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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+2.03%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$714M
AUM Growth
+$17.4M
Cap. Flow
+$8.77M
Cap. Flow %
1.23%
Top 10 Hldgs %
33.55%
Holding
217
New
29
Increased
74
Reduced
83
Closed
17

Top Buys

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$13.3M
2
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$7.6M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$5.7M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.59M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.48M

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$16M
2
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$12.4M
3
VT icon
Vanguard Total World Stock ETF
VT
+$11.7M
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$5.28M
5
IGOV icon
iShares International Treasury Bond ETF
IGOV
+$5.26M

Sector Composition

Rank Sector Weight
1 Technology 10.39%
2 Financials 4.66%
3 Healthcare 3%
4 Communication Services 2.05%
5 Energy 2.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDBC icon
126
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.21B
$647K 0.09%
37,450
-9,885
-21% -$173K
CAMP
127
DELISTED
CalAmp Corp.
CAMP
$637K 0.09%
1,910
+392
+26% +$129K
JD icon
128
JD.com
JD
$43.9B
$636K 0.09%
25,000
+14,000
+127% +$365K
NTRS icon
129
Northern Trust
NTRS
$33.7B
$629K 0.09%
7,060
+595
+9% +$47.3K
ONDK
130
DELISTED
On Deck Capital, Inc.
ONDK
$629K 0.09%
135,802
– –
FIT
131
DELISTED
Fitbit, Inc. Class A common stock
FIT
$619K 0.09%
84,500
+32,500
+63% +$333K
CPE
132
DELISTED
Callon Petroleum Company
CPE
$607K 0.09%
3,950
-1,100
-22% -$168K
WFM
133
DELISTED
Whole Foods Market Inc
WFM
$593K 0.08%
19,263
+1,840
+11% +$55.4K
COST icon
134
Costco
COST
$418B
$561K 0.08%
3,504
-29
-0.8% -$4.43K
CIEN icon
135
Ciena
CIEN
$57.9B
$556K 0.08%
+22,765
New +$497K
ZAYO
136
DELISTED
Zayo Group Holdings, Inc.
ZAYO
$554K 0.08%
+16,850
New +$552K
PSX icon
137
Phillips 66
PSX
$81.2B
$544K 0.08%
6,301
+431
+7% +$35.8K
GOOGL icon
138
Alphabet (Google) Class A
GOOGL
$4.43T
$532K 0.07%
13,420
-1,420
-10% -$56.8K
APA icon
139
APA Corp
APA
$12.3B
$531K 0.07%
8,370
+730
+10% +$46K
EUFN icon
140
iShares MSCI Europe Financials ETF
EUFN
$4.27B
$531K 0.07%
+28,000
New +$507K
PEY icon
141
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.17B
$525K 0.07%
30,991
+5
+0% +$81
VOD icon
142
Vodafone
VOD
$35.4B
$519K 0.07%
21,239
-169,946
-89% -$4.47M
EA icon
143
Electronic Arts
EA
$52.9B
$512K 0.07%
6,500
-13
-0.2% -$1.05K
SHOP icon
144
Shopify
SHOP
$187B
$503K 0.07%
117,350
-6,850
-6% -$28.8K
FMC icon
145
FMC
FMC
$1.35B
$500K 0.07%
+10,193
New +$465K
TDIV icon
146
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.35B
$498K 0.07%
16,823
-89
-0.5% -$2.59K
EMLP icon
147
First Trust North American Energy Infrastructure Fund
EMLP
$4.08B
$495K 0.07%
19,624
-396
-2% -$9.78K
IUSB icon
148
iShares Core Universal USD Bond ETF
IUSB
$43.2B
$490K 0.07%
+9,740
New +$495K
BSX icon
149
Boston Scientific
BSX
$69.2B
$485K 0.07%
22,445
+2,220
+11% +$48.4K
TT icon
150
Trane Technologies
TT
$106B
$483K 0.07%
+6,435
New +$464K
4 5
6
7 8

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Baker Avenue Asset Management's Q4 2016 Portfolio in Review

As of Q4 2016, Baker Avenue Asset Management held 217 positions worth $714M, up 2.5% from $697M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Baker Avenue Asset Management's Q4 2016 filing shows 29 new, 74 increased, 83 reduced and 17 closed positions. Its largest new stake was iShares TIPS Bond ETF: 49,906 shares worth $5.65M. The largest sale was iShares MSCI EAFE ETF, an estimated $16M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Financials and Healthcare.

  • Baker Avenue Asset Management's largest Q4 2016 buy was iShares TIPS Bond ETF: 49,906 shares worth $5.65M.
  • Baker Avenue Asset Management added most to Vanguard FTSE Developed Markets ETF in Q4 2016, an estimated $13.3M increase.
  • Baker Avenue Asset Management's biggest Q4 2016 reduction was iShares MSCI EAFE ETF, cutting an estimated $16M.
  • Baker Avenue Asset Management fully exited Invesco Taxable Municipal Bond ETF in Q4 2016, selling an estimated $5.28M.
  • Baker Avenue Asset Management's ten largest holdings make up 34% of its $714M portfolio in Q4 2016.
  • Baker Avenue Asset Management opened 29 new positions and closed 17 in Q4 2016.
  • Baker Avenue Asset Management's portfolio value rose 2.5% quarter-over-quarter to $714M.

Based on Baker Avenue Asset Management's 13F filing for Q4 2016, filed 13 Feb 2017.