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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+2.03%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$714M
AUM Growth
+$17.4M
Cap. Flow
+$8.77M
Cap. Flow %
1.23%
Top 10 Hldgs %
33.55%
Holding
217
New
29
Increased
74
Reduced
83
Closed
17

Top Buys

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$13.3M
2
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$7.6M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$5.7M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.59M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.48M

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$16M
2
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$12.4M
3
VT icon
Vanguard Total World Stock ETF
VT
+$11.7M
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$5.28M
5
IGOV icon
iShares International Treasury Bond ETF
IGOV
+$5.26M

Sector Composition

Rank Sector Weight
1 Technology 10.39%
2 Financials 4.66%
3 Healthcare 3%
4 Communication Services 2.05%
5 Energy 2.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYM icon
101
iShares US Basic Materials ETF
IYM
$1.21B
$829K 0.12%
9,964
-5,593
-36% -$452K
JNUG icon
102
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
$403M
$824K 0.12%
+738
New +$1.31M
PHYS icon
103
Sprott Physical Gold
PHYS
$14.7B
$815K 0.11%
86,765
-25,975
-23% -$260K
AMD icon
104
Advanced Micro Devices
AMD
$846B
$814K 0.11%
71,740
-44,165
-38% -$370K
BAC icon
105
Bank of America
BAC
$440B
$797K 0.11%
36,080
-9,720
-21% -$187K
VNQ icon
106
Vanguard Real Estate ETF
VNQ
$39.2B
$791K 0.11%
9,590
– –
CHRD icon
107
Chord Energy
CHRD
$7.71B
$787K 0.11%
52,000
+25,000
+93% +$324K
MDLZ icon
108
Mondelez International
MDLZ
$79.2B
$785K 0.11%
+17,700
New +$763K
NBIS
109
Nebius Group N.V.
NBIS
$57.3B
$759K 0.11%
37,715
+7,340
+24% +$144K
MDR
110
DELISTED
McDermott International
MDR
$755K 0.11%
34,055
-6,585
-16% -$123K
TWX
111
DELISTED
Time Warner Inc
TWX
$752K 0.11%
7,792
+415
+6% +$36.9K
BABA icon
112
Alibaba
BABA
$309B
$749K 0.1%
+8,525
New +$821K
SN
113
DELISTED
Sanchez Energy Corporation
SN
$731K 0.1%
80,920
-20,220
-20% -$162K
VCSH icon
114
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$720K 0.1%
9,070
+740
+9% +$59K
TFI icon
115
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.13B
$714K 0.1%
15,055
+2,955
+24% +$143K
XYL icon
116
Xylem
XYL
$28.5B
$714K 0.1%
14,411
+621
+5% +$31.5K
UPS icon
117
United Parcel Service
UPS
$92.7B
$700K 0.1%
6,107
-3,578
-37% -$403K
AFL icon
118
Aflac
AFL
$63.7B
$685K 0.1%
19,694
+1,182
+6% +$41.6K
AVGO icon
119
Broadcom
AVGO
$1.99T
$672K 0.09%
38,030
+3,280
+9% +$56.8K
PARA
120
DELISTED
Paramount Global Class B
PARA
$671K 0.09%
10,550
-7,070
-40% -$419K
AL
121
DELISTED
Air Lease Corp
AL
$670K 0.09%
19,525
+3,103
+19% +$102K
MU icon
122
Micron Technology
MU
$1.01T
$662K 0.09%
30,219
-19,500
-39% -$366K
C icon
123
Citigroup
C
$230B
$660K 0.09%
11,100
+2,309
+26% +$125K
ABB
124
DELISTED
ABB Ltd
ABB
$659K 0.09%
+31,300
New +$668K
GLNG icon
125
Golar LNG
GLNG
$5.03B
$658K 0.09%
+28,705
New +$668K
3 4
5
6 7

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Baker Avenue Asset Management's Q4 2016 Portfolio in Review

As of Q4 2016, Baker Avenue Asset Management held 217 positions worth $714M, up 2.5% from $697M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Baker Avenue Asset Management's Q4 2016 filing shows 29 new, 74 increased, 83 reduced and 17 closed positions. Its largest new stake was iShares TIPS Bond ETF: 49,906 shares worth $5.65M. The largest sale was iShares MSCI EAFE ETF, an estimated $16M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Financials and Healthcare.

  • Baker Avenue Asset Management's largest Q4 2016 buy was iShares TIPS Bond ETF: 49,906 shares worth $5.65M.
  • Baker Avenue Asset Management added most to Vanguard FTSE Developed Markets ETF in Q4 2016, an estimated $13.3M increase.
  • Baker Avenue Asset Management's biggest Q4 2016 reduction was iShares MSCI EAFE ETF, cutting an estimated $16M.
  • Baker Avenue Asset Management fully exited Invesco Taxable Municipal Bond ETF in Q4 2016, selling an estimated $5.28M.
  • Baker Avenue Asset Management's ten largest holdings make up 34% of its $714M portfolio in Q4 2016.
  • Baker Avenue Asset Management opened 29 new positions and closed 17 in Q4 2016.
  • Baker Avenue Asset Management's portfolio value rose 2.5% quarter-over-quarter to $714M.

Based on Baker Avenue Asset Management's 13F filing for Q4 2016, filed 13 Feb 2017.