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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+7.19%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$1.38B
AUM Growth
+$124M
Cap. Flow
+$37.9M
Cap. Flow %
2.75%
Top 10 Hldgs %
38.91%
Holding
275
New
37
Increased
53
Reduced
125
Closed
25

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$10.3M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$7.66M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.23M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$6.54M
5
COP icon
ConocoPhillips
COP
+$6.52M

Top Sells

Rank Stock Value
1
SSD icon
Simpson Manufacturing
SSD
+$18.5M
2
AAPL icon
Apple
AAPL
+$7.75M
3
FTI icon
TechnipFMC
FTI
+$4.98M
4
SDG icon
iShares MSCI Global Sustainable Development Goals ETF
SDG
+$4.42M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.7M

Sector Composition

Rank Sector Weight
1 Technology 6.55%
2 Financials 3.15%
3 Industrials 2.36%
4 Healthcare 2.33%
5 Consumer Discretionary 1.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDIV icon
101
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.38B
$2.26M 0.16%
52,377
-141
-0.3% -$5.83K
TGT icon
102
Target
TGT
$66.8B
$2.16M 0.16%
16,882
-8,462
-33% -$993K
ORCL icon
103
Oracle
ORCL
$413B
$2.13M 0.15%
40,193
+28,616
+247% +$1.58M
FCX icon
104
Freeport-McMoran
FCX
$95.5B
$2.1M 0.15%
160,093
+10,680
+7% +$117K
FISV
105
Fiserv Inc
FISV
$28.9B
$2.09M 0.15%
+18,105
New +$2M
ON icon
106
ON Semiconductor
ON
$18.6B
$2.08M 0.15%
85,418
-6,280
-7% -$133K
XLG icon
107
Invesco S&P 500 Top 50 ETF
XLG
$11B
$2.07M 0.15%
88,870
+11,670
+15% +$259K
LOW icon
108
Lowe's Companies
LOW
$122B
$2.06M 0.15%
17,233
+45
+0.3% +$5.15K
SCHV
109
Schwab US Large-Cap Value ETF
SCHV
$16B
$2.06M 0.15%
+102,600
New +$1.99M
HES
110
DELISTED
Hess
HES
$2.06M 0.15%
30,763
-1,664
-5% -$109K
UNH icon
111
UnitedHealth
UNH
$367B
$2.03M 0.15%
6,914
-1,296
-16% -$339K
NVDA icon
112
NVIDIA
NVDA
$5.3T
$2M 0.14%
339,320
-68,880
-17% -$358K
XLK icon
113
State Street Technology Select Sector SPDR ETF
XLK
$122B
$1.89M 0.14%
41,302
-3,170
-7% -$136K
CVX icon
114
Chevron
CVX
$371B
$1.89M 0.14%
15,668
-794
-5% -$93.5K
MRK icon
115
Merck
MRK
$317B
$1.86M 0.13%
21,466
-7,906
-27% -$649K
AVGO icon
116
Broadcom
AVGO
$2T
$1.85M 0.13%
58,430
-14,810
-20% -$450K
FEX icon
117
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.6B
$1.83M 0.13%
28,070
– –
EXAS
118
DELISTED
Exact Sciences
EXAS
$1.65M 0.12%
17,818
+13,818
+345% +$1.21M
RF icon
119
Regions Financial
RF
$26.8B
$1.63M 0.12%
+95,108
New +$1.57M
ECL icon
120
Ecolab
ECL
$79.8B
$1.63M 0.12%
8,421
-660
-7% -$125K
DE icon
121
Deere & Co
DE
$166B
$1.59M 0.12%
9,159
-4,679
-34% -$806K
PYPL icon
122
PayPal
PYPL
$51.1B
$1.53M 0.11%
14,156
-94
-0.7% -$9.8K
IDXX icon
123
Idexx Laboratories
IDXX
$46.5B
$1.48M 0.11%
5,662
-370
-6% -$97.5K
ABMD
124
DELISTED
Abiomed Inc
ABMD
$1.45M 0.11%
+8,527
New +$1.58M
ACWX icon
125
iShares MSCI ACWI ex US ETF
ACWX
$11.7B
$1.42M 0.1%
29,000
-3,196
-10% -$152K
3 4
5
6 7

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Baker Avenue Asset Management's Q4 2019 Portfolio in Review

As of Q4 2019, Baker Avenue Asset Management held 275 positions worth $1.38B, up 9.9% from $1.26B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Baker Avenue Asset Management's Q4 2019 filing shows 37 new, 53 increased, 125 reduced and 25 closed positions. Its largest new stake was JPMorgan Ultra-Short Income ETF: 205,000 shares worth $10.3M. The largest sale was Simpson Manufacturing, an estimated $18.5M.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 6.8% a quarter earlier, followed by Financials and Industrials.

  • Baker Avenue Asset Management's largest Q4 2019 buy was JPMorgan Ultra-Short Income ETF: 205,000 shares worth $10.3M.
  • Baker Avenue Asset Management added most to Vanguard Morningstar Large-Cap ETF in Q4 2019, an estimated $7.66M increase.
  • Baker Avenue Asset Management's biggest Q4 2019 reduction was Simpson Manufacturing, cutting an estimated $18.5M.
  • Baker Avenue Asset Management fully exited iShares MSCI Global Sustainable Development Goals ETF in Q4 2019, selling an estimated $4.42M.
  • Baker Avenue Asset Management's ten largest holdings make up 39% of its $1.38B portfolio in Q4 2019.
  • Baker Avenue Asset Management opened 37 new positions and closed 25 in Q4 2019.
  • Baker Avenue Asset Management's portfolio value rose 9.9% quarter-over-quarter to $1.38B.

Based on Baker Avenue Asset Management's 13F filing for Q4 2019, filed 14 Feb 2020.