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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
-1.74%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$714M
AUM Growth
+$20.8M
Cap. Flow
+$33.8M
Cap. Flow %
4.73%
Top 10 Hldgs %
37.68%
Holding
330
New
37
Increased
130
Reduced
74
Closed
64

Top Buys

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$22M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$18.4M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$11.9M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$11.3M
5
ILF icon
iShares Latin America 40 ETF
ILF
+$6.78M

Top Sells

Rank Stock Value
1
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$11.2M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$10.5M
3
FEP icon
First Trust Europe AlphaDEX Fund
FEP
+$10.4M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$10.4M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.1M

Sector Composition

Rank Sector Weight
1 Technology 11.21%
2 Financials 6.67%
3 Healthcare 4.76%
4 Industrials 4.64%
5 Energy 3.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VNQ icon
126
Vanguard Real Estate ETF
VNQ
$39.2B
$782K 0.11%
10,884
– –
SUNE
127
DELISTED
SUNEDISON, INC COM
SUNE
$778K 0.11%
41,230
+27,290
+196% +$585K
EOG icon
128
EOG Resources
EOG
$71.5B
$755K 0.11%
7,620
+790
+12% +$85.9K
IMPV
129
DELISTED
Imperva, Inc.
IMPV
$750K 0.11%
+26,090
New +$708K
TFI icon
130
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.13B
$737K 0.1%
15,355
+2,125
+16% +$101K
AGG icon
131
iShares Core US Aggregate Bond ETF
AGG
$138B
$720K 0.1%
6,601
-2,329
-26% -$254K
IGSB icon
132
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$716K 0.1%
13,598
-53,096
-80% -$2.8M
SRCI
133
DELISTED
SRC Energy Inc
SRCI
$711K 0.1%
58,367
-6,548
-10% -$81.7K
GLW icon
134
Corning
GLW
$135B
$644K 0.09%
+33,300
New +$694K
INFA
135
DELISTED
INFORMATICA CORP
INFA
$638K 0.09%
18,630
+7,130
+62% +$237K
HYT icon
136
BlackRock Corporate High Yield Fund
HYT
$1.37B
$621K 0.09%
+52,500
New +$631K
BALT
137
DELISTED
BALTIC TRADING LIMITED COMMON STOCK
BALT
$621K 0.09%
149,986
+5,916
+4% +$32.1K
SUSA icon
138
iShares ESG Optimized MSCI USA ETF
SUSA
$4.16B
$617K 0.09%
14,982
+3,100
+26% +$128K
MEOH icon
139
Methanex
MEOH
$4.02B
$615K 0.09%
9,210
+4,420
+92% +$292K
BRK.B icon
140
Berkshire Hathaway Class B
BRK.B
$1.12T
$612K 0.09%
4,433
+2,000
+82% +$266K
ODP
141
DELISTED
ODP
ODP
$605K 0.08%
11,763
+254
+2% +$13.4K
FTNT icon
142
Fortinet
FTNT
$120B
$601K 0.08%
118,935
-4,940
-4% -$25K
CALD
143
DELISTED
Callidus Software, Inc.
CALD
$601K 0.08%
50,000
+5,050
+11% +$57.7K
IYT icon
144
iShares US Transportation ETF
IYT
$2.28B
$595K 0.08%
15,776
+412
+3% +$15.4K
BB icon
145
BlackBerry
BB
$5.12B
$583K 0.08%
58,510
– –
AKAM icon
146
Akamai
AKAM
$17.8B
$566K 0.08%
+9,470
New +$569K
INTC icon
147
Intel
INTC
$510B
$561K 0.08%
16,115
-2,844
-15% -$96.3K
EMC
148
DELISTED
EMC CORPORATION
EMC
$552K 0.08%
18,862
+3,881
+26% +$112K
PRGN
149
DELISTED
PARAGON SHIPPING INC CL A NEW (MHL)
PRGN
$533K 0.07%
3,514
+718
+26% +$139K
SLV icon
150
iShares Silver Trust
SLV
$29.9B
$530K 0.07%
32,430
-14,070
-30% -$266K
4 5
6
7 8

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Baker Avenue Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, Baker Avenue Asset Management held 330 positions worth $714M, up 3% from $694M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Baker Avenue Asset Management deployed $33.8M of net new capital in Q3 2014, opening 37 new positions and adding to 130 existing holdings. Its largest new stake was Vanguard FTSE Emerging Markets ETF: 268,588 shares worth $11.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $10.5M trimmed.

  • Baker Avenue Asset Management's largest Q3 2014 buy was Vanguard FTSE Emerging Markets ETF: 268,588 shares worth $11.2M.
  • Baker Avenue Asset Management added most to Vanguard Total Bond Market in Q3 2014, an estimated $22M increase.
  • Baker Avenue Asset Management's biggest Q3 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $10.5M.
  • Baker Avenue Asset Management fully exited iShares MSCI EAFE Small-Cap ETF in Q3 2014, selling an estimated $11.2M.
  • Baker Avenue Asset Management's ten largest holdings make up 38% of its $714M portfolio in Q3 2014.
  • Baker Avenue Asset Management opened 37 new positions and closed 64 in Q3 2014.
  • Baker Avenue Asset Management's portfolio value rose 3% quarter-over-quarter to $714M.

Based on Baker Avenue Asset Management's 13F filing for Q3 2014, filed 12 Nov 2014.