We are live on ! Find out more
BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+4.35%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$888M
AUM Growth
+$135M
Cap. Flow
+$102M
Cap. Flow %
11.53%
Top 10 Hldgs %
31.23%
Holding
230
New
32
Increased
108
Reduced
64
Closed
9

Top Buys

Rank Stock Value
1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$14.5M
2
SSD icon
Simpson Manufacturing
SSD
+$9.57M
3
IWV icon
iShares Russell 3000 ETF
IWV
+$8.16M
4
IVE icon
iShares S&P 500 Value ETF
IVE
+$6.6M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$6.3M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.9M
2
AMAT icon
Applied Materials
AMAT
+$1.63M
3
SIG icon
Signet Jewelers
SIG
+$861K
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$852K
5
PI icon
Impinj
PI
+$811K

Sector Composition

Rank Sector Weight
1 Technology 10.22%
2 Financials 4.22%
3 Healthcare 3.54%
4 Materials 3.04%
5 Communication Services 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRPN icon
101
Groupon
GRPN
$1.05B
$1.27M 0.14%
12,264
-879
-7% -$72.6K
AFL icon
102
Aflac
AFL
$64.9B
$1.23M 0.14%
30,116
+2,424
+9% +$97.6K
RF icon
103
Regions Financial
RF
$26.4B
$1.23M 0.14%
80,503
+8,708
+12% +$125K
CAT icon
104
Caterpillar
CAT
$375B
$1.22M 0.14%
9,760
+776
+9% +$89.4K
MNK
105
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$1.2M 0.14%
32,176
+6,795
+27% +$270K
DJP icon
106
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$800M
$1.19M 0.13%
51,330
-870
-2% -$20.1K
XLK icon
107
State Street Technology Select Sector SPDR ETF
XLK
$115B
$1.16M 0.13%
39,184
+356
+0.9% +$10.3K
EEM icon
108
iShares MSCI Emerging Markets ETF
EEM
$28.8B
$1.14M 0.13%
25,358
+4,530
+22% +$199K
ABB
109
DELISTED
ABB Ltd
ABB
$1.13M 0.13%
45,763
+6,203
+16% +$148K
C icon
110
Citigroup
C
$222B
$1.13M 0.13%
15,503
+315
+2% +$21.5K
XYL icon
111
Xylem
XYL
$27.3B
$1.11M 0.13%
17,732
+1,396
+9% +$83.4K
CAMP
112
DELISTED
CalAmp Corp.
CAMP
$1.09M 0.12%
2,030
-78
-4% -$34.4K
NVDA icon
113
NVIDIA
NVDA
$4.86T
$1.08M 0.12%
242,600
-50,200
-17% -$209K
UNH icon
114
UnitedHealth
UNH
$376B
$1.08M 0.12%
5,523
+250
+5% +$48.3K
FLS icon
115
Flowserve
FLS
$9.71B
$1.07M 0.12%
25,197
+6,957
+38% +$293K
AVGO icon
116
Broadcom
AVGO
$1.85T
$1.06M 0.12%
43,770
-2,690
-6% -$66.5K
VBR icon
117
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.1B
$1.05M 0.12%
8,227
+1,248
+18% +$154K
PDP icon
118
Invesco Dorsey Wright Momentum ETF
PDP
$1.46B
$1.03M 0.12%
21,270
-2,420
-10% -$116K
WFT
119
DELISTED
Weatherford International plc
WFT
$1.01M 0.11%
220,100
-72,267
-25% -$299K
FTI icon
120
TechnipFMC
FTI
$28.1B
$1M 0.11%
48,282
+10,278
+27% +$206K
TGT icon
121
Target
TGT
$65.6B
$983K 0.11%
16,658
+1,784
+12% +$99.9K
XLG icon
122
Invesco S&P 500 Top 50 ETF
XLG
$10.6B
$968K 0.11%
54,420
+8,500
+19% +$149K
BRK.B icon
123
Berkshire Hathaway Class B
BRK.B
$1.1T
$957K 0.11%
5,223
+141
+3% +$24.9K
ECL icon
124
Ecolab
ECL
$78.1B
$956K 0.11%
7,433
+581
+8% +$76.4K
SN
125
DELISTED
Sanchez Energy Corporation
SN
$952K 0.11%
197,611
+36,755
+23% +$189K
3 4
5
6 7

Similar funds

DRZID
DePrince Race & Zollo Inc (DRZ) Winter Park, Florida $5.29B AUM 20.14% 1-Year Est. Return
WL
WIT LLC District Of Columbia, District of Columbia $5.3B AUM 20.46% 1-Year Est. Return
FMWA
Forvis Mazars Wealth Advisors Springfield, Missouri $5.27B AUM 18.06% 1-Year Est. Return
CBUSF
Construction & Building Unions Superannuation Fund Melbourne, Australia $5.31B AUM 20.68% 1-Year Est. Return
SDIC
South Dakota Investment Council Sioux Falls, South Dakota $5.24B AUM 22.1% 1-Year Est. Return
DPL
Danica Pension Livsforsikrings Copenhagen V $5.33B AUM 18.02% 1-Year Est. Return
KKRC
Kohlberg Kravis Roberts & Co New York $5.35B AUM 63.01% 1-Year Est. Return
DDC
DF Dent & Co Baltimore, Maryland $5.22B AUM 2.07% 1-Year Est. Return

Baker Avenue Asset Management's Q3 2017 Portfolio in Review

As of Q3 2017, Baker Avenue Asset Management held 230 positions worth $888M, up 18% from $753M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Baker Avenue Asset Management deployed $102M of net new capital in Q3 2017, opening 32 new positions and adding to 108 existing holdings. Its largest new stake was Vanguard FTSE Emerging Markets ETF: 335,334 shares worth $14.6M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Russell 1000 Growth ETF, an estimated $5.9M trimmed.

  • Baker Avenue Asset Management's largest Q3 2017 buy was Vanguard FTSE Emerging Markets ETF: 335,334 shares worth $14.6M.
  • Baker Avenue Asset Management added most to iShares Russell 3000 ETF in Q3 2017, an estimated $8.16M increase.
  • Baker Avenue Asset Management's biggest Q3 2017 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $5.9M.
  • Baker Avenue Asset Management fully exited Signet Jewelers in Q3 2017, selling an estimated $861K.
  • Baker Avenue Asset Management's ten largest holdings make up 31% of its $888M portfolio in Q3 2017.
  • Baker Avenue Asset Management opened 32 new positions and closed 9 in Q3 2017.
  • Baker Avenue Asset Management's portfolio value rose 18% quarter-over-quarter to $888M.

Based on Baker Avenue Asset Management's 13F filing for Q3 2017, filed 14 Nov 2017.