-Year Est. Return
FMWA
Forvis Mazars Wealth Advisors Springfield, Missouri $5.27B AUM 18.06% 1-Year Est. Return
CBUSF
Construction & Building Unions Superannuation Fund Melbourne, Australia $5.31B AUM 20.68% 1-Year Est. Return
SDIC
South Dakota Investment Council Sioux Falls, South Dakota $5.24B AUM 22.1% 1-Year Est. Return
DPL
Danica Pension Livsforsikrings Copenhagen V $5.33B AUM 18.02% 1-Year Est. Return
KKRC
Kohlberg Kravis Roberts & Co New York $5.35B AUM 63.01% 1-Year Est. Return
DDC
DF Dent & Co Baltimore, Maryland $5.22B AUM 2.07% 1-Year Est. Return

Baker Avenue Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, Baker Avenue Asset Management held 330 positions worth $714M, up 3% from $694M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Baker Avenue Asset Management deployed $33.8M of net new capital in Q3 2014, opening 37 new positions and adding to 130 existing holdings. Its largest new stake was Vanguard FTSE Emerging Markets ETF: 268,588 shares worth $11.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $10.5M trimmed.

  • Baker Avenue Asset Management's largest Q3 2014 buy was Vanguard FTSE Emerging Markets ETF: 268,588 shares worth $11.2M.
  • Baker Avenue Asset Management added most to Vanguard Total Bond Market in Q3 2014, an estimated $22M increase.
  • Baker Avenue Asset Management's biggest Q3 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $10.5M.
  • Baker Avenue Asset Management fully exited iShares MSCI EAFE Small-Cap ETF in Q3 2014, selling an estimated $11.2M.
  • Baker Avenue Asset Management's ten largest holdings make up 38% of its $714M portfolio in Q3 2014.
  • Baker Avenue Asset Management opened 37 new positions and closed 64 in Q3 2014.
  • Baker Avenue Asset Management's portfolio value rose 3% quarter-over-quarter to $714M.

Based on Baker Avenue Asset Management's 13F filing for Q3 2014, filed 12 Nov 2014.