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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+3.56%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$722M
AUM Growth
+$7.25M
Cap. Flow
-$9.82M
Cap. Flow %
-1.36%
Top 10 Hldgs %
37.18%
Holding
326
New
60
Increased
86
Reduced
79
Closed
73

Top Buys

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$21.8M
2
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$15.9M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.8M
4
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$9.77M
5
CSM icon
ProShares Large Cap Core Plus
CSM
+$9.64M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$13M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$11.2M
3
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$10.7M
4
IDV icon
iShares International Select Dividend ETF
IDV
+$10.4M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$9.67M

Sector Composition

Rank Sector Weight
1 Technology 11.01%
2 Financials 6.22%
3 Healthcare 4.89%
4 Energy 3.97%
5 Consumer Discretionary 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRK.B icon
126
Berkshire Hathaway Class B
BRK.B
$1.12T
$666K 0.09%
4,433
– –
SN
127
DELISTED
Sanchez Energy Corporation
SN
$659K 0.09%
70,912
-71,159
-50% -$1.07M
TSLA icon
128
Tesla
TSLA
$1.27T
$648K 0.09%
+43,725
New +$683K
INFA
129
DELISTED
INFORMATICA CORP
INFA
$648K 0.09%
17,000
-1,630
-9% -$58.5K
CWB icon
130
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.72B
$642K 0.09%
13,686
-197,515
-94% -$9.67M
EMR icon
131
Emerson Electric
EMR
$91B
$621K 0.09%
10,062
+2,151
+27% +$135K
XOP icon
132
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.49B
$603K 0.08%
3,150
-5,983
-66% -$1.33M
AGG icon
133
iShares Core US Aggregate Bond ETF
AGG
$138B
$597K 0.08%
5,418
-1,183
-18% -$130K
SAN icon
134
Banco Santander
SAN
$209B
$595K 0.08%
76,950
+43,880
+133% +$352K
EXI icon
135
iShares Global Industrials ETF
EXI
$1.48B
$593K 0.08%
+8,411
New +$590K
TFI icon
136
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.13B
$593K 0.08%
12,265
-3,090
-20% -$149K
M icon
137
Macy's
M
$6.71B
$585K 0.08%
8,901
+471
+6% +$28.5K
TUBE
138
DELISTED
TubeMogul, Inc.
TUBE
$579K 0.08%
+25,680
New +$415K
PFF icon
139
iShares Preferred and Income Securities ETF
PFF
$13.3B
$577K 0.08%
+14,627
New +$578K
BNY
140
Bank of New York Mellon
BNY
$108B
$575K 0.08%
14,172
+3,361
+31% +$132K
STL
141
DELISTED
Sterling Bancorp
STL
$575K 0.08%
40,000
+10,000
+33% +$135K
CALD
142
DELISTED
Callidus Software, Inc.
CALD
$572K 0.08%
35,000
-15,000
-30% -$220K
EMC
143
DELISTED
EMC CORPORATION
EMC
$553K 0.08%
18,593
-269
-1% -$7.83K
INTC icon
144
Intel
INTC
$510B
$548K 0.08%
15,105
-1,010
-6% -$35.1K
ODP
145
DELISTED
ODP
ODP
$545K 0.08%
6,354
-5,409
-46% -$344K
DE icon
146
Deere & Co
DE
$165B
$539K 0.07%
6,092
+91
+2% +$7.86K
AFL icon
147
Aflac
AFL
$63.9B
$529K 0.07%
17,324
+1,262
+8% +$37.3K
CIEN icon
148
Ciena
CIEN
$57.9B
$524K 0.07%
+27,000
New +$451K
NOK icon
149
Nokia
NOK
$53.5B
$524K 0.07%
66,720
+15,000
+29% +$121K
SCHW
150
Charles Schwab
SCHW
$188B
$521K 0.07%
+17,270
New +$491K
4 5
6
7 8

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Baker Avenue Asset Management's Q4 2014 Portfolio in Review

As of Q4 2014, Baker Avenue Asset Management held 326 positions worth $722M, up 1% from $714M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Baker Avenue Asset Management's Q4 2014 filing shows 60 new, 86 increased, 79 reduced and 73 closed positions. Its largest new stake was iShares S&P 100 ETF: 243,808 shares worth $22.2M. The largest sale was Vanguard Morningstar Total Stock Market ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 11% a quarter earlier, followed by Financials and Healthcare.

  • Baker Avenue Asset Management's largest Q4 2014 buy was iShares S&P 100 ETF: 243,808 shares worth $22.2M.
  • Baker Avenue Asset Management added most to iShares Russell 2000 ETF in Q4 2014, an estimated $9.1M increase.
  • Baker Avenue Asset Management's biggest Q4 2014 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $13M.
  • Baker Avenue Asset Management fully exited Vanguard FTSE Emerging Markets ETF in Q4 2014, selling an estimated $11.2M.
  • Baker Avenue Asset Management's ten largest holdings make up 37% of its $722M portfolio in Q4 2014.
  • Baker Avenue Asset Management opened 60 new positions and closed 73 in Q4 2014.
  • Baker Avenue Asset Management's portfolio value rose 1% quarter-over-quarter to $722M.

Based on Baker Avenue Asset Management's 13F filing for Q4 2014, filed 13 Feb 2015.