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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
-2.53%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$2B
AUM Growth
+$12M
Cap. Flow
-$16.3M
Cap. Flow %
-0.82%
Top 10 Hldgs %
31.13%
Holding
1,760
New
184
Increased
538
Reduced
337
Closed
169

Top Buys

Rank Stock Value
1
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$13.2M
2
JCI icon
Johnson Controls International
JCI
+$9.71M
3
CRM icon
Salesforce
CRM
+$7.44M
4
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$6.25M
5
AFL icon
Aflac
AFL
+$5.75M

Top Sells

Rank Stock Value
1
UPS icon
United Parcel Service
UPS
+$11.1M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$10.8M
3
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$5.29M
4
PYPL icon
PayPal
PYPL
+$5.25M
5
GLW icon
Corning
GLW
+$5.16M

Sector Composition

Rank Sector Weight
1 Technology 16.09%
2 Industrials 6.05%
3 Consumer Discretionary 5.75%
4 Financials 5.17%
5 Energy 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALGT icon
1301
Allegiant Air
ALGT
$2.43B
$922 ﹤0.01%
12
– –
AI icon
1302
C3.ai
AI
$1.6B
$919 ﹤0.01%
36
– –
ACHC icon
1303
Acadia Healthcare
ACHC
$2.96B
$914 ﹤0.01%
13
– –
ADTN icon
1304
Adtran
ADTN
$667M
$914 ﹤0.01%
+111
New +$987
PCTY icon
1305
Paylocity
PCTY
$7.85B
$909 ﹤0.01%
5
– –
SWX icon
1306
Southwest Gas
SWX
$6.56B
$906 ﹤0.01%
15
– –
CATY icon
1307
Cathay General Bancorp
CATY
$4.24B
$904 ﹤0.01%
26
– –
NLY icon
1308
Annaly Capital Management
NLY
$17.1B
$903 ﹤0.01%
48
– –
UPWK icon
1309
Upwork
UPWK
$1.19B
$897 ﹤0.01%
79
– –
WGO icon
1310
Winnebago Industries
WGO
$893M
$892 ﹤0.01%
15
– –
TNC icon
1311
Tennant Co
TNC
$1.21B
$890 ﹤0.01%
12
– –
RDFN
1312
DELISTED
Redfin
RDFN
$887 ﹤0.01%
126
– –
ASMB icon
1313
Assembly Biosciences
ASMB
$522M
$885 ﹤0.01%
83
– –
HLX icon
1314
Helix Energy Solutions
HLX
$1.46B
$882 ﹤0.01%
79
– –
WEN icon
1315
Wendy's
WEN
$1.42B
$878 ﹤0.01%
43
+22
+105% +$459
NWLI
1316
DELISTED
National Western Life Group, Inc. Class A
NWLI
$875 ﹤0.01%
2
– –
HOUS
1317
DELISTED
Anywhere Real Estate
HOUS
$874 ﹤0.01%
136
– –
WASH icon
1318
Washington Trust Bancorp
WASH
$735M
$869 ﹤0.01%
33
-17
-34% -$485
CWEN icon
1319
Clearway Energy Class C
CWEN
$6.74B
$868 ﹤0.01%
41
-3
-7% -$76
FHB icon
1320
First Hawaiian
FHB
$3.32B
$848 ﹤0.01%
47
-25
-35% -$482
FULT icon
1321
Fulton Financial
FULT
$4.64B
$848 ﹤0.01%
70
– –
AEP icon
1322
American Electric Power
AEP
$66.8B
$847 ﹤0.01%
11
-19
-63% -$1.55K
EME icon
1323
Emcor
EME
$36.2B
$842 ﹤0.01%
4
– –
GSLC icon
1324
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$16B
$842 ﹤0.01%
10
– –
DO
1325
DELISTED
Diamond Offshore Drilling, Inc.
DO
$837 ﹤0.01%
57
– –
51 52
53
54 55

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DDC
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KACA
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AUB
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Baker Avenue Asset Management's Q3 2023 Portfolio in Review

As of Q3 2023, Baker Avenue Asset Management held 1,760 positions worth $2B, up 0.61% from $1.99B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Baker Avenue Asset Management's Q3 2023 filing shows 184 new, 538 increased, 337 reduced and 169 closed positions. Its largest new stake was Global X US Infrastructure Development ETF: 67,333 shares worth $2.05M. The largest sale was United Parcel Service, an estimated $11.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Baker Avenue Asset Management's largest Q3 2023 buy was Global X US Infrastructure Development ETF: 67,333 shares worth $2.05M.
  • Baker Avenue Asset Management added most to iShares 0-3 Month Treasury Bond ETF in Q3 2023, an estimated $13.2M increase.
  • Baker Avenue Asset Management's biggest Q3 2023 reduction was United Parcel Service, cutting an estimated $11.1M.
  • Baker Avenue Asset Management fully exited NIO in Q3 2023, selling an estimated $187K.
  • Baker Avenue Asset Management's ten largest holdings make up 31% of its $2B portfolio in Q3 2023.
  • Baker Avenue Asset Management opened 184 new positions and closed 169 in Q3 2023.
  • Baker Avenue Asset Management's portfolio value rose 0.61% quarter-over-quarter to $2B.

Based on Baker Avenue Asset Management's 13F filing for Q3 2023, filed 15 Nov 2023.