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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+5.68%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$697M
AUM Growth
+$32.3M
Cap. Flow
+$1.67M
Cap. Flow %
0.24%
Top 10 Hldgs %
36.04%
Holding
213
New
28
Increased
68
Reduced
76
Closed
25

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$8.52M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$8.01M
3
SCHW
Charles Schwab
SCHW
+$7.51M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$5.57M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.06M

Top Sells

Rank Stock Value
1
VT icon
Vanguard Total World Stock ETF
VT
+$15.2M
2
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$14.7M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$11.7M
4
WFC icon
Wells Fargo
WFC
+$7.26M
5
GE icon
GE Aerospace
GE
+$4.8M

Sector Composition

Rank Sector Weight
1 Technology 10.89%
2 Financials 4.07%
3 Healthcare 3.09%
4 Communication Services 2.59%
5 Consumer Discretionary 1.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYC icon
126
iShares US Consumer Discretionary ETF
IYC
$1.22B
$595K 0.09%
16,184
-8,440
-34% -$312K
TWX
127
DELISTED
Time Warner Inc
TWX
$587K 0.08%
7,377
+59
+0.8% +$4.61K
PTC icon
128
PTC
PTC
$15.1B
$586K 0.08%
13,215
+565
+4% +$23.4K
EXAS
129
DELISTED
Exact Sciences
EXAS
$560K 0.08%
+30,131
New +$531K
EA icon
130
Electronic Arts
EA
$52.9B
$556K 0.08%
6,513
-3,500
-35% -$280K
COST icon
131
Costco
COST
$418B
$539K 0.08%
3,533
– –
SHOP icon
132
Shopify
SHOP
$187B
$533K 0.08%
124,200
-11,400
-8% -$43.5K
EMLP icon
133
First Trust North American Energy Infrastructure Fund
EMLP
$4.08B
$507K 0.07%
20,020
+982
+5% +$24.5K
TDIV icon
134
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.35B
$496K 0.07%
+16,912
New +$483K
WFM
135
DELISTED
Whole Foods Market Inc
WFM
$494K 0.07%
17,423
-13,350
-43% -$411K
PEY icon
136
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.17B
$492K 0.07%
30,986
+1,696
+6% +$26.7K
MLNX
137
DELISTED
Mellanox Technologies, Ltd.
MLNX
$491K 0.07%
11,345
+515
+5% +$22.8K
APA icon
138
APA Corp
APA
$12.3B
$488K 0.07%
+7,640
New +$418K
CAMP
139
DELISTED
CalAmp Corp.
CAMP
$487K 0.07%
1,518
+600
+65% +$206K
VRTX icon
140
Vertex Pharmaceuticals
VRTX
$123B
$486K 0.07%
+5,570
New +$526K
BSX icon
141
Boston Scientific
BSX
$69.2B
$481K 0.07%
20,225
+655
+3% +$15.6K
BRCD
142
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$477K 0.07%
+51,700
New +$482K
EXI icon
143
iShares Global Industrials ETF
EXI
$1.48B
$474K 0.07%
6,422
-3,580
-36% -$260K
NOBL icon
144
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$474K 0.07%
17,454
-46,504
-73% -$1.28M
CVLT icon
145
Commault Systems
CVLT
$5.52B
$473K 0.07%
8,910
+305
+4% +$15.3K
PSX icon
146
Phillips 66
PSX
$81.2B
$473K 0.07%
+5,870
New +$456K
AL
147
DELISTED
Air Lease Corp
AL
$469K 0.07%
16,422
+850
+5% +$24.1K
FDL icon
148
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.79B
$467K 0.07%
17,126
+1,450
+9% +$39.7K
IVW icon
149
iShares S&P 500 Growth ETF
IVW
$77.1B
$456K 0.07%
14,988
-1,880
-11% -$57K
IDTI
150
DELISTED
Integrated Device Technology I
IDTI
$455K 0.07%
19,700
+3,000
+18% +$62K
4 5
6
7 8

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Baker Avenue Asset Management's Q3 2016 Portfolio in Review

As of Q3 2016, Baker Avenue Asset Management held 213 positions worth $697M, up 4.9% from $665M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Baker Avenue Asset Management's Q3 2016 filing shows 28 new, 68 increased, 76 reduced and 25 closed positions. Its largest new stake was Charles Schwab: 256,242 shares worth $8.09M. The largest sale was Vanguard Total World Stock ETF, an estimated $15.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.9% a quarter earlier, followed by Financials and Healthcare.

  • Baker Avenue Asset Management's largest Q3 2016 buy was Charles Schwab: 256,242 shares worth $8.09M.
  • Baker Avenue Asset Management added most to iShares Russell 2000 ETF in Q3 2016, an estimated $8.52M increase.
  • Baker Avenue Asset Management's biggest Q3 2016 reduction was Vanguard Total World Stock ETF, cutting an estimated $15.2M.
  • Baker Avenue Asset Management fully exited GE Aerospace in Q3 2016, selling an estimated $4.8M.
  • Baker Avenue Asset Management's ten largest holdings make up 36% of its $697M portfolio in Q3 2016.
  • Baker Avenue Asset Management opened 28 new positions and closed 25 in Q3 2016.
  • Baker Avenue Asset Management's portfolio value rose 4.9% quarter-over-quarter to $697M.

Based on Baker Avenue Asset Management's 13F filing for Q3 2016, filed 14 Nov 2016.