We are live on ! Find out more
BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+10.61%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$2.28B
AUM Growth
+$278M
Cap. Flow
+$194M
Cap. Flow %
8.52%
Top 10 Hldgs %
30.8%
Holding
1,609
New
18
Increased
224
Reduced
91
Closed
1,244

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$68.3M
2
BND icon
Vanguard Total Bond Market
BND
+$68.2M
3
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$68.1M
4
DFCF icon
Dimensional Core Fixed Income ETF
DFCF
+$68M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$16.9M

Top Sells

Rank Stock Value
1
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$82.4M
2
FBND icon
Fidelity Total Bond ETF
FBND
+$75.7M
3
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$75M
4
FALN icon
iShares Fallen Angels USD Bond ETF
FALN
+$14.4M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 16.64%
2 Consumer Discretionary 6.26%
3 Industrials 5.88%
4 Financials 5.46%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVGO icon
126
Broadcom
AVGO
$2.04T
$2.88M 0.13%
25,780
+16,750
+185% +$1.59M
WSC icon
127
WillScot Mobile Mini Holdings
WSC
$4.41B
$2.85M 0.13%
63,993
+2,502
+4% +$101K
VEA icon
128
Vanguard FTSE Developed Markets ETF
VEA
$236B
$2.85M 0.13%
59,407
+3,714
+7% +$166K
BP icon
129
BP
BP
$107B
$2.81M 0.12%
79,317
+33,376
+73% +$1.22M
HTGC icon
130
Hercules Capital
HTGC
$3.23B
$2.8M 0.12%
167,854
+12,168
+8% +$193K
MUB icon
131
iShares National Muni Bond ETF
MUB
$45.5B
$2.72M 0.12%
25,136
-3,817
-13% -$399K
RWX icon
132
State Street SPDR Dow Jones International Real Estate ETF
RWX
$270M
$2.68M 0.12%
98,101
+96,364
+5,548% +$2.37M
ARCC icon
133
Ares Capital
ARCC
$14.4B
$2.61M 0.11%
130,115
+8,502
+7% +$166K
LQD icon
134
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$2.6M 0.11%
23,473
+20,477
+683% +$2.13M
SNOW icon
135
Snowflake
SNOW
$115B
$2.58M 0.11%
12,981
-6,025
-32% -$1.02M
MAIN icon
136
Main Street Capital
MAIN
$5.48B
$2.58M 0.11%
59,716
+3,443
+6% +$141K
NEE icon
137
NextEra Energy
NEE
$177B
$2.53M 0.11%
41,608
+810
+2% +$46.2K
GII icon
138
State Street SPDR S&P Global Infrastructure ETF
GII
$932M
$2.52M 0.11%
47,050
+46,050
+4,605% +$2.33M
PGX icon
139
Invesco Preferred ETF
PGX
$3.79B
$2.43M 0.11%
211,421
+210,012
+14,905% +$2.29M
QQEW icon
140
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.82B
$2.42M 0.11%
20,588
+890
+5% +$95.7K
VMBS icon
141
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$2.41M 0.11%
51,998
+48,206
+1,271% +$2.13M
REET icon
142
iShares Global REIT ETF
REET
$5.11B
$2.4M 0.11%
99,137
+9,810
+11% +$215K
DWX icon
143
State Street SPDR S&P International Dividend ETF
DWX
$533M
$2.37M 0.1%
66,527
+5,798
+10% +$196K
MCO icon
144
Moody's
MCO
$82.7B
$2.32M 0.1%
5,928
-37
-0.6% -$12.9K
CFLT
145
DELISTED
Confluent
CFLT
$2.31M 0.1%
98,662
+47,662
+93% +$1.15M
UNH icon
146
UnitedHealth
UNH
$370B
$2.3M 0.1%
4,365
+3,146
+258% +$1.68M
BXMT icon
147
Blackstone Mortgage Trust
BXMT
$2.38B
$2.28M 0.1%
107,040
+106,636
+26,395% +$2.3M
HAL icon
148
Halliburton
HAL
$26.6B
$2.27M 0.1%
62,724
+4,489
+8% +$173K
EEM icon
149
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$2.26M 0.1%
56,240
+54,272
+2,758% +$2.1M
BAB icon
150
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$2.25M 0.1%
83,624
+4,743
+6% +$121K
4 5
6
7 8

Similar funds

DRZID
DePrince Race & Zollo Inc (DRZ) Winter Park, Florida $5.29B AUM 20.14% 1-Year Est. Return
WL
WIT LLC District Of Columbia, District of Columbia $5.3B AUM 20.46% 1-Year Est. Return
FMWA
Forvis Mazars Wealth Advisors Springfield, Missouri $5.27B AUM 18.06% 1-Year Est. Return
SDIC
South Dakota Investment Council Sioux Falls, South Dakota $5.24B AUM 22.1% 1-Year Est. Return
DPL
Danica Pension Livsforsikrings Copenhagen V $5.33B AUM 18.02% 1-Year Est. Return
KKRC
Kohlberg Kravis Roberts & Co New York $5.35B AUM 63.01% 1-Year Est. Return
DDC
DF Dent & Co Baltimore, Maryland $5.22B AUM 2.07% 1-Year Est. Return
KACA
Kayne Anderson Capital Advisors Los Angeles, California $5.22B AUM 17.11% 1-Year Est. Return

Baker Avenue Asset Management's Q4 2023 Portfolio in Review

As of Q4 2023, Baker Avenue Asset Management held 1,609 positions worth $2.28B, up 14% from $2B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Baker Avenue Asset Management deployed $194M of net new capital in Q4 2023, opening 18 new positions and adding to 224 existing holdings. Its largest new stake was Dimensional Core Fixed Income ETF: 1,663,195 shares worth $70.5M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Fidelity Total Bond ETF, an estimated $75.7M trimmed.

  • Baker Avenue Asset Management's largest Q4 2023 buy was Dimensional Core Fixed Income ETF: 1,663,195 shares worth $70.5M.
  • Baker Avenue Asset Management added most to iShares Core US Aggregate Bond ETF in Q4 2023, an estimated $68.3M increase.
  • Baker Avenue Asset Management's biggest Q4 2023 reduction was Fidelity Total Bond ETF, cutting an estimated $75.7M.
  • Baker Avenue Asset Management fully exited iShares Core Universal USD Bond ETF in Q4 2023, selling an estimated $82.4M.
  • Baker Avenue Asset Management's ten largest holdings make up 31% of its $2.28B portfolio in Q4 2023.
  • Baker Avenue Asset Management opened 18 new positions and closed 1,244 in Q4 2023.
  • Baker Avenue Asset Management's portfolio value rose 14% quarter-over-quarter to $2.28B.

Based on Baker Avenue Asset Management's 13F filing for Q4 2023, filed 13 Feb 2024.