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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
-2.53%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$2B
AUM Growth
+$12M
Cap. Flow
-$16.3M
Cap. Flow %
-0.82%
Top 10 Hldgs %
31.13%
Holding
1,760
New
184
Increased
538
Reduced
337
Closed
169

Top Buys

Rank Stock Value
1
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$13.2M
2
JCI icon
Johnson Controls International
JCI
+$9.71M
3
CRM icon
Salesforce
CRM
+$7.44M
4
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$6.25M
5
AFL icon
Aflac
AFL
+$5.75M

Top Sells

Rank Stock Value
1
UPS icon
United Parcel Service
UPS
+$11.1M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$10.8M
3
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$5.29M
4
PYPL icon
PayPal
PYPL
+$5.25M
5
GLW icon
Corning
GLW
+$5.16M

Sector Composition

Rank Sector Weight
1 Technology 16.09%
2 Industrials 6.05%
3 Consumer Discretionary 5.75%
4 Financials 5.17%
5 Energy 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WSC icon
126
WillScot Mobile Mini Holdings
WSC
$4.41B
$2.56M 0.13%
61,491
+10,239
+20% +$451K
HTGC icon
127
Hercules Capital
HTGC
$3.23B
$2.56M 0.13%
155,686
+13,599
+10% +$223K
VEA icon
128
Vanguard FTSE Developed Markets ETF
VEA
$237B
$2.43M 0.12%
55,693
-109,858
-66% -$5.03M
ARCC icon
129
Ares Capital
ARCC
$14.4B
$2.37M 0.12%
121,613
+82,914
+214% +$1.61M
HAL icon
130
Halliburton
HAL
$26.6B
$2.36M 0.12%
58,235
+4,782
+9% +$187K
INTC icon
131
Intel
INTC
$513B
$2.35M 0.12%
66,011
+27,135
+70% +$945K
NEE icon
132
NextEra Energy
NEE
$177B
$2.34M 0.12%
40,798
+316
+0.8% +$21.9K
WM icon
133
Waste Management
WM
$91B
$2.32M 0.12%
15,201
+1,206
+9% +$195K
DFNM icon
134
Dimensional National Municipal Bond ETF
DFNM
$2.26B
$2.29M 0.11%
49,361
+23,310
+89% +$1.1M
MAIN icon
135
Main Street Capital
MAIN
$5.48B
$2.29M 0.11%
56,273
+9,986
+22% +$407K
VRT icon
136
Vertiv
VRT
$105B
$2.27M 0.11%
+61,141
New +$2.02M
MPC icon
137
Marathon Petroleum
MPC
$83.7B
$2.26M 0.11%
14,938
+3,339
+29% +$465K
ROST icon
138
Ross Stores
ROST
$81.9B
$2.24M 0.11%
19,822
-43
-0.2% -$4.93K
MUST icon
139
Columbia Multi-Sector Municipal Income ETF
MUST
$597M
$2.22M 0.11%
114,085
+56,076
+97% +$1.13M
APP icon
140
Applovin
APP
$116B
$2.2M 0.11%
+55,000
New +$1.95M
GLOB icon
141
Globant
GLOB
$1.61B
$2.1M 0.11%
10,622
– –
XES icon
142
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$364M
$2.1M 0.11%
+21,928
New +$2.03M
PGF icon
143
Invesco Financial Preferred ETF
PGF
$672M
$2.09M 0.1%
148,609
+13,678
+10% +$195K
USIG icon
144
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.4B
$2.09M 0.1%
43,426
-58,561
-57% -$2.88M
QQEW icon
145
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.82B
$2.05M 0.1%
19,698
+1,190
+6% +$128K
PAVE icon
146
Global X US Infrastructure Development ETF
PAVE
$14.4B
$2.05M 0.1%
+67,333
New +$2.13M
MBB icon
147
iShares MBS ETF
MBB
$39.1B
$2.01M 0.1%
22,601
+22,555
+49,033% +$2.06M
DWX icon
148
State Street SPDR S&P International Dividend ETF
DWX
$533M
$2M 0.1%
60,729
+56,044
+1,196% +$1.93M
BAB icon
149
Invesco Taxable Municipal Bond ETF
BAB
$1.01B
$1.99M 0.1%
78,881
+74,488
+1,696% +$1.93M
BURL icon
150
Burlington
BURL
$23.2B
$1.99M 0.1%
14,702
+14,700
+735,000% +$2.36M
4 5
6
7 8

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Baker Avenue Asset Management's Q3 2023 Portfolio in Review

As of Q3 2023, Baker Avenue Asset Management held 1,760 positions worth $2B, up 0.61% from $1.99B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Baker Avenue Asset Management's Q3 2023 filing shows 184 new, 538 increased, 337 reduced and 169 closed positions. Its largest new stake was Global X US Infrastructure Development ETF: 67,333 shares worth $2.05M. The largest sale was United Parcel Service, an estimated $11.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Baker Avenue Asset Management's largest Q3 2023 buy was Global X US Infrastructure Development ETF: 67,333 shares worth $2.05M.
  • Baker Avenue Asset Management added most to iShares 0-3 Month Treasury Bond ETF in Q3 2023, an estimated $13.2M increase.
  • Baker Avenue Asset Management's biggest Q3 2023 reduction was United Parcel Service, cutting an estimated $11.1M.
  • Baker Avenue Asset Management fully exited NIO in Q3 2023, selling an estimated $187K.
  • Baker Avenue Asset Management's ten largest holdings make up 31% of its $2B portfolio in Q3 2023.
  • Baker Avenue Asset Management opened 184 new positions and closed 169 in Q3 2023.
  • Baker Avenue Asset Management's portfolio value rose 0.61% quarter-over-quarter to $2B.

Based on Baker Avenue Asset Management's 13F filing for Q3 2023, filed 15 Nov 2023.