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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
-2.53%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$2B
AUM Growth
+$12M
Cap. Flow
-$16.3M
Cap. Flow %
-0.82%
Top 10 Hldgs %
31.13%
Holding
1,760
New
184
Increased
538
Reduced
337
Closed
169

Top Buys

Rank Stock Value
1
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$13.2M
2
JCI icon
Johnson Controls International
JCI
+$9.71M
3
CRM icon
Salesforce
CRM
+$7.44M
4
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$6.25M
5
AFL icon
Aflac
AFL
+$5.75M

Top Sells

Rank Stock Value
1
UPS icon
United Parcel Service
UPS
+$11.1M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$10.8M
3
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$5.29M
4
PYPL icon
PayPal
PYPL
+$5.25M
5
GLW icon
Corning
GLW
+$5.16M

Sector Composition

Rank Sector Weight
1 Technology 16.09%
2 Industrials 6.05%
3 Consumer Discretionary 5.75%
4 Financials 5.17%
5 Energy 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALV icon
1526
Autoliv
ALV
$8.88B
$386 ﹤0.01%
4
– –
VLY icon
1527
Valley National Bancorp
VLY
$8.08B
$385 ﹤0.01%
45
– –
AMZN icon
1528
CALL
Amazon
AMZN
$2.99T
$381 ﹤0.01%
+3,000
New +$402K
FFIC
1529
DELISTED
Flushing Financial
FFIC
$381 ﹤0.01%
29
– –
NAPA
1530
DELISTED
The Duckhorn Portfolio, Inc.
NAPA
$380 ﹤0.01%
+37
New +$458
KSS icon
1531
Kohl's
KSS
$2.18B
$377 ﹤0.01%
18
– –
ASB icon
1532
Associated Banc-Corp
ASB
$5.92B
$376 ﹤0.01%
22
– –
MMS icon
1533
Maximus
MMS
$2.98B
$373 ﹤0.01%
5
– –
NMRK icon
1534
Newmark Group
NMRK
$2.57B
$373 ﹤0.01%
58
– –
NFG icon
1535
National Fuel Gas
NFG
$7.72B
$363 ﹤0.01%
7
– –
WBS icon
1536
Webster Financial
WBS
$12.8B
$363 ﹤0.01%
9
– –
FND icon
1537
Floor & Decor
FND
$6.36B
$362 ﹤0.01%
4
-13
-76% -$1.32K
ADT icon
1538
ADT
ADT
$5.51B
$360 ﹤0.01%
60
-78
-57% -$486
NNI icon
1539
Nelnet
NNI
$4.53B
$357 ﹤0.01%
4
-5
-56% -$472
BMRN icon
1540
BioMarin Pharmaceuticals
BMRN
$12.6B
$354 ﹤0.01%
+4
New +$356
HTLF
1541
DELISTED
Heartland Financial USA, Inc.
HTLF
$353 ﹤0.01%
12
– –
LLYVA icon
1542
Liberty Live Group Series A
LLYVA
$9.13B
$351 ﹤0.01%
+11
New +$361
JBGS
1543
JBG SMITH
JBGS
$636M
$347 ﹤0.01%
24
-47
-66% -$728
WSBC icon
1544
WesBanco
WSBC
$4B
$342 ﹤0.01%
14
– –
KRNY icon
1545
Kearny Financial
KRNY
$597M
$340 ﹤0.01%
49
-73
-60% -$554
GNK icon
1546
Genco Shipping & Trading
GNK
$1.1B
$336 ﹤0.01%
24
– –
GNL icon
1547
Global Net Lease
GNL
$1.93B
$336 ﹤0.01%
35
-52
-60% -$561
LYV icon
1548
Live Nation Entertainment
LYV
$42.2B
$332 ﹤0.01%
4
-6
-60% -$523
FERG icon
1549
Ferguson
FERG
$51.8B
$329 ﹤0.01%
+2
New +$316
FYBR
1550
DELISTED
Frontier Communications
FYBR
$329 ﹤0.01%
+21
New +$341
60 61
62
63 64

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DDC
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KACA
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AUB
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Baker Avenue Asset Management's Q3 2023 Portfolio in Review

As of Q3 2023, Baker Avenue Asset Management held 1,760 positions worth $2B, up 0.61% from $1.99B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Baker Avenue Asset Management's Q3 2023 filing shows 184 new, 538 increased, 337 reduced and 169 closed positions. Its largest new stake was Global X US Infrastructure Development ETF: 67,333 shares worth $2.05M. The largest sale was United Parcel Service, an estimated $11.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Baker Avenue Asset Management's largest Q3 2023 buy was Global X US Infrastructure Development ETF: 67,333 shares worth $2.05M.
  • Baker Avenue Asset Management added most to iShares 0-3 Month Treasury Bond ETF in Q3 2023, an estimated $13.2M increase.
  • Baker Avenue Asset Management's biggest Q3 2023 reduction was United Parcel Service, cutting an estimated $11.1M.
  • Baker Avenue Asset Management fully exited NIO in Q3 2023, selling an estimated $187K.
  • Baker Avenue Asset Management's ten largest holdings make up 31% of its $2B portfolio in Q3 2023.
  • Baker Avenue Asset Management opened 184 new positions and closed 169 in Q3 2023.
  • Baker Avenue Asset Management's portfolio value rose 0.61% quarter-over-quarter to $2B.

Based on Baker Avenue Asset Management's 13F filing for Q3 2023, filed 15 Nov 2023.