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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+4.9%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$696M
AUM Growth
+$128M
Cap. Flow
+$106M
Cap. Flow %
15.29%
Top 10 Hldgs %
40.69%
Holding
213
New
25
Increased
72
Reduced
68
Closed
36

Top Buys

Rank Stock Value
1
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$24.1M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$18.9M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$11.9M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$11.8M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$5.68M

Top Sells

Rank Stock Value
1
IBM icon
IBM
IBM
+$5.71M
2
ALU
Alcatel-Lucent
ALU
+$3.68M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.48M
4
NVS icon
Novartis
NVS
+$3.41M
5
ORCL icon
Oracle
ORCL
+$3.2M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 6.77%
3 Industrials 3.77%
4 Healthcare 3.29%
5 Materials 2.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XYL icon
126
Xylem
XYL
$28.2B
$438K 0.06%
12,000
+2,000
+20% +$72.3K
RTX icon
127
RTX Corp
RTX
$301B
$437K 0.06%
7,228
-1,275
-15% -$77.2K
BSX icon
128
Boston Scientific
BSX
$71.4B
$435K 0.06%
+23,600
New +$423K
IJH icon
129
iShares Core S&P Mid-Cap ETF
IJH
$125B
$432K 0.06%
15,515
+45
+0.3% +$1.29K
INTC icon
130
Intel
INTC
$503B
$427K 0.06%
12,405
-4,334
-26% -$146K
KRE icon
131
State Street SPDR S&P Regional Banking ETF
KRE
$4.65B
$423K 0.06%
10,100
+1,700
+20% +$73.5K
ANF icon
132
Abercrombie & Fitch
ANF
$4.91B
$421K 0.06%
+15,600
New +$362K
IXP icon
133
iShares Global Comm Services ETF
IXP
$571M
$417K 0.06%
7,200
-1,100
-13% -$65.1K
LQD icon
134
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
$412K 0.06%
3,610
-500
-12% -$57.8K
VIG icon
135
Vanguard Dividend Appreciation ETF
VIG
$114B
$408K 0.06%
5,241
-156
-3% -$12.2K
XLKS
136
DELISTED
POWERSHARES S&P SMALLCAP INFORMATION TECHNOLOGY PORTFOLIO
XLKS
$395K 0.06%
7,550
+590
+8% +$30.9K
FV icon
137
First Trust Dorsey Wright Focus 5 ETF
FV
$3.7B
$391K 0.06%
16,660
-11,480
-41% -$266K
DLR icon
138
Digital Realty Trust
DLR
$71.3B
$378K 0.05%
+5,000
New +$360K
BALL icon
139
Ball Corp
BALL
$16.7B
$364K 0.05%
+10,000
New +$342K
SUNE
140
DELISTED
SUNEDISON, INC COM
SUNE
$363K 0.05%
71,340
-14,000
-16% -$85.8K
MDR
141
DELISTED
McDermott International
MDR
$340K 0.05%
33,800
-60,040
-64% -$823K
FCX icon
142
Freeport-McMoran
FCX
$95.5B
$339K 0.05%
50,103
+25,000
+100% +$238K
PANW icon
143
Palo Alto Networks
PANW
$293B
$338K 0.05%
11,526
+3,846
+50% +$111K
NBIS
144
Nebius Group N.V.
NBIS
$48.2B
$338K 0.05%
+21,500
New +$322K
SWC
145
DELISTED
Stillwater Mining Co
SWC
$334K 0.05%
39,000
– –
CVLT icon
146
Commault Systems
CVLT
$5.53B
$331K 0.05%
+8,400
New +$328K
TUBE
147
DELISTED
TubeMogul, Inc.
TUBE
$326K 0.05%
24,000
-40,000
-63% -$493K
MRSH
148
Marsh
MRSH
$92.2B
$325K 0.05%
5,860
– –
ALLY icon
149
Ally Financial
ALLY
$13.4B
$324K 0.05%
+17,400
New +$345K
SE
150
DELISTED
Spectra Energy Corp Wi
SE
$321K 0.05%
13,401
-5,020
-27% -$133K
4 5
6
7 8

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Baker Avenue Asset Management's Q4 2015 Portfolio in Review

As of Q4 2015, Baker Avenue Asset Management held 213 positions worth $696M, up 22% from $568M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Baker Avenue Asset Management deployed $106M of net new capital in Q4 2015, opening 25 new positions and adding to 72 existing holdings. Its largest new stake was iShares MSCI ACWI ETF: 422,233 shares worth $23.6M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, down from 9.7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI EAFE ETF, an estimated $3.48M trimmed.

  • Baker Avenue Asset Management's largest Q4 2015 buy was iShares MSCI ACWI ETF: 422,233 shares worth $23.6M.
  • Baker Avenue Asset Management added most to iShares Russell 3000 ETF in Q4 2015, an estimated $5.68M increase.
  • Baker Avenue Asset Management's biggest Q4 2015 reduction was iShares MSCI EAFE ETF, cutting an estimated $3.48M.
  • Baker Avenue Asset Management fully exited IBM in Q4 2015, selling an estimated $5.71M.
  • Baker Avenue Asset Management's ten largest holdings make up 41% of its $696M portfolio in Q4 2015.
  • Baker Avenue Asset Management opened 25 new positions and closed 36 in Q4 2015.
  • Baker Avenue Asset Management's portfolio value rose 22% quarter-over-quarter to $696M.

Based on Baker Avenue Asset Management's 13F filing for Q4 2015, filed 16 Feb 2016.