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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+7.19%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$1.38B
AUM Growth
+$124M
Cap. Flow
+$37.9M
Cap. Flow %
2.75%
Top 10 Hldgs %
38.91%
Holding
275
New
37
Increased
53
Reduced
125
Closed
25

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$10.3M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$7.66M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.23M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$6.54M
5
COP icon
ConocoPhillips
COP
+$6.52M

Top Sells

Rank Stock Value
1
SSD icon
Simpson Manufacturing
SSD
+$18.5M
2
AAPL icon
Apple
AAPL
+$7.75M
3
FTI icon
TechnipFMC
FTI
+$4.98M
4
SDG icon
iShares MSCI Global Sustainable Development Goals ETF
SDG
+$4.42M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.7M

Sector Composition

Rank Sector Weight
1 Technology 6.55%
2 Financials 3.15%
3 Industrials 2.36%
4 Healthcare 2.33%
5 Consumer Discretionary 1.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOV icon
126
NOV
NOV
$7.09B
$1.39M 0.1%
55,536
+6,009
+12% +$135K
HUN icon
127
Huntsman Corp
HUN
$1.78B
$1.37M 0.1%
56,845
-95
-0.2% -$2.2K
PRVB
128
DELISTED
Provention Bio, Inc. Common Stock
PRVB
$1.36M 0.1%
+91,250
New +$813K
MINT icon
129
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$1.34M 0.1%
13,222
+1,506
+13% +$153K
XBI icon
130
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$1.34M 0.1%
14,110
-4,926
-26% -$426K
MRVL icon
131
Marvell Technology
MRVL
$189B
$1.33M 0.1%
50,270
-3,709
-7% -$94K
VRTX icon
132
Vertex Pharmaceuticals
VRTX
$123B
$1.32M 0.1%
6,022
-1,693
-22% -$343K
NEAR icon
133
iShares Short Maturity Bond ETF
NEAR
$4.85B
$1.29M 0.09%
25,600
+2,463
+11% +$124K
JD icon
134
JD.com
JD
$44.3B
$1.27M 0.09%
+36,042
New +$1.16M
MSI icon
135
Motorola Solutions
MSI
$78.7B
$1.23M 0.09%
+7,657
New +$1.26M
ARCC icon
136
Ares Capital
ARCC
$14.1B
$1.23M 0.09%
+66,011
New +$1.23M
QQQ icon
137
Invesco QQQ Trust
QQQ
$479B
$1.16M 0.08%
5,475
-146
-3% -$29.2K
SHW icon
138
Sherwin-Williams
SHW
$88.2B
$1.15M 0.08%
+5,907
New +$1.13M
SRLN icon
139
State Street Blackstone Senior Loan ETF
SRLN
$5.33B
$1.11M 0.08%
23,929
+2,675
+13% +$123K
VTV icon
140
Vanguard Morningstar Value ETF
VTV
$191B
$1.1M 0.08%
+9,205
New +$1.06M
DHR icon
141
Danaher
DHR
$141B
$1.09M 0.08%
8,054
– –
DSI icon
142
iShares MSCI KLD 400 Social ETF
DSI
$5.51B
$1.09M 0.08%
18,208
-612
-3% -$35.2K
IXUS icon
143
iShares Core MSCI Total International Stock ETF
IXUS
$59.5B
$1.07M 0.08%
17,379
-1,885
-10% -$113K
KMX icon
144
CarMax
KMX
$8.24B
$1.07M 0.08%
12,190
-6,609
-35% -$622K
MDY icon
145
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$1.07M 0.08%
2,847
– –
IAU icon
146
iShares Gold Trust
IAU
$66B
$1.06M 0.08%
36,668
+25,410
+226% +$721K
IGSB icon
147
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$1.05M 0.08%
19,684
-94
-0.5% -$5.04K
GE icon
148
GE Aerospace
GE
$389B
$1.05M 0.08%
18,918
-2,669
-12% -$138K
DWX icon
149
State Street SPDR S&P International Dividend ETF
DWX
$528M
$1.02M 0.07%
25,315
-31
-0.1% -$1.23K
IYC icon
150
iShares US Consumer Discretionary ETF
IYC
$1.21B
$1.02M 0.07%
17,836
+2,828
+19% +$157K
4 5
6
7 8

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Baker Avenue Asset Management's Q4 2019 Portfolio in Review

As of Q4 2019, Baker Avenue Asset Management held 275 positions worth $1.38B, up 9.9% from $1.26B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Baker Avenue Asset Management's Q4 2019 filing shows 37 new, 53 increased, 125 reduced and 25 closed positions. Its largest new stake was JPMorgan Ultra-Short Income ETF: 205,000 shares worth $10.3M. The largest sale was Simpson Manufacturing, an estimated $18.5M.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 6.8% a quarter earlier, followed by Financials and Industrials.

  • Baker Avenue Asset Management's largest Q4 2019 buy was JPMorgan Ultra-Short Income ETF: 205,000 shares worth $10.3M.
  • Baker Avenue Asset Management added most to Vanguard Morningstar Large-Cap ETF in Q4 2019, an estimated $7.66M increase.
  • Baker Avenue Asset Management's biggest Q4 2019 reduction was Simpson Manufacturing, cutting an estimated $18.5M.
  • Baker Avenue Asset Management fully exited iShares MSCI Global Sustainable Development Goals ETF in Q4 2019, selling an estimated $4.42M.
  • Baker Avenue Asset Management's ten largest holdings make up 39% of its $1.38B portfolio in Q4 2019.
  • Baker Avenue Asset Management opened 37 new positions and closed 25 in Q4 2019.
  • Baker Avenue Asset Management's portfolio value rose 9.9% quarter-over-quarter to $1.38B.

Based on Baker Avenue Asset Management's 13F filing for Q4 2019, filed 14 Feb 2020.