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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+5.68%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$697M
AUM Growth
+$32.3M
Cap. Flow
+$1.67M
Cap. Flow %
0.24%
Top 10 Hldgs %
36.04%
Holding
213
New
28
Increased
68
Reduced
76
Closed
25

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$8.52M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$8.01M
3
SCHW
Charles Schwab
SCHW
+$7.51M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$5.57M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.06M

Top Sells

Rank Stock Value
1
VT icon
Vanguard Total World Stock ETF
VT
+$15.2M
2
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$14.7M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$11.7M
4
WFC icon
Wells Fargo
WFC
+$7.26M
5
GE icon
GE Aerospace
GE
+$4.8M

Sector Composition

Rank Sector Weight
1 Technology 10.89%
2 Financials 4.07%
3 Healthcare 3.09%
4 Communication Services 2.59%
5 Consumer Discretionary 1.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MU icon
101
Micron Technology
MU
$1.04T
$884K 0.13%
49,719
– –
RHT
102
DELISTED
Red Hat Inc
RHT
$865K 0.12%
+10,700
New +$796K
SEE
103
DELISTED
Sealed Air
SEE
$861K 0.12%
18,800
+215
+1% +$10.1K
VNQ icon
104
Vanguard Real Estate ETF
VNQ
$39.1B
$832K 0.12%
9,590
– –
PDBC icon
105
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.22B
$826K 0.12%
47,335
-32,180
-40% -$549K
RF icon
106
Regions Financial
RF
$27.3B
$812K 0.12%
82,285
-53,270
-39% -$499K
AMD icon
107
Advanced Micro Devices
AMD
$793B
$801K 0.11%
115,905
+31,865
+38% +$203K
ON icon
108
ON Semiconductor
ON
$30.3B
$795K 0.11%
+64,550
New +$668K
CPE
109
DELISTED
Callon Petroleum Company
CPE
$793K 0.11%
5,050
+1,000
+25% +$132K
ONDK
110
DELISTED
On Deck Capital, Inc.
ONDK
$774K 0.11%
135,802
-25,000
-16% -$143K
FIT
111
DELISTED
Fitbit, Inc. Class A common stock
FIT
$772K 0.11%
52,000
+14,500
+39% +$211K
VBR icon
112
Vanguard Morningstar Small-Cap Value ETF
VBR
$38B
$752K 0.11%
6,800
– –
SNBR
113
DELISTED
Sleep Number
SNBR
$728K 0.1%
+33,710
New +$830K
XYL icon
114
Xylem
XYL
$28.5B
$723K 0.1%
13,790
-710
-5% -$34.8K
BAC icon
115
Bank of America
BAC
$444B
$717K 0.1%
45,800
+10,385
+29% +$155K
IEFA icon
116
iShares Core MSCI EAFE ETF
IEFA
$194B
$715K 0.1%
12,962
-11,220
-46% -$605K
VCSH icon
117
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$671K 0.1%
8,330
– –
AFL icon
118
Aflac
AFL
$63.5B
$665K 0.1%
18,512
-940
-5% -$34.2K
BNY
119
Bank of New York Mellon
BNY
$108B
$655K 0.09%
16,430
-233
-1% -$9.31K
NBIS
120
Nebius Group N.V.
NBIS
$56.8B
$639K 0.09%
30,375
-3,955
-12% -$86K
DIS icon
121
Walt Disney
DIS
$177B
$626K 0.09%
6,740
+520
+8% +$49.8K
MDR
122
DELISTED
McDermott International
MDR
$611K 0.09%
40,640
+1,537
+4% +$23K
TFI icon
123
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.13B
$606K 0.09%
12,100
-295
-2% -$14.8K
AVGO icon
124
Broadcom
AVGO
$2T
$600K 0.09%
+34,750
New +$581K
GOOGL icon
125
Alphabet (Google) Class A
GOOGL
$4.44T
$597K 0.09%
14,840
-3,700
-20% -$145K
3 4
5
6 7

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Baker Avenue Asset Management's Q3 2016 Portfolio in Review

As of Q3 2016, Baker Avenue Asset Management held 213 positions worth $697M, up 4.9% from $665M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Baker Avenue Asset Management's Q3 2016 filing shows 28 new, 68 increased, 76 reduced and 25 closed positions. Its largest new stake was Charles Schwab: 256,242 shares worth $8.09M. The largest sale was Vanguard Total World Stock ETF, an estimated $15.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.9% a quarter earlier, followed by Financials and Healthcare.

  • Baker Avenue Asset Management's largest Q3 2016 buy was Charles Schwab: 256,242 shares worth $8.09M.
  • Baker Avenue Asset Management added most to iShares Russell 2000 ETF in Q3 2016, an estimated $8.52M increase.
  • Baker Avenue Asset Management's biggest Q3 2016 reduction was Vanguard Total World Stock ETF, cutting an estimated $15.2M.
  • Baker Avenue Asset Management fully exited GE Aerospace in Q3 2016, selling an estimated $4.8M.
  • Baker Avenue Asset Management's ten largest holdings make up 36% of its $697M portfolio in Q3 2016.
  • Baker Avenue Asset Management opened 28 new positions and closed 25 in Q3 2016.
  • Baker Avenue Asset Management's portfolio value rose 4.9% quarter-over-quarter to $697M.

Based on Baker Avenue Asset Management's 13F filing for Q3 2016, filed 14 Nov 2016.