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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
-2.53%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$2B
AUM Growth
+$12M
Cap. Flow
-$16.3M
Cap. Flow %
-0.82%
Top 10 Hldgs %
31.13%
Holding
1,760
New
184
Increased
538
Reduced
337
Closed
169

Top Buys

Rank Stock Value
1
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$13.2M
2
JCI icon
Johnson Controls International
JCI
+$9.71M
3
CRM icon
Salesforce
CRM
+$7.44M
4
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$6.25M
5
AFL icon
Aflac
AFL
+$5.75M

Top Sells

Rank Stock Value
1
UPS icon
United Parcel Service
UPS
+$11.1M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$10.8M
3
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$5.29M
4
PYPL icon
PayPal
PYPL
+$5.25M
5
GLW icon
Corning
GLW
+$5.16M

Sector Composition

Rank Sector Weight
1 Technology 16.09%
2 Industrials 6.05%
3 Consumer Discretionary 5.75%
4 Financials 5.17%
5 Energy 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVAX icon
1676
Novavax
NVAX
$1.31B
– –
-59
Closed -$438
NWL icon
1677
Newell Brands
NWL
$2.56B
– –
-164
Closed -$1.43K
OCSL icon
1678
Oaktree Specialty Lending
OCSL
$1.14B
– –
-1,105
Closed -$21.5K
OLED icon
1679
Universal Display
OLED
$4.19B
– –
-3
Closed -$432
OLP
1680
One Liberty Properties
OLP
$527M
– –
-25
Closed -$508
ONL
1681
Orion Office REIT
ONL
$160M
– –
-72
Closed -$476
OPEN icon
1682
Opendoor
OPEN
$3.38B
– –
-177
Closed -$687
OPI
1683
DELISTED
Office Properties Income Trust
OPI
– –
-46
Closed -$354
OTEX icon
1684
Open Text
OTEX
$6.04B
– –
-18
Closed -$748
OWL icon
1685
Blue Owl Capital
OWL
$18.5B
– –
-43
Closed -$501
PARAA
1686
DELISTED
Paramount Global Class A
PARAA
– –
-16
Closed -$297
PEGA icon
1687
Pegasystems
PEGA
$5.38B
– –
-52
Closed -$1.28K
PHG icon
1688
Philips
PHG
$26.1B
– –
-105
Closed -$2.03K
PLUG icon
1689
Plug Power
PLUG
$3.04B
– –
-54
Closed -$561
PLXS icon
1690
Plexus
PLXS
$7.23B
– –
-12
Closed -$1.18K
PNR icon
1691
Pentair
PNR
$11B
– –
-7
Closed -$452
PRLB icon
1692
Protolabs
PRLB
$2.13B
– –
-17
Closed -$594
PSFE icon
1693
Paysafe
PSFE
$375M
– –
-29
Closed -$293
PTCT icon
1694
PTC Therapeutics
PTCT
$6.12B
– –
-7
Closed -$285
BCIC
1695
BCP Investment Corp
BCIC
$92.9M
– –
-1,136
Closed -$22.7K
QDEL icon
1696
QuidelOrtho
QDEL
$838M
– –
-4
Closed -$331
QURE icon
1697
uniQure
QURE
$3.22B
– –
-55
Closed -$630
RH icon
1698
RH
RH
$3.71B
– –
-2
Closed -$659
RIG icon
1699
Transocean
RIG
$5.82B
– –
-604
Closed -$4.23K
RLAY icon
1700
Relay Therapeutics
RLAY
$4.33B
– –
-17
Closed -$214
66 67
68
69 70

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WL
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FMWA
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SDIC
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DPL
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KKRC
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DDC
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KACA
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Baker Avenue Asset Management's Q3 2023 Portfolio in Review

As of Q3 2023, Baker Avenue Asset Management held 1,760 positions worth $2B, up 0.61% from $1.99B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Baker Avenue Asset Management's Q3 2023 filing shows 184 new, 538 increased, 337 reduced and 169 closed positions. Its largest new stake was Global X US Infrastructure Development ETF: 67,333 shares worth $2.05M. The largest sale was United Parcel Service, an estimated $11.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Baker Avenue Asset Management's largest Q3 2023 buy was Global X US Infrastructure Development ETF: 67,333 shares worth $2.05M.
  • Baker Avenue Asset Management added most to iShares 0-3 Month Treasury Bond ETF in Q3 2023, an estimated $13.2M increase.
  • Baker Avenue Asset Management's biggest Q3 2023 reduction was United Parcel Service, cutting an estimated $11.1M.
  • Baker Avenue Asset Management fully exited NIO in Q3 2023, selling an estimated $187K.
  • Baker Avenue Asset Management's ten largest holdings make up 31% of its $2B portfolio in Q3 2023.
  • Baker Avenue Asset Management opened 184 new positions and closed 169 in Q3 2023.
  • Baker Avenue Asset Management's portfolio value rose 0.61% quarter-over-quarter to $2B.

Based on Baker Avenue Asset Management's 13F filing for Q3 2023, filed 15 Nov 2023.